Horst & Graben Wealth Management, Llc
- Regulatory AUM
- $920M
- Discretionary
- $839M
- Clients
- 1,311
- Avg AUM / client
- $702K
- Accounts
- 3,442
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,082 | $314M | 34.1% |
| High net worth individuals | 217 | $537M | 58.4% |
| Pension and profit sharing plans | 12 | $68.1M | 7.4% |
| Charitable organizations | Fewer than 5 clients | $956K | 0.1% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hennebery Eddy Architects, Inc. 401(k) Plan Hennebery Eddy Architects, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Casey Edward Cleveland | Owner/Trustee | CFP Chartered Financial Consultant | May 2007 (19y) | ≈ 5% – 18.75% via The Casey And Molly Cleveland Revocable Living Trust, Dated 5/2/07 |
| Cleveland, Margaret | Owner/Trustee | May 2007 (19y) | ≈ 5% – 18.75% via The Casey And Molly Cleveland Revocable Living Trust, Dated 5/2/07 | |
| Jamieson Logan Grabenhorst | Managing Partner / Founding Partner | May 2018 (8y) | 75% or more | |
| Edward Eugene Truax | Registered representative | Chartered Financial Consultant | Dec 2019 (7y) | |
| Rebecca Eugenia Phillips | Registered representative | CFP | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Casey And Molly Cleveland Revocable Living Trust, Dated 5/2/07 | Owner | May 2007 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Casey Edward Cleveland: 50% – 75% of The Casey And Molly Cleveland Revocable Living Trust, Dated 5/2/07 × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Cleveland, Margaret: 50% – 75% of The Casey And Molly Cleveland Revocable Living Trust, Dated 5/2/07 × 10% – 25% direct ≈ 5% – 18.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hennebery Eddy Architects, Inc. 401(k) Plan | Hennebery Eddy Architects, Inc. | 104 | $18.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $816M (89% of AUM) Mar 2026
- Voya Financial $7.6M (3% of AUM) Oct 2018
- Alerus Securities Corporation $7.4M (2% of AUM) Oct 2018
- Fidelity Brokerage Services $2.4M (1% of AUM) Sep 2020
- Nationwide Securities, Llc $1.5M (0% of AUM) Sep 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗