Englebert Financial Advisers, Llc
- Regulatory AUM
- $157M
- Discretionary
- $157M
- Clients
- 297
- Avg AUM / client
- $527K
- Accounts
- 615
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 235 | $56.2M | 35.9% |
| High net worth individuals | 29 | $58.9M | 37.6% |
| Charitable organizations | 5 | $718K | 0.46% |
| State or municipal government entities | 23 | $32.6M | 20.8% |
| Corporations and other businesses | 5 | $8.2M | 5.25% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Paul Englebert | Founding Partner & Chief Investment Officer | Jan 2019 (8y) | 25% – 50% | |
| Jamie Lyn Englebert | President & Chief Compliance Officer | Sep 2021 (5y) | 50% – 75% | |
| Andrew Gordon Gaines | Registered representative | Sep 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FROM IN OR ABOUT JUNE 2019 UNTIL MAY 2020, ENGLEBERT FINANCIAL ADVISORS, LLC, DUE TO AN ADMINISTRATIVE ERROR, EMPLOYED AN INVESTMENT ADVISER REPRESENTATIVE WHO WAS NOT REGISTERED AS AN INVESTMENT ADVISER REPRESENTATIVE IN PA PURSUANT TO THE PENNSYLVANIA SECURITIES ACT OF 1972. Status: Final Sanction Detail: ENGLEBERT FINANCIAL ADVISORS, LLC SHALL PAY THE PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES AN ADMINISTRATIVE ASSESSMENT IN THE AMOUNT OF $10,000.00 TO BE MADE AS FOLLOWS: $1,000 TO BE PAID ON OR BEFORE 8/10/20; 9/10/20; 10/10/20; 11/10/20; 12/10/20; 1/10/21; 2/10/21; 3/10/21; 4/10/21 AND 5/10/21. Summary: ENGLEBERT FINANCIAL ADVISORS, LLC CONSENTED TO COMPLY WITH THE PENNSYLVANIA SECURITIES ACT OF 1972, 70 P.S. § 1-101 ET SEQ., AND REGULATIONS ADOPTED BY THE PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES, AND IN PARTICULAR SECTION 301(C 1)(II). IT FURTHER CONSENTED TO PAY THE THE PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES AN ADMINISTRATIVE ASSESSMENT IN THE AMOUNT OF $10,000.00 TO BE MADE AS FOLLOWS: $1,000 TO BE PAID ON OR BEFORE 8/10/20; 9/10/20; 10/10/20; 11/10/20; 12/10/20; 1/10/21; 2/10/21; 3/10/21; 4/10/21 AND 5/10/21.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $119M (76% of AUM) Jun 2026
- Newedge Securities, Inc. $25.6M (16% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗