Wealthplans, Llc
- Regulatory AUM
- $220M
- Discretionary
- $220M
- Clients
- 176
- Avg AUM / client
- $1.2M
- Accounts
- 179
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 101 | $33.1M | 15.1% |
| High net worth individuals | 70 | $177M | 80.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.3M | 1.48% |
| Charitable organizations | Fewer than 5 clients | $1.2M | 0.57% |
| Corporations and other businesses | 5 | $4.9M | 2.25% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Lessard Design Inc. Employees Savings Trust Lessard Design Inc. | 2024 |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Raymond Brent Cooley | Member And Chief Compliance Officer | Personal Financial Specialist | Nov 2020 (6y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Lessard Design Inc. Employees Savings Trust | Lessard Design Inc. | 52 | $13.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 931 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Raymond James $216M (98% of AUM) Mar 2026
- Capital Bank And Trust Company $28.2M (19% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗