Prospera Capital Management, Llc
- Regulatory AUM
- $344M
- Discretionary
- $304M
- Clients
- 44
- Avg AUM / client
- $7.8M
- Accounts
- 206
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $1.8M | 0.51% |
| High net worth individuals | 37 | $342M | 99.5% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sara Lammers Amparan | Chief Compliance Officer | CFP | May 2024 (2y) | ≈ 37.5% – 75% via Amparan Wealth Management, Llc |
| Chase Alan Smith Deters | Owner | CFP Chartered Financial Consultant | Jun 2024 (2y) | ≈ 37.5% – 75% via Deters Wealth Management, Llc |
| Heather Dawn Jacroux Mcclain | Registered representative | CFP | Mar 2026 (0y) | |
| Thomas Edward Knowlton | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Amparan Wealth Management, Llc | Holding Company | Jun 2024 | A | 50% – 75% |
| Deters Wealth Management, Llc | Holding Company | Jun 2024 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Sara Lammers Amparan: 75% – 100% of Amparan Wealth Management, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Chase Alan Smith Deters: 75% – 100% of Deters Wealth Management, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- The Vanguard Group, Inc. $186M (54% of AUM) Jul 2026
- Charles Schwab & Co. $2.4M (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗