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Wealth Manager · Boutique (under $100M)
CRD 320688
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ADV data as of Feb 03, 2025
- Regulatory AUM
- $6.4K
- Discretionary
- $6.4K
- Clients
- 2
- Avg AUM / client
- $3.2K
- Accounts
- 2
- Employees
- 8
AUM over time
$0
$6.4K
Dec 2021
Dec 2024
Annual snapshots from Form ADV filings · as of Feb 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2 | $6.4K | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Gemini Trust Company $6.4K (100% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2025.