AUMdb

Carswell Group 401(k) Profit Sharing Plan

Sponsored by The Carswell Group, Inc. Dba Independent Management Service · EIN 382888423 · Plan #001

Total assets
$7.8M
Net assets
$7.8M
Active participants
300
With balances
140

Plan year beginning 01/01/2024 · 401(k)

Linked investment advisers

Advisory firms matched from Schedule C service providers (investment codes 26-28).

Firm Match Plan year
Cambridge Investment Research Advisors, Inc. CRD 134139 fuzzy_auto · 97% 2024
Rhl Group, Llc CRD 330716 deterministic · 100% 2024

Service providers

Schedule C providers paid $5,000+ (large plans only).

Provider Services Direct comp
Cambridge Investment Research Investment advisory (participants) $9,975
Rhl Group Investment advisory (participants) $6,489
John Hancock Life Insurance Company Recordkeeping, Investment management, Shareholder servicing fees $2,804