Envision Financial Transparency, Llc
- Regulatory AUM
- $322M
- Discretionary
- $318M
- Clients
- 235
- Avg AUM / client
- $1.4M
- Accounts
- 501
- Employees
- 16
AUM over time
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 174 | $63.6M | 19.7% |
| High net worth individuals | 53 | $233M | 72.2% |
| Pension and profit sharing plans | 5 | $25.7M | 7.98% |
| Charitable organizations | 1 | $100K | 0.03% |
| Corporations and other businesses | 2 | $222K | 0.07% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Emily Therese Keagle | Chief Executive Officer And Chief Compliance Officer | Jun 2018 (8y) | 75% or more | |
| Jonathon Patrick Wells | Registered representative | Jul 2018 (8y) | ||
| Anthony Joseph Madonia | Registered representative | Jul 2018 (8y) | ||
| Joshua Ryan Keagle | Registered representative | Jul 2018 (8y) | ||
| Alfred Luigi Romano | Registered representative | Personal Financial Specialist | Jul 2018 (8y) | |
| James R Nici | Registered representative | Jul 2018 (8y) | ||
| Everett Ray Ferguson | Registered representative | CFP | Jul 2018 (8y) | |
| Bernard Leo Donohue | Registered representative | Personal Financial Specialist | Jul 2018 (8y) | |
| Daniel William Doherty | Registered representative | Personal Financial Specialist | Jul 2018 (8y) | |
| Thomas Joseph Giardina | Registered representative | Jul 2018 (8y) | ||
| William James Bresett | Registered representative | Jul 2018 (8y) | ||
| Charles Edward Gilligan | Registered representative | Oct 2018 (8y) | ||
| Thomas Robert Rogers | Registered representative | Jan 2025 (2y) | ||
| Thomas J. Delpup | Registered representative | CFP | Mar 2025 (1y) | |
| Gina Elizabeth Valorz | Registered representative | Personal Financial Specialist | Mar 2025 (1y) | |
| Steven Bankler | Registered representative | Personal Financial Specialist | Mar 2025 (1y) | |
| Michael Jon Macdonald | Registered representative | Sep 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.48 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- E*TRADE (Morgan Stanley) $150M (59% of AUM) Apr 2021
- Charles Schwab & Co. $150M (46% of AUM) Mar 2026
- Axos Clearing $145M (45% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗