Broadridge Trust Company
$679M reported client assets across 5 advisory firms in FY2022 annual amendments
Reported client assets over time
$98.0M
$943M
2017
2022
Same-firm comparison: 4 firms that reported Broadridge Trust Company in both FY2021 and FY2022 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy. 2017, 2018, 2019 are shown but partial — only FY2017: 1 cohort firms, FY2018: 2 cohort firms, FY2019: 3 cohort firms.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Axia Advisory, Llc | $499M | $1.3B | 38.5% | 03/23/2023 |
| Titan Retirement Advisors Llc | $100M | $275M | 36.4% | 03/27/2023 |
| Palisade Investments, Llc | $32.0M | $394M | 8.1% | 03/31/2023 |
| 4 Wealth Advisors, Inc. | $24.9M | $173M | 14.4% | 03/29/2023 |
| Retirement Wellness Group Llc | $23.7M | $145M | 16.3% | 01/17/2023 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.