Slatestone Wealth Llc
- Regulatory AUM
- $1.8B
- Discretionary
- $1.7B
- Clients
- 563
- Avg AUM / client
- $3.1M
- Accounts
- 1,580
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Jun 03, 2026
Investments (13F portfolio — 291 positions, $1,213,023)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Apple Inc. | COM | $54,446 | 214,532 | 4.49% | 0.0% |
| 2 | Nvidia Corp | COM | $46,147 | 264,604 | 3.8% | 0.0% |
| 3 | I Shares Usa Quality Fctr | ETF | $38,871 | 202,654 | 3.2% | 0.0% |
| 4 | Microsoft Corp | COM | $36,024 | 97,317 | 2.97% | 0.0% |
| 5 | Vanguard Index Funds Extend Mk | ETF | $29,966 | 145,606 | 2.47% | 0.0% |
| 6 | Alphabet Inc Cap Stock Cl A | COM | $29,304 | 101,907 | 2.42% | 0.0% |
| 7 | Amazon.Com Inc | COM | $24,490 | 117,588 | 2.02% | 0.0% |
| 8 | Caterpillar Inc | COM | $24,305 | 34,307 | 2.0% | 0.0% |
| 9 | Jp Morgan Chase & Co | COM | $22,583 | 76,770 | 1.86% | 0.0% |
| 10 | Chevron Corp | COM | $21,568 | 104,246 | 1.78% | 0.0% |
| 11 | I Shares Russell 1000 Growth Et | ETF | $20,005 | 46,915 | 1.65% | 0.0% |
| 12 | I Shares Russell 1000 Val Etf | ETF | $19,751 | 92,438 | 1.63% | 0.0% |
| 13 | State Street Spdr S&P 500 Etf | ETF | $19,076 | 29,332 | 1.57% | 0.0% |
| 14 | Amphenol Corp Cl A | COM | $18,079 | 143,084 | 1.49% | 0.0% |
| 15 | Pepsi Co Inc | COM | $17,654 | 113,687 | 1.46% | 0.0% |
| 16 | Johnson & Johnson | COM | $17,531 | 71,719 | 1.45% | 0.0% |
| 17 | Vanguard Total Bond Mkt | ETF | $17,083 | 231,983 | 1.41% | 0.0% |
| 18 | First Trust Etf Muni High Inc | ETF | $16,434 | 345,682 | 1.35% | 0.0% |
| 19 | Berkshire Hathaway Inc Cl B | COM | $15,689 | 32,739 | 1.29% | 0.0% |
| 20 | Chubb Limited | COM | $15,466 | 47,451 | 1.28% | 0.0% |
| 21 | Nextera Energy Inc | COM | $15,060 | 162,149 | 1.24% | 0.0% |
| 22 | Merck & Co Inc | COM | $14,740 | 122,534 | 1.22% | 0.0% |
| 23 | Rtx Corporation Com | COM | $14,465 | 74,986 | 1.19% | 0.0% |
| 24 | Vanguard High Div Yield | ETF | $14,045 | 94,834 | 1.16% | 0.0% |
| 25 | I Shares 20 Yr Tr Bond Etf | ETF | $13,900 | 160,339 | 1.15% | 0.0% |
Top 25 of 291 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 253 | $96.2M | 5.46% |
| High net worth individuals | 305 | $1.4B | 78.2% |
| Charitable organizations | 3 | $288M | 16.3% |
| Corporations and other businesses | 2 | $577K | 0.03% |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sorbara, Julia, Catherine | Beneficiary | Mar 2011 (15y) | ≈ 2.64% – 25% via Jds Tplp Trust | |
| Sorbara, Thomas, Anthony | Beneficiary | Mar 2011 (15y) | ≈ 2.64% – 25% via Jds Tplp Trust | |
| Sorbara, Paul, Joseph | Vice President | Oct 2015 (11y) | GP / trustee / elected manager of Temperance Partners Inc (indirect) | |
| Tice, Kevin, Douglas | President | Oct 2015 (11y) | GP / trustee / elected manager of Temperance Wealth Partners Inc (indirect) | |
| Sharon Anne Daniels | Managing Member | Jan 2017 (10y) | ≈ 12.5% – 37.5% via Slatestone Holdings, Llc | |
| Tylander, Patrick, Edward | Managing Member | Jan 2017 (10y) | ≈ 25% – 56.25% via Slatestone Holdings, Llc | |
| Seltzer, Jason, Adam | Vice President | Oct 2019 (7y) | GP / trustee / elected manager of Temperance Partners Inc (indirect) | |
| Dennis Patrick Harkin | Chief Operating Officer | Nov 2020 (6y) | Less than 5% | |
| Daniel Doyce Payne | Chief Investment Officer | CFA | Aug 2023 (3y) | 5% – 10% |
| Kleiner, Milagros (Nmn) | Managing Member | Sep 2024 (2y) | GP / trustee / elected manager of Slatestone Holdings, Llc (indirect) | |
| Kimberly Lynne Pierce | Registered representative | CFA | Sep 2018 (8y) | |
| Troy Canner Sorel | Registered representative | Jan 2020 (7y) | ||
| Robert Levin | Registered representative | Mar 2020 (6y) | ||
| Ryan Daniel Erickson | Registered representative | CFA | Nov 2021 (5y) | |
| Jason Wayne Joanis | Registered representative | CFA | Jan 2022 (5y) | |
| Jennifer Laurel Ridley Hanson | Registered representative | CFP | Jan 2022 (5y) | |
| Charles John Daniels | Registered representative | Jun 2022 (4y) | ||
| Lisa Lynn Tomczak | Registered representative | Jul 2023 (3y) | ||
| Russell William O'brien | Registered representative | CFP | Aug 2023 (3y) | |
| Michael Joseph Coady | Registered representative | Nov 2023 (3y) | ||
| Kenneth Polcari | Registered representative | Dec 2023 (3y) | ||
| Jacob Anthony Metro | Registered representative | Mar 2024 (2y) | ||
| Joshua Brett Rudolph | Registered representative | CFP | Mar 2024 (2y) | |
| Erin Katherine Gibbs Mathey | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Slatestone Holdings, Llc | Owner | Dec 2021 | A | 50% – 75% |
| Temperance Wealth Partners Lp | Owner/Member | Sep 2024 | A | 25% – 50% |
| Temperance Partners Inc | Lp Owner | Oct 2015 | B | ≈ 18.75% – 50% via Temperance Wealth Partners Lp |
| Temperance Partners (Canada) Limited Partnership Ii | Share Holder Owner | Oct 2015 | B | ≈ 14.06% – 50% via Temperance Partners Inc |
| Jds Tplp Trust | Limited Partner Owner | Oct 2014 | B | ≈ 10.55% – 50% via Temperance Partners (Canada) Limited Partnership Ii |
| Temperance Wealth Partners Inc | Gp | Oct 2015 | B | GP / trustee / elected manager of Temperance Wealth Partners Lp (indirect) |
| Temperance Partners Gp I Limited | General Partner | Jun 2015 | B | GP / trustee / elected manager of Temperance Partners (Canada) Limited Partnership Ii (indirect) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sorbara, Julia, Catherine: 25% – 50% of Jds Tplp Trust × 75% – 100% of Temperance Partners (Canada) Limited Partnership Ii × 75% – 100% of Temperance Partners Inc × 75% – 100% of Temperance Wealth Partners Lp × 25% – 50% direct ≈ 2.64% – 25% of the firm
- Sorbara, Thomas, Anthony: 25% – 50% of Jds Tplp Trust × 75% – 100% of Temperance Partners (Canada) Limited Partnership Ii × 75% – 100% of Temperance Partners Inc × 75% – 100% of Temperance Wealth Partners Lp × 25% – 50% direct ≈ 2.64% – 25% of the firm
- Sharon Anne Daniels: 25% – 50% of Slatestone Holdings, Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Tylander, Patrick, Edward: 50% – 75% of Slatestone Holdings, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Temperance Partners Inc: 75% – 100% of Temperance Wealth Partners Lp × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Temperance Partners (Canada) Limited Partnership Ii: 75% – 100% of Temperance Partners Inc × 75% – 100% of Temperance Wealth Partners Lp × 25% – 50% direct ≈ 14.06% – 50% of the firm
- Jds Tplp Trust: 75% – 100% of Temperance Partners (Canada) Limited Partnership Ii × 75% – 100% of Temperance Partners Inc × 75% – 100% of Temperance Wealth Partners Lp × 25% – 50% direct ≈ 10.55% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WHILE EMPLOYED BY BANYAN PARTNERS, LLC (BANYAN), MR. PAYNE BELIEVED THAT BANYAN HAD COMPLETED THE PROCESS TO REGISTER HIM IN FLORIDA AS AN INVESTMENT ADVISER REPRESENTATIVE. BANYAN FAILED TO COMPLETE THE REGISTRATION PROCESS, AND MR. PAYNE WAS UNAWARE OF THE NON-COMPLIANCE UNTIL AFTER HE JOINED MORGAN STANLEY IN EARLY 2014. BANYAN'S ERROR RESULTED IN A FINDING BY OFR THAT MR. PAYNE CONDUCTED ADVISORY BUSINESS IN FLORIDA, WHILE EMPLOYED BY BANYAN, WITHOUT REGISTRATION. Status: Final Sanction Detail: FLOFR APPROVED MR. PAYNE'S REGISTRATION ON 07/11/2014. FINE OF $6,000 PAID 07/02/2014, Summary: FINAL ORDER GIVEN AND PENALTY PAID. APPLICANTS REQUEST TO GIVE ADVISE IN THE STATE OF FLORIDA WAS APPROVED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (81% of AUM) Jun 2026
- Fidelity Brokerage Services $207M (12% of AUM) Jun 2026
- RBC $162M (12% of AUM) Nov 2024
- National Financial Services (Fidelity) $96.6M (10% of AUM) Sep 2023
- Fidelity Investments Institutional Services Company, Inc. $51.1M (18% of AUM) Jul 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2026.
View current Form ADV (SEC/IAPD) ↗