Triumph Capital Management
- Regulatory AUM
- $646M
- Discretionary
- $646M
- Clients
- 2,239
- Avg AUM / client
- $288K
- Accounts
- 3,653
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,815 | $223M | 34.6% |
| High net worth individuals | 378 | $394M | 61.0% |
| Pension and profit sharing plans | 27 | $22.6M | 3.5% |
| Charitable organizations | Fewer than 5 clients | $2.3M | 0.35% |
| Corporations and other businesses | 19 | $3.7M | 0.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Frontier Airlines, Inc. 401(k) Retirement Plan Frontier Airlines, Inc. | 2024 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Carl Drespling | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% | |
| Derek Nathan Eichenwald | President | Jan 2016 (11y) | 75% or more | |
| Cory Philip Robinson | Registered representative | Feb 2016 (10y) | ||
| Daniel Lehan Mayer | Registered representative | Feb 2016 (10y) | ||
| Gregory Robert Schowe | Registered representative | Feb 2016 (10y) | ||
| James Baker Peters | Registered representative | Feb 2016 (10y) | ||
| Ryan Michael Cook | Registered representative | Feb 2016 (10y) | ||
| Brian Timothy Stark | Registered representative | Feb 2016 (10y) | ||
| Shea Ahren Winkeller | Registered representative | Feb 2016 (10y) | ||
| Timothy Owings Waters | Registered representative | Feb 2016 (10y) | ||
| Stephen Joseph Murphy | Registered representative | Jun 2017 (9y) | ||
| Brent Edmund Mcgibbon | Registered representative | Sep 2021 (5y) | ||
| Jamar Joseph Anderson | Registered representative | Jan 2024 (3y) | ||
| Christopher Edward Kolker | Registered representative | CFP | Oct 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Frontier Airlines, Inc. 401(k) Retirement Plan | Frontier Airlines, Inc. | 7,716 | $962M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- TD Ameritrade $292M (84% of AUM) Jan 2021
- Folio Investments, Inc. $29.8M (10% of AUM) Nov 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗