Gfm Asset Management Llc
- Regulatory AUM
- $27.5M
- Discretionary
- $27.5M
- Clients
- 42
- Avg AUM / client
- $655K
- Accounts
- 63
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $2.5M | 9.09% |
| High net worth individuals | 20 | $22.0M | 80.0% |
| Pension and profit sharing plans | 5 | $3.0M | 10.9% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tariq Anwar Dennison | Managing Member And Chief Compliance Officer | Apr 2016 (10y) | 75% or more | |
| Geoffrey Allen Galbraith | Registered representative | Feb 2021 (5y) | ||
| Jeremy Scott Wolf | Registered representative | Apr 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Interactive Brokers $23.5M (85% of AUM) Mar 2026
- Folio Investments, Inc. $1.4M (6% of AUM) May 2022
- Truist Financial Corp $400K (1% of AUM) Mar 2026
- Altruist Financial $400K (1% of AUM) Mar 2026
- Vanguard Marketing Corporation $100K (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗