Mason & Associates, Llc
- Regulatory AUM
- $471M
- Discretionary
- $471M
- Clients
- 414
- Avg AUM / client
- $1.1M
- Accounts
- 1,687
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 242 | $146M | 31.1% |
| High net worth individuals | 172 | $325M | 68.9% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Michael Mason | Member, President, & Senior Financial Planner | CFP | Jan 2020 (7y) | 25% – 50% |
| Kenneth Tod Mason | Member, Senior Vice President, & Senior Financial Planner | Jan 2020 (7y) | 10% – 25% | |
| Michael Ray Mason | Member, Chief Compliance Officer, Chairman, & Senior Financial Planner | CFP Chartered Financial Consultant | Jan 2020 (7y) | 10% – 25% |
| Thomas Farrington Blackburn | Member, Vice President, & Senior Financial Planner | CFP Personal Financial Specialist | Sep 2020 (6y) | 25% – 50% |
| Benjamin Edward Raikes | Member & Senior Financial Planner | CFP | Feb 2022 (4y) | 10% – 25% |
| Kyle Austin Eagle | Registered representative | CFP | Jan 2026 (1y) | |
| Colby Jordan Mank | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 957 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Axos Clearing $462M (98% of AUM) Jul 2026
- E*TRADE (Morgan Stanley) $236M (100% of AUM) Aug 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗