United Advisor Group, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 324205
· SEC file 801-127090
· Cincinnati, OH
· www.mvfp.net
☆ Save with Pro
ADV data as of Apr 20, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.3B
- Clients
- 6,600
- Avg AUM / client
- $216K
- Accounts
- 6,600
- Employees
- 69
AUM over time
$0
$1.4B
Nov 2022
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,013 | $682M | 47.8% |
| High net worth individuals | 1,382 | $690M | 48.4% |
| Pension and profit sharing plans | 29 | $13.6M | 0.95% |
| Charitable organizations | 18 | $10.1M | 0.71% |
| Corporations and other businesses | 158 | $31.4M | 2.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employee's 401(k) Plan Congo, Llc | 2024 |
People (54)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian William Yeakley | Partner | Nov 2022 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Craig Michael Connolly | Partner | Nov 2022 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Howard Edward Rightsell | Partner | Nov 2022 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Kevin Michael Komar | Partner | Nov 2022 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Raymond Steven Gettins | Chief Compliance Officer | Nov 2022 (4y) | Less than 5% | |
| Orcutt, Charles, Gregory | Partner | Feb 2023 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Sheridan P Murphy | Partner | Feb 2023 (4y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Craig Joseph Wright | Partner | CFP Chartered Financial Consultant | Mar 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) |
| John Robert Crane | Partner | CFP | Mar 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) |
| Robbie Gene Beucler | Partner | Chartered Financial Consultant | Mar 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) |
| Steven Derek Loveless | Partner | Mar 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Jeremy Chad Ftacek | Partner | Jul 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Victor Ledoux | Partner | Jul 2023 (3y) | GP / trustee / elected manager of Uag Enterprises, Llc (indirect) | |
| Justin Dale Bates | Registered representative | Feb 2023 (3y) | ||
| Stephen Dennis Taylor | Registered representative | Feb 2023 (3y) | ||
| Aaron Michael Sloan | Registered representative | Mar 2023 (3y) | ||
| Robert C Bove | Registered representative | Mar 2023 (3y) | ||
| Aaron Jason Grahlman | Registered representative | Mar 2023 (3y) | ||
| Stacy L Davis | Registered representative | Mar 2023 (3y) | ||
| Michael Frenette Deschenes | Registered representative | Mar 2023 (3y) | ||
| Daniel Scott Libstorff | Registered representative | Oct 2023 (3y) | ||
| Gary Lee Williams | Registered representative | CFP | Dec 2023 (3y) | |
| James Aaron Justice | Registered representative | Feb 2024 (2y) | ||
| Nicholas Cole Mc Guire | Registered representative | Feb 2024 (2y) | ||
| Jarom Talley Abel | Registered representative | Apr 2024 (2y) | ||
| Dionicio H Trevino | Registered representative | Jul 2024 (2y) | ||
| Simon Michel Joseph | Registered representative | Aug 2024 (2y) | ||
| Kurt Clonts Castaneda | Registered representative | Sep 2024 (2y) | ||
| Ryan Bennett Droeg | Registered representative | Sep 2024 (2y) | ||
| Nathan Kim Sorensen | Registered representative | Oct 2024 (2y) | ||
| Sydney Lynn Johnson | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Dale Brown | Registered representative | Oct 2024 (2y) | ||
| Christopher Michael Tasik | Registered representative | CFP | Oct 2024 (2y) | |
| Maegan Kathleen Bauman | Registered representative | Oct 2024 (2y) | ||
| Nicholas Todd Kelch | Registered representative | Dec 2024 (2y) | ||
| Cynthia J Pillard | Registered representative | Dec 2024 (2y) | ||
| Andrew William Frevert | Registered representative | Jan 2025 (2y) | ||
| Cameron Willis | Registered representative | Jan 2025 (2y) | ||
| Craig Lipniskis | Registered representative | CFP | Feb 2025 (1y) | |
| Johnathan Michael Glen Converse | Registered representative | Mar 2025 (1y) | ||
| Larry Alan Dietz | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Joseph Zwemke | Registered representative | Jul 2025 (1y) | ||
| Michael Wesley Corson | Registered representative | Jul 2025 (1y) | ||
| Lydia C Stephens | Registered representative | Aug 2025 (1y) | ||
| Terrence Jude Heil | Registered representative | Oct 2025 (1y) | ||
| Steven Leonard Klimke | Registered representative | Oct 2025 (1y) | ||
| Kathy Lynn Banyas | Registered representative | Dec 2025 (1y) | ||
| Timothy Lee Garber | Registered representative | Dec 2025 (1y) | ||
| Gage Neil Smart | Registered representative | Jan 2026 (1y) | ||
| Nathaniel Jan Collier | Registered representative | Jan 2026 (1y) | ||
| Francisco Blas Salas | Registered representative | Feb 2026 (0y) | ||
| David Charles Fry | Registered representative | Apr 2026 (0y) | ||
| Stephanie Kimak | Registered representative | Apr 2026 (0y) | ||
| Stephen James Wynne | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Uag Enterprises, Llc | Member | Nov 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employee's 401(k) Plan | Congo, Llc | 882 | $7.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/20/2026 | 1.59 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Sei Investments Distribution Co. $530M (37% of AUM) Apr 2026
- Charles Schwab & Co. $504M (35% of AUM) Apr 2026
- Folio Investments, Inc. $203M (14% of AUM) Apr 2026
- Axos Clearing $39.6M (4% of AUM) Mar 2026
- Asset Mark $28.6M (14% of AUM) Dec 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 20, 2026.
View current Form ADV (SEC/IAPD) ↗