Five Oceans Advisors Llc
- Regulatory AUM
- $456M
- Discretionary
- $440M
- Clients
- 117
- Avg AUM / client
- $3.9M
- Accounts
- 564
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 43 | $51.9M | 11.4% |
| High net worth individuals | 74 | $398M | 87.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $246K | 0.05% |
| Corporations and other businesses | Fewer than 5 clients | $5.7M | 1.26% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Marc Campbell | Member | CFP | Feb 2020 (7y) | 50% – 75% |
| Christopher Guillermo Girbes Pierce | Member | CFP | May 2020 (6y) | 50% – 75% |
| Rand, Spencer, David | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Leslie Lois Mallman | Registered representative | CFP | May 2024 (2y) | |
| Joe Philip Moser | Registered representative | CFP | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/23/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $427M (94% of AUM) Jan 2026
- Mtg, Llc $18.0M (6% of AUM) Jun 2021
- Byallaccounts $6.3M (2% of AUM) Jun 2021
- My529 $2.6M (1% of AUM) Jun 2021
- Tiaa Cref Individual & Institutional Services, Llc $428K (0% of AUM) Jun 2021
- Nationwide Securities, Llc $355K (0% of AUM) Jun 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 23, 2026.
View current Form ADV (SEC/IAPD) ↗