Newedge Securities, Inc.
$4.1B reported client assets across 12 advisory firms in FY2021 annual amendments
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Newedge Advisors, Llc | $2.0B | $12.6B | 16.2% | 03/15/2022 |
| Waverly Advisors, Llc | $1.1B | $4.5B | 23.7% | 03/31/2022 |
| Richard P. Slaughter Associates, Inc. | $292M | $1.1B | 25.9% | 02/17/2022 |
| Expand Financial, Llc | $226M | $301M | 75.2% | 03/02/2022 |
| Prudent Investor Advisors, Llc | $140M | $1.2B | 11.2% | 03/30/2022 |
| N | $133M | $337M | 39.6% | 04/01/2022 |
| Pandowealth. Llc | $72.6M | $155M | 46.9% | 04/04/2022 |
| Global Financial Group Advisors Llc | $51.1M | $365M | 14.0% | 03/29/2022 |
| Capital Management Services, Inc. | $36.3M | $148M | 24.6% | 03/22/2022 |
| Isectors, Llc | $22.2M | $22.2M | 100.0% | 03/23/2022 |
| Foster & Wood, Inc. | $16.2M | $137M | 11.8% | 02/17/2022 |
| Vestpointe Wealth Management, Llc | $4.8M | $122M | 3.9% | 03/21/2022 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.