Fox Financial, Inc.
- Regulatory AUM
- $272M
- Discretionary
- $272M
- Clients
- 656
- Avg AUM / client
- $414K
- Accounts
- 1,006
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 528 | $139M | 51.2% |
| High net worth individuals | 124 | $124M | 45.6% |
| Pension and profit sharing plans | 2 | $8.2M | 3.03% |
| Charitable organizations | 1 | $143K | 0.05% |
| Corporations and other businesses | 1 | $153K | 0.06% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Mcfadden Mischler | Managing Partner | Jun 2020 (6y) | 10% – 25% | |
| Kevin Michael Fox | Managing Partner, Chief Compliance Officer, & President | CFP | Jun 2020 (6y) | 50% – 75% |
| Thomas Alan Drexler | Managing Partner | Jun 2020 (6y) | 10% – 25% | |
| Jacqueline L Powell | Registered representative | CFP | May 2022 (4y) | |
| Stephanie Lynn Baity | Registered representative | CFP | May 2022 (4y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 978 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $271M (100% of AUM) Jun 2026
- The Vanguard Group, Inc. $15.1M (6% of AUM) Jun 2026
- Ascensus Broker Dealer Services, Llc $10.8M (6% of AUM) Feb 2024
- Charles Schwab & Co. $395K (0% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗