AUMdb

Steward Advisors Group, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 321846 · SEC file 801-125950 · Halfmoon, NY · www.linkedin.com
☆ Save with Pro ADV data as of Mar 25, 2026
Regulatory AUM
$105M
Discretionary
$105M
Clients
109
Avg AUM / client
$967K
Accounts
112
Employees
11

AUM over time

$0 $105M
May 24, 2022 Mar 25, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 84 $24.7M 23.4%
High net worth individuals 25 $60.6M 57.5%
Charitable organizations Fewer than 5 clients $20.1M 19.1%
Corporations and other businesses Fewer than 5 clients $2.9K 0.0%

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Dallas, Roberta, S. Shareholder Apr 2022 (4y) Less than 5%
Donald Edward Simmons Chief Executive Officer And Investment Advisor Representative CFP Apr 2022 (4y) 75% or more
Jansen William Hein Chief Compliance Officer And Chief Operating Officer Dec 2022 (4y) 5% – 10%
Derek A. Kessen Registered representative Nov 2022 (4y)
Zachary John Holdsworth Registered representative Sep 2023 (3y)
Aaron Matthew Batkay Registered representative Mar 2024 (2y)
Joseph Russell Henderson Registered representative Apr 2024 (2y)
Benjamin J Simmons Registered representative Aug 2024 (2y)
Matthew T Stankus Registered representative Jun 2025 (1y)
Cole Christopher Fritz Registered representative Sep 2025 (1y)
Robert Anthony Duncan Registered representative CFP Feb 2026 (1y)

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/25/2026 1.08 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.

View current Form ADV (SEC/IAPD) ↗