Axia Advisory, Llc
- Regulatory AUM
- $1.9B
- Discretionary
- $1.0B
- Clients
- 123
- Avg AUM / client
- $15.3M
- Accounts
- 128
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of May 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 51 | $17.3M | 0.92% |
| High net worth individuals | 40 | $174M | 9.27% |
| Banking or thrift institutions | Fewer than 5 clients | — | — |
| Pooled investment vehicles (non-investment companies) | 1 | $319M | 17.0% |
| Pension and profit sharing plans | 22 | $1.0B | 53.5% |
| Charitable organizations | Fewer than 5 clients | $48.7M | 2.59% |
| State or municipal government entities | 9 | $313M | 16.6% |
| Other investment advisers | Fewer than 5 clients | — | — |
| Insurance companies | Fewer than 5 clients | — | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | — | — |
| Corporations and other businesses | Fewer than 5 clients | $1.1M | 0.06% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Dwa Healthcare Communications Group, Inc. 401(k) Plan Real Chemistry, Inc. | 2024 | |
| Union Health 403(b)retirement Plan Union Hospital, Inc. | 2024 | |
| Uap Clinic Retirement Plan Union Associated Physicians Clinic, Llc | 2024 | |
| Peerless Pump Retirement Income Plan Peerless Pump Company | 2024 | |
| Irving Materials, Inc. Employee Savings 401(k) Plan Irving Materials, Inc. | 2024 | |
| Scopelitis Garvin Light Hanson & Feary 401 K Benefit Plan Scopelitis Garvin Light Hanson & Feary P.C. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith Lawrence Shadrick | President | Jun 1992 (34y) | 75% or more | |
| Laura Maxwell Perry | Chief Compliance Officer | Sep 2004 (22y) | Less than 5% | |
| Robyn D. Shelley | Registered representative | Feb 2006 (20y) | ||
| Erik Anson Leighton | Registered representative | Jun 2017 (9y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Dwa Healthcare Communications Group, Inc. 401(k) Plan | Real Chemistry, Inc. | 0 | $0 | 01/01/2024 |
| Union Health 403(b)retirement Plan | Union Hospital, Inc. | 3,369 | $233M | 01/01/2024 |
| Uap Clinic Retirement Plan | Union Associated Physicians Clinic, Llc | 607 | $61.2M | 01/01/2024 |
| Peerless Pump Retirement Income Plan | Peerless Pump Company | 106 | $41.0M | 01/01/2024 |
| Irving Materials, Inc. Employee Savings 401(k) Plan | Irving Materials, Inc. | 2,208 | $253M | 01/01/2024 |
| Scopelitis Garvin Light Hanson & Feary 401 K Benefit Plan | Scopelitis Garvin Light Hanson & Feary P.C. | 151 | $71.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/07/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Investments $540M (29% of AUM) May 2026
- Charles Schwab & Co. $375M (20% of AUM) May 2026
- Broadridge Trust Company $341M (18% of AUM) May 2026
- Us Bancorp $303M (23% of AUM) Jun 2020
- Comerica Bank Trust National Association $238M (21% of AUM) May 2019
- Great West Trust Company, Llc $197M (15% of AUM) Jun 2020
- Td Trust Company $93.3M (7% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.
View current Form ADV (SEC/IAPD) ↗