AUMdb

Alpha Financial Partners Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 306639 · SEC file 801-117851 · Lexington, KY · alphaky.com
☆ Save with Pro ADV data as of Jul 24, 2026
Regulatory AUM
$460M
Discretionary
$442M
Clients
402
Avg AUM / client
$1.1M
Accounts
1,424
Employees
7

AUM over time

$0 $460M
Nov 24, 2019 Jul 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 285 $79.7M 17.3%
High net worth individuals 76 $265M 57.6%
Pension and profit sharing plans 41 $115M 25.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Ihcc Employee Retirement Plan Investors Heritage Capital Corporation 2024

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Aaron Paynter Ammerman Managing Member Jan 2020 (7y) ≈ 18.75% – 50% via Sycamore Rd, Llc
Gregory M Turcotte Co Founder, Partner, Chief Compliance Officer CFP Jan 2020 (7y) Less than 5%
Marc Irwin Cobane Managing Member Jan 2020 (7y) ≈ 37.5% – 75% via Afct, Llc
Emily Nelson Registered representative CFP Jul 2025 (1y)
Joseph Edward Fusco Registered representative Sep 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Afct, Llc Managing Member Jan 2020 A 50% – 75%
Sycamore Rd, Llc Member Jan 2020 A 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Aaron Paynter Ammerman: 75% – 100% of Sycamore Rd, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
  • Marc Irwin Cobane: 75% – 100% of Afct, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Ihcc Employee Retirement Plan Investors Heritage Capital Corporation 31 $17.9M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/05/2026 952 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.

View current Form ADV (SEC/IAPD) ↗