Imz Advisory Inc.
- Regulatory AUM
- $453M
- Discretionary
- $388M
- Clients
- 442
- Avg AUM / client
- $1.0M
- Accounts
- 502
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 247 | $51.0M | 11.3% |
| High net worth individuals | 125 | $247M | 54.5% |
| Pension and profit sharing plans | 70 | $155M | 34.2% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cory Davis | Vice President | Apr 2021 (5y) | ≈ 18.75% – 50% via Imz Financial Services, Inc. | |
| Irwin Michael Zagoria | President And Ceo | Apr 2021 (5y) | ≈ 37.5% – 75% via Imz Financial Services, Inc. | |
| Correa, Shellie | Coo And Cco | Oct 2023 (3y) | Less than 5% | |
| Christian Joseph Russo | Registered representative | Aug 2021 (5y) | ||
| Bradley Andrew Katte | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Imz Financial Services, Inc. | Owner | Apr 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cory Davis: 25% – 50% of Imz Financial Services, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Irwin Michael Zagoria: 50% – 75% of Imz Financial Services, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $388M (86% of AUM) Mar 2026
- John Hancock Distributors Llc $34.6M (8% of AUM) Mar 2026
- Nationwide Investment Services Corporation $17.4M (4% of AUM) Mar 2026
- National Financial Services (Fidelity) $7.1M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗