Octogone Na, Llc
SEC-registered
Investment Adviser · Small ($100M–$1B)
CRD 322478
· SEC file 801-126432
· Miami, FL
· octogone.ch
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $470M
- Discretionary
- $239M
- Clients
- 97
- Avg AUM / client
- $4.8M
- Accounts
- 97
- Employees
- 6
AUM over time
$289M
$498M
Jul 22, 2022
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $13.6M | 2.9% |
| High net worth individuals | 15 | $52.8M | 11.2% |
| Pooled investment vehicles (non-investment companies) | 6 | $45.0M | 9.59% |
| Corporations and other businesses | 55 | $358M | 76.3% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $93.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Delphi Arbitrage Fund, Ltd | Hedge Fund | British Virgin Islands | $23.7M | 60 |
| Octogone Brickell Opportunity Fund Lp master | Real Estate Fund | Delaware | $16.3M | 6 |
| Octogone Brickell Opportunity Blocker Llc feeder | Real Estate Fund | Delaware | $14.0M | 2 |
| Delphi Global Limited | Hedge Fund | British Virgin Islands | $12.3M | 38 |
| Brickell Opportunity Fund International Ltd feeder | Real Estate Fund | Bahamas, The | $10.8M | 17 |
| The Prs Newport Fund | Hedge Fund | Cayman Islands | $4.7M | 1 |
| Octogone Partners Fund Lp master | Hedge Fund | Delaware | $4.0M | 7 |
| Cresthill Holdings Fund Inc. | Hedge Fund | Panama | $3.7M | 1 |
| Octogone Real Estate Fund I Llc | Real Estate Fund | Delaware | $3.6M | 6 |
| Octogone Partners Fund International Ltd feeder | Hedge Fund | Bahamas, The | $924K | 4 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Giraldo, James, Nmn | Chief Executive Officer | Mar 2024 (2y) | Less than 5% | |
| Hunter Aron Sabety | Registered representative | Sep 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | Jul 2022 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Managing Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $93.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Delphi Arbitrage Fund, Ltd | Hedge Fund | $23.7M | $100K | 60 |
| Octogone Brickell Opportunity Fund Lp | Real Estate Fund | $16.3M | $500K | 6 |
| Octogone Brickell Opportunity Blocker Llc | Real Estate Fund | $14.0M | $500K | 2 |
| Delphi Global Limited | Hedge Fund | $12.3M | $100K | 38 |
| Brickell Opportunity Fund International Ltd | Real Estate Fund | $10.8M | $500K | 17 |
| The Prs Newport Fund | Hedge Fund | $4.7M | $100K | 1 |
| Octogone Partners Fund Lp | Hedge Fund | $4.0M | $250K | 7 |
| Cresthill Holdings Fund Inc. | Hedge Fund | $3.7M | $100K | 1 |
| Octogone Real Estate Fund I Llc | Real Estate Fund | $3.6M | $250K | 6 |
| Octogone Partners Fund International Ltd | Hedge Fund | $924K | $100K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- J.P. Morgan $130M (28% of AUM) Mar 2026
- Morgan Stanley $109M (23% of AUM) Mar 2026
- Banque Pictet & Cie Sa $57.9M (12% of AUM) Mar 2026
- Insigneo Securities, Llc $31.7M (11% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗