Rhl Group, Llc
- Regulatory AUM
- $155M
- Discretionary
- $155M
- Clients
- 351
- Avg AUM / client
- $442K
- Accounts
- 878
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 300 | $65.1M | 42.0% |
| High net worth individuals | 50 | $90.0M | 58.0% |
| Charitable organizations | 1 | $50.0K | 0.03% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Carswell Group 401(k) Profit Sharing Plan The Carswell Group, Inc. Dba Independent Management Service | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Randolph Thomas Redmond | Managing Member/Cco | Chartered Financial Consultant | Jul 2024 (2y) | 75% or more |
| Paul Joseph Puro | Registered representative | Aug 2024 (2y) | ||
| Alexander Mark Finsterwald | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Carswell Group 401(k) Profit Sharing Plan | The Carswell Group, Inc. Dba Independent Management Service | 300 | $7.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/08/2026 | 996 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $155M (100% of AUM) Feb 2026
- Nationwide Bank $5.9M (5% of AUM) Nov 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 08, 2026.
View current Form ADV (SEC/IAPD) ↗