Richie Investment Advisors, Llc
State-registered
Endowment & Foundation Advisor · Boutique (under $100M)
CRD 281407
· Austin, TX
· WWW.RICHIECAPITAL.COM
☆ Save with Pro
ADV data as of Feb 02, 2026
- Regulatory AUM
- $52.1M
- Discretionary
- $52.1M
- Clients
- 51
- Avg AUM / client
- $1.0M
- Accounts
- 52
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 50 | $11.7M | 22.5% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.6M | 3.16% |
| Charitable organizations | Fewer than 5 clients | $38.8M | 74.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Khadir Nuri Richie | Registered representative | Nov 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/02/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $38.8M (74% of AUM) Feb 2026
- First Clearing, Llc $10.1M (19% of AUM) Feb 2026
- Fidelity Brokerage Services $1.7M (3% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 02, 2026.
View current Form ADV (SEC/IAPD) ↗