K2 Financial Inc.
- Regulatory AUM
- $192M
- Discretionary
- $115M
- Clients
- 393
- Avg AUM / client
- $488K
- Accounts
- 1,267
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 360 | $124M | 64.8% |
| High net worth individuals | 33 | $67.3M | 35.1% |
| Charitable organizations | Fewer than 5 clients | $268K | 0.14% |
| Corporations and other businesses | Fewer than 5 clients | $9.0K | 0.0% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allison Ranae Kapadia | President | May 2019 (7y) | 25% – 50% | |
| Kevin Takumi Kurimoto | Vice President | CFP CFA | May 2019 (7y) | 50% – 75% |
| Travis John Bettfreund | Chief Compliance Officer/Secretary | Feb 2022 (5y) | 25% – 50% | |
| Matthew Stuart Phillips | Registered representative | CFP | May 2019 (7y) | |
| Rene Nmn Rodriguez | Registered representative | May 2019 (7y) | ||
| Omar Velasco | Registered representative | Sep 2022 (4y) | ||
| Kyle Sterling Douthit | Registered representative | Apr 2023 (3y) | ||
| Jacob T Gorman | Registered representative | CFP | Nov 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/21/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $164M (85% of AUM) Mar 2026
- Charles Schwab & Co. $22.6M (12% of AUM) Mar 2026
- Capital Bank And Trust Company $4.3M (3% of AUM) Nov 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2026.
View current Form ADV (SEC/IAPD) ↗