Investment advisers
45,544 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1451 | Horizon Kinetics Asset Management Llc CRD 106096 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 2,223 | 2,223 | 80 | 09/24/2026 | ☆ |
| 1452 | Seven Post Investment Office Lp CRD 157435 | San Francisco, CA | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 53 | 249 | 22 | 09/30/2026 | ☆ |
| 1453 | Harbour Investments, Inc. CRD 19258 | Madison, WI | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.6B | 30,309 | 44,629 | 232 | 11/05/2026 | ☆ |
| 1454 | Frontier Capital Management Co Llc CRD 106274 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 34 | 55 | 38 | 09/01/2026 | ☆ |
| 1455 | Roundhill Financial Inc. CRD 300799 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.6B | 45 | 45 | 13 | 07/24/2026 | ☆ |
| 1456 | Rubric Capital Management Lp CRD 285090 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.6B | 9 | 9 | 15 | 03/30/2026 | ☆ |
| 1457 | Cornerstone Advisors Asset Management, Llc CRD 138638 | Bethlehem, PA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $9.6B | 764 | 1,912 | 34 | 03/26/2026 | ☆ |
| 1458 | Mariner Independent Advisor Network, Llc CRD 283824 | Overland Park, KS | Wealth Manager · Mid-sized ($1B–$10B) | $9.6B | 16,241 | 27,362 | 174 | 05/26/2026 | ☆ |
| 1459 | Orgel Wealth Management, Llc CRD 168219 | Altoona, WI | Wealth Manager · Mid-sized ($1B–$10B) | $9.5B | 3,976 | 10,680 | 79 | 03/25/2026 | ☆ |
| 1460 | Stephens Investment Management Group, Llc CRD 136369 | Little Rock, AR | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.5B | 277 | 277 | 22 | 07/16/2026 | ☆ |
| 1461 | Gridiron Capital, Llc CRD 158241 | New Canaan, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.5B | 31 | 31 | 49 | 03/30/2026 | ☆ |
| 1462 | Fisher Lynch Capital, Llc CRD 160694 | Burlingame, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.5B | 12 | 12 | 24 | 03/16/2026 | ☆ |
| 1463 | Sdc Capital Partners, Llc CRD 291389 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.5B | 11 | 11 | 44 | 05/01/2026 | ☆ |
| 1464 | Composition Wealth, Llc CRD 143483 | Los Angeles, CA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.5B | 3,986 | 12,787 | 128 | 09/22/2026 | ☆ |
| 1465 | Westwood Global Investments Llc CRD 125012 | Park City, UT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.5B | 9 | 13 | 30 | 03/27/2026 | ☆ |
| 1466 | Hood River Capital Management Llc CRD 166089 | Palm Beach Gardens, FL | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.5B | 56 | 56 | 20 | 09/25/2026 | ☆ |
| 1467 | Mutual Advisors, Llc CRD 167658 | Omaha, NE | Wealth Manager · Mid-sized ($1B–$10B) | $9.4B | 9,960 | 24,295 | 223 | 10/16/2026 | ☆ |
| 1468 | Gardner Russo & Quinn Llc CRD 106114 | Lancaster, PA | Investment Adviser · Mid-sized ($1B–$10B) | $9.4B | 1,346 | 1,346 | 47 | 03/31/2026 | ☆ |
| 1469 | Y CRD 304917 | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 12 | 12 | 160 | 03/28/2025 | ☆ | |
| 1470 | Ritholtz Wealth Management CRD 168652 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $9.4B | 4,221 | 13,828 | 83 | 08/10/2026 | ☆ |
| 1471 | Slr Capital Partners, Llc CRD 146106 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 19 | 19 | 65 | 03/31/2026 | ☆ |
| 1472 | Kennedy Lewis Loan Management Llc CRD 316091 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 22 | 22 | 144 | 03/31/2026 | ☆ |
| 1473 | Gam London Limited CRD 110670 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 278 | 278 | 51 | 03/31/2026 | ☆ |
| 1474 | Performance Equity Management, Llc CRD 110207 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 37 | 37 | 36 | 03/31/2026 | ☆ |
| 1475 | Interval Partners, Lp CRD 164424 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.4B | 32 | 32 | 56 | 06/30/2026 | ☆ |
| 1476 | Fidelity Institutional Wealth Adviser Llc CRD 301896 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $9.4B | 65,862 | 1,435 | 209 | 03/30/2026 | ☆ |
| 1477 | Altaris, Llc CRD 143611 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 19 | 19 | 37 | 03/31/2026 | ☆ |
| 1478 | Accolade Capital Management Llc CRD 160802 | Washington, DC | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 66 | 66 | 18 | 07/23/2026 | ☆ |
| 1479 | N CRD 331487 | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 9 | 9 | 50 | 04/09/2025 | ☆ | |
| 1480 | Joel Isaacson & Co., Llc CRD 152450 | New York, NY | Wealth Manager · Mid-sized ($1B–$10B) | $9.3B | 1,271 | 5,532 | 52 | 03/16/2026 | ☆ |
| 1481 | Gryphon Advisors, Llc CRD 160185 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 24 | 24 | 166 | 10/21/2026 | ☆ |
| 1482 | Situational Awareness Lp CRD 333011 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 2 | 2 | 8 | 06/11/2026 | ☆ |
| 1483 | Axium Infrastructure Inc. CRD 286454 | Montreal, Quebec | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 23 | 23 | 97 | 03/30/2026 | ☆ |
| 1484 | Itau Usa Asset Management Inc. CRD 156313 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 63 | 65 | 26 | 08/07/2026 | ☆ |
| 1485 | Tolleson Private Wealth Management, Llc CRD 111838 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 224 | 3,931 | 93 | 09/10/2026 | ☆ |
| 1486 | Shore Capital Partners Management, L.P. CRD 166745 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 47 | 47 | 202 | 03/31/2026 | ☆ |
| 1487 | Lindsell Train Limited CRD 158323 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 16 | 18 | 30 | 04/27/2026 | ☆ |
| 1488 | Comvest Credit Advisors, Llc CRD 311663 | West Palm Beach, FL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.3B | 12 | 12 | 150 | 03/31/2026 | ☆ |
| 1489 | Olympus Advisors, Llc CRD 160851 | Stamford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.2B | 12 | 12 | 24 | 03/30/2026 | ☆ |
| 1490 | Palmer Square Europe Capital Management Llc CRD 310321 | Mission Woods, KS | Private Fund Manager · Mid-sized ($1B–$10B) | $9.2B | 27 | 27 | 76 | 03/31/2026 | ☆ |
| 1491 | Geneos Wealth Management, Inc. CRD 120894 | Englewood, CO | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $9.2B | 21,668 | 33,378 | 200 | 04/10/2026 | ☆ |
| 1492 | Napier Park Global Capital Ltd CRD 157629 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $9.2B | 21 | 23 | 22 | 04/08/2026 | ☆ |
| 1493 | Procyon Advisors, Llc CRD 288239 | Shelton, CT | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $9.2B | 3,048 | 8,716 | 76 | 10/23/2026 | ☆ |
| 1494 | Graniteshares Advisors Llc CRD 287806 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.2B | 67 | 67 | 6 | 01/08/2026 | ☆ |
| 1495 | Ellington Global Asset Management, Llc CRD 141772 | Old Greenwich, CT | Investment Adviser · Mid-sized ($1B–$10B) | $9.2B | 44 | 44 | 164 | 03/30/2026 | ☆ |
| 1496 | Aviva Investors Canada Inc. CRD 333457 | Toronto, Ontario | Investment Adviser · Mid-sized ($1B–$10B) | $9.2B | 18 | 18 | 18 | 03/11/2026 | ☆ |
| 1497 | Value Aligned Research Advisors, Llc CRD 319135 | Private Fund Manager · Mid-sized ($1B–$10B) | $9.1B | 4 | 4 | 9 | 09/22/2026 | ☆ | |
| 1498 | Crawford Investment Counsel Inc CRD 110271 | Atlanta, GA | Wealth Manager · Mid-sized ($1B–$10B) | $9.1B | 2,039 | 4,050 | 54 | 03/31/2026 | ☆ |
| 1499 | Wynnchurch Capital, L.P. CRD 173227 | Rosemont, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.1B | 5 | 6 | 47 | 03/23/2026 | ☆ |
| 1500 | Cabot Properties L.P. CRD 118729 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.1B | 12 | 12 | 157 | 03/30/2026 | ☆ |