Tri Ad Capital Management I, Llc
- Regulatory AUM
- $619M
- Discretionary
- $0
- Clients
- 43
- Avg AUM / client
- $14.4M
- Accounts
- 55
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $52.5M | 8.49% |
| Pension and profit sharing plans | 28 | $441M | 71.3% |
| Other | Fewer than 5 clients | $125M | 20.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ideal Clamp Products 401(k) Plan Ideal Clamp Products, Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Simons, Judy, Ann | Chief Compliance Officer | Sep 2016 (10y) | Less than 5% | |
| Aitken, Hilarie, Ann | Ceo & President | Nov 2022 (4y) | Less than 5% | |
| Boyd, Tina, Davis | Vice President And Secretary | Nov 2022 (4y) | Less than 5% | |
| Jennifer Thomas | Registered representative | May 2023 (3y) | ||
| Russell Byrom | Registered representative | Sep 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Navia Benefits Solutions, Inc | Shareholder | Nov 2022 | A | 75% or more |
| North Holdco, Inc. | Shareholder | Nov 2022 | B | ≈ 56.25% – 100% via Navia Benefits Solutions, Inc |
| North Parent, Inc. | Shareholder | Nov 2022 | B | ≈ 42.19% – 100% via North Holdco, Inc. |
| North Topco, Llc | Shareholder | Nov 2022 | B | ≈ 31.64% – 100% via North Parent, Inc. |
| Ta Associates | Shareholder | Nov 2022 | B | ≈ 15.82% – 75% via North Topco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- North Holdco, Inc.: 75% – 100% of Navia Benefits Solutions, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- North Parent, Inc.: 75% – 100% of North Holdco, Inc. × 75% – 100% of Navia Benefits Solutions, Inc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- North Topco, Llc: 75% – 100% of North Parent, Inc. × 75% – 100% of North Holdco, Inc. × 75% – 100% of Navia Benefits Solutions, Inc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ta Associates: 50% – 75% of North Topco, Llc × 75% – 100% of North Parent, Inc. × 75% – 100% of North Holdco, Inc. × 75% – 100% of Navia Benefits Solutions, Inc × 75% – 100% direct ≈ 15.82% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ideal Clamp Products 401(k) Plan | Ideal Clamp Products, Inc. | 704 | $50.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $320M (52% of AUM) Mar 2026
- Broadridge Trust Company $126M (35% of AUM) Dec 2023
- Umb Bank $83.0M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗