Shaolin Capital Management Llc
- Regulatory AUM
- $3.9B
- Discretionary
- $3.9B
- Clients
- 5
- Avg AUM / client
- $779M
- Accounts
- 5
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 489 positions, $2,705,411,677)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Duke Energy Corp New | NOTE 4.125% 4/1 | $280,698,105 | 249,999 | 10.4% | 7.21% |
| 2 | Cnx Res Corp | NOTE 2.250% 5/0 | $204,832,903 | 68,060 | 7.57% | 5.26% |
| 3 | Firstenergy Corp | NOTE 4.000% 5/0 | $161,635,492 | 146,108 | 5.97% | 4.15% |
| 4 | Apollo Global Mgmt Inc | SER A MAND CNV | $147,227,250 | 2,500,000 | 5.44% | 3.78% |
| 5 | Strategy Inc | CL A NEW | $109,200,000 | 875,000 | 4.04% | 2.8% |
| 6 | Pinnacle West Cap Corp | NOTE 4.750% 6/1 | $98,008,016 | 84,500 | 3.62% | 2.52% |
| 7 | Txnm Energy Inc | NOTE 5.750% 6/0 | $76,064,371 | 56,223 | 2.81% | 1.95% |
| 8 | Strategy Inc | NOTE 0.625% 3/1 | $75,057,386 | 65,000 | 2.77% | 1.93% |
| 9 | Jazz Investments I Ltd | NOTE 2.000% 6/1 | $62,868,684 | 51,422 | 2.32% | 1.61% |
| 10 | Peabody Engr Corp | NOTE 3.250% 3/0 | $61,020,448 | 33,206 | 2.26% | 1.57% |
| 11 | Spdr Series Trust | STATE STREET SPD | $56,375,000 | 1,025,000 | 2.08% | 1.45% |
| 12 | Etsy Inc | NOTE 0.125%10/0 | $54,048,717 | 55,000 | 2.0% | 1.39% |
| 13 | Apollo Global Mgmt Inc | COM | $45,325,656 | 406,800 | 1.68% | 1.16% |
| 14 | Nextera Energy Inc | COM | $45,068,348 | 485,232 | 1.67% | 1.16% |
| 15 | Jbt Marel Corporation | NOTE 0.250% 5/1 | $44,772,498 | 45,000 | 1.65% | 1.15% |
| 16 | Ishares Tr | IBOXX HI YD ETF | $39,780,000 | 500,000 | 1.47% | 1.02% |
| 17 | Trump Media & Technology Gro | COM | $39,440,000 | 4,250,000 | 1.46% | 1.01% |
| 18 | Boeing Co | DEP CONV PFD A | $36,725,828 | 561,116 | 1.36% | 0.94% |
| 19 | Hewlett Packard Enterprise C | 7.625 MAND CONV | $34,232,100 | 525,000 | 1.27% | 0.88% |
| 20 | The Realreal Inc | DEBT 4.000% 2/1 | $32,639,682 | 27,170 | 1.21% | 0.84% |
| 21 | Kkr & Co Inc | COM | $32,560,000 | 352,000 | 1.2% | 0.84% |
| 22 | Boeing Co | COM | $30,027,855 | 150,871 | 1.11% | 0.77% |
| 23 | Southern Co | COM | $28,544,149 | 295,733 | 1.06% | 0.73% |
| 24 | Microchip Technology Inc. | DEP SHS REPSTG | $25,883,865 | 450,000 | 0.96% | 0.66% |
| 25 | Nextera Energy Inc | UNIT 11/01/2027 | $24,903,870 | 475,000 | 0.92% | 0.64% |
Top 25 of 489 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $3.9B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Shaolin Capital Partners Master Fund, Ltd master | Hedge Fund | Cayman Islands | $1.8B | 61 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jester, Michael, Dean | Head Of Research | Nov 2018 (8y) | 25% – 50% | |
| Puritz, David, Barry | Chief Investment Officer | Nov 2018 (8y) | 50% – 75% | |
| Giraulo, Anthony, Nmn | Chief Compliance Officer, Chief Financial Officer | Dec 2018 (8y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Shaolin Capital Partners Master Fund, Ltd | Hedge Fund | $1.8B | $1.0M | 61 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Bnp Paribas Prime Brokerage, Inc. $273M (37% of AUM) Aug 2019
- Barclays Capital Inc. $182M (24% of AUM) Aug 2019
- Wells Fargo $69.9M (9% of AUM) Aug 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗