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Wealth Manager · Boutique (under $100M)
CRD 334657
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ADV data as of Sep 05, 2025
- Regulatory AUM
- $22.1K
- Discretionary
- $22.1K
- Clients
- 7
- Avg AUM / client
- $3.2K
- Accounts
- 7
- Employees
- 9
AUM over time
$0
$22.1K
Mar 12, 2025
Sep 5, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 05, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $22.1K | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Gemini Trust Company $22.1K (100% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 05, 2025.