Windle Wealth, Llc
- Regulatory AUM
- $251M
- Discretionary
- $251M
- Clients
- 399
- Avg AUM / client
- $629K
- Accounts
- 1,022
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 319 | $71.1M | 28.3% |
| High net worth individuals | 69 | $144M | 57.5% |
| Charitable organizations | Fewer than 5 clients | $289K | 0.11% |
| Corporations and other businesses | 11 | $35.4M | 14.1% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Ray Windle | Wealth Manager And Chief Compliance Officer | CFP | Mar 2014 (12y) | 75% or more |
| Shea Brooklyn Brown | Registered representative | Feb 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 971 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- Truist Financial Corp $195M (78% of AUM) Mar 2026
- Altruist Financial $195M (78% of AUM) Mar 2026
- Charles Schwab & Co. $42.5M (17% of AUM) Mar 2026
- Lincoln Financial Advisors Corporation $1.6M (1% of AUM) Nov 2022
- American Funds Distributors, Inc. $390K (0% of AUM) Nov 2022
- Nationwide Securities, Llc $172K (0% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗