Nexadvisors, Llc
- Regulatory AUM
- $26.1M
- Discretionary
- $26.1M
- Clients
- 6
- Avg AUM / client
- $4.4M
- Accounts
- 6
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 4 | $20.4M | 78.2% |
| Corporations and other businesses | 2 | $5.7M | 21.8% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dondero, Nancy, Marie | Trustee | Oct 2015 (11y) | GP / trustee / elected manager of The Dugaboy Investment Trust (indirect) | |
| Bradford Burman Heiss | President | Feb 2022 (4y) | Less than 5% | |
| Vitiello, Stephanie, Lynn | Chief Compliance Officer And Secretary | Jan 2023 (4y) | Less than 5% | |
| Michiel Harris Hurley | Registered representative | Feb 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nexannuity Holdings, Inc. | Sole Member | Oct 2021 | A | 75% or more |
| The Dugaboy Investment Trust | Sole Shareholder | Apr 2019 | B | ≈ 56.25% – 100% via Nexannuity Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Dugaboy Investment Trust: 75% – 100% of Nexannuity Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.71 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $19.4M (74% of AUM) May 2026
- Axos Clearing $6.4M (24% of AUM) May 2026
- Folio Investments, Inc. $322K (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗