Igw Advisory Investment Management Llc
- Regulatory AUM
- $145M
- Discretionary
- $145M
- Clients
- 32
- Avg AUM / client
- $4.5M
- Accounts
- 32
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 32 | $145M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mulford, Joseph, Allen | Managing Member | Oct 2024 (2y) | ≈ 18.75% – 50% via Igw Advisory Partners Llc | |
| Pruitt, John, Franklin | Managing Member | Oct 2024 (2y) | ≈ 18.75% – 50% via Igw Advisory Partners Llc | |
| Springer, Jeffrey, Andrew | Chief Compliance Officer, Managing Member | Oct 2024 (2y) | ≈ 18.75% – 50% via Igw Advisory Partners Llc | |
| Sung, Jeffrey, H | Managing Member | Oct 2024 (2y) | ≈ 18.75% – 50% via Igw Advisory Partners Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Igw Advisory Partners Llc | Owner | Jul 2024 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mulford, Joseph, Allen: 25% – 50% of Igw Advisory Partners Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Pruitt, John, Franklin: 25% – 50% of Igw Advisory Partners Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Springer, Jeffrey, Andrew: 25% – 50% of Igw Advisory Partners Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Sung, Jeffrey, H: 25% – 50% of Igw Advisory Partners Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 908 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $100M (69% of AUM) Apr 2026
- Brown Brothers Harriman & Co. $100M (69% of AUM) Apr 2026
- Brown Brothers Harriman Investment Services (Japan) Inc. $45.0M (31% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗