FG
Financial Gravity Family Office Services, Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 316024
· SEC file 801-122258
· Lakeway, TX
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ADV data as of Jan 12, 2026
- Regulatory AUM
- $590M
- Discretionary
- $590M
- Clients
- 1,724
- Avg AUM / client
- $342K
- Accounts
- 3,077
- Employees
- 45
AUM over time
$0
$590M
Aug 2021
Sep 2025
Annual snapshots from Form ADV filings · as of Jan 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,567 | $320M | 54.3% |
| High net worth individuals | 149 | $270M | 45.7% |
| Insurance companies | 8 | $0 | — |
People (44)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John David Pollock | Member | Oct 2019 (7y) | GP / trustee / elected manager of Financial Gravity Companies, Inc. (indirect) | |
| Nemer, Gary, Joel | Member | Aug 2020 (6y) | GP / trustee / elected manager of Financial Gravity Companies, Inc. (indirect) | |
| Scott Christopher Winters | Managing Member | Aug 2020 (6y) | Less than 5% | |
| William Robert Nelson | Member | Aug 2020 (6y) | GP / trustee / elected manager of Financial Gravity Companies, Inc. (indirect) | |
| Winters, Jennifer | Coo | Aug 2021 (5y) | Less than 5% | |
| Baucum, Ashley | Chief Administrative Officer | Apr 2024 (2y) | Less than 5% | |
| Kaili Erin Winters | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Keith William Weinman | Registered representative | Sep 2021 (5y) | ||
| Timothy Scott Terry | Registered representative | Sep 2021 (5y) | ||
| Dean R. Specker | Registered representative | Sep 2021 (5y) | ||
| Erling Bert Brakke | Registered representative | CFA | Sep 2021 (5y) | |
| William Raymond Perlette | Registered representative | Sep 2021 (5y) | ||
| Ashley Christine Winters | Registered representative | Sep 2021 (5y) | ||
| Jill Ann Henderson | Registered representative | Sep 2021 (5y) | ||
| Karen Cassidy | Registered representative | Sep 2021 (5y) | ||
| Shelley Renae Johnson | Registered representative | Sep 2021 (5y) | ||
| Philip J Kehoe | Registered representative | Sep 2021 (5y) | ||
| John Linton Avery | Registered representative | Sep 2021 (5y) | ||
| Daniel Wade Dubose | Registered representative | Sep 2021 (5y) | ||
| Laura Ann Bourbonnais | Registered representative | Oct 2021 (5y) | ||
| Christian Brakke | Registered representative | Feb 2022 (4y) | ||
| Lorne Howard Levy | Registered representative | Feb 2022 (4y) | ||
| Thomas Ryan Williams | Registered representative | Jun 2022 (4y) | ||
| Charles Jay Love | Registered representative | Jun 2022 (4y) | ||
| Kimberly Perry | Registered representative | Nov 2022 (4y) | ||
| Marc David Orourke | Registered representative | Jan 2023 (4y) | ||
| Michael Burton Smith | Registered representative | Jan 2023 (4y) | ||
| Brian Lang | Registered representative | Feb 2023 (3y) | ||
| Steven Phillip Margulin | Registered representative | CFP Chartered Financial Consultant Personal Financial Specialist | Mar 2023 (3y) | |
| Marc Richard Barnes | Registered representative | May 2023 (3y) | ||
| John Eric Walters | Registered representative | Jun 2023 (3y) | ||
| Sabina Li Pan | Registered representative | Jan 2024 (3y) | ||
| John Thomas Drawdy | Registered representative | Feb 2024 (2y) | ||
| Michael James French | Registered representative | Apr 2024 (2y) | ||
| Roy Edward Kelsey | Registered representative | Apr 2024 (2y) | ||
| Kristopher Douglas Blasl | Registered representative | May 2024 (2y) | ||
| Alan Scher | Registered representative | Aug 2024 (2y) | ||
| Jon Ethan Bell | Registered representative | Sep 2024 (2y) | ||
| Jennifer Lynn Ralston | Registered representative | Jan 2025 (2y) | ||
| Matthew Louis Rzepka | Registered representative | CFP | Feb 2025 (1y) | |
| David Fischer | Registered representative | CFP | Feb 2025 (1y) | |
| Lauren Fischer | Registered representative | CFP | Feb 2025 (1y) | |
| William Christopher Sparks | Registered representative | Mar 2025 (1y) | ||
| Loren James Grabau | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Financial Gravity Companies, Inc. | Owner | Jun 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/12/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $564M (96% of AUM) Jan 2026
- Folio Investments, Inc. $38.8M (8% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 12, 2026.
View current Form ADV (SEC/IAPD) ↗