Qp Wealth Management, Llc
- Regulatory AUM
- $405M
- Discretionary
- $123M
- Clients
- 121
- Avg AUM / client
- $3.3M
- Accounts
- 715
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 33 | $17.1M | 4.23% |
| High net worth individuals | 82 | $387M | 95.6% |
| Corporations and other businesses | 6 | $891K | 0.22% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Wilk Lloyd | Managing Member, Chief Executive Officer, And Co Chief Investment Officer | May 2019 (7y) | 75% or more | |
| Lisa Karen Heerwagen | Managing Member, Chief Operating Officer And Chief Compliance Officer | May 2019 (7y) | 5% – 10% | |
| Thomas William Leidner | Managing Member And Co Chief Investment Officer | May 2019 (7y) | 10% – 25% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/19/2026 | 938 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Folio Investments, Inc. $284M (53% of AUM) Jul 2025
- Pershing $239M (59% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 19, 2026.
View current Form ADV (SEC/IAPD) ↗