Investment advisers
44,991 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1401 | Foundations Investment Advisors Llc CRD 175083 | Phoenix, AZ | Wealth Manager · Large ($10B–$100B) | $10.1B | 29,663 | 63,604 | 353 | 09/03/2026 | ☆ |
| 1402 | Summittx Capital, L.P. CRD 333741 | Fort Worth, TX | Private Fund Manager · Large ($10B–$100B) | $10.1B | 3 | 3 | 70 | 08/26/2026 | ☆ |
| 1403 | Openarc Corporate Advisory, Llc CRD 336837 | Atlanta, GA | Wealth Manager · Large ($10B–$100B) | $10.1B | 3,841 | 14,525 | 146 | 09/16/2026 | ☆ |
| 1404 | Mcqueen Financial Advisors Ii, Inc. CRD 109325 | Clawson, MI | Investment Adviser · Large ($10B–$100B) | $10.1B | 123 | 215 | 50 | 03/25/2026 | ☆ |
| 1405 | Dupont Capital Management Corp CRD 107145 | Wilmington, DE | Institutional / Pension Advisor · Large ($10B–$100B) | $10.1B | 3 | 3 | 33 | 01/28/2026 | ☆ |
| 1406 | One Investment Management Us Llc CRD 323617 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.1B | 5 | 5 | 27 | 03/31/2026 | ☆ |
| 1407 | N CRD 109651 | Wealth Manager · Large ($10B–$100B) | $10.1B | 8,669 | 20,501 | 55 | 07/03/2025 | ☆ | |
| 1408 | Foresight Group Llp CRD 311974 | London | Private Fund Manager · Large ($10B–$100B) | $10.1B | 42 | 43 | 347 | 06/25/2026 | ☆ |
| 1409 | Fiduciary Counselling Inc CRD 104753 | St Paul, MN | Wealth Manager · Large ($10B–$100B) | $10.1B | 1,761 | 1,761 | 87 | 03/17/2026 | ☆ |
| 1410 | Choate Investment Advisors Llc CRD 106109 | Boston, MA | Multi-Family Office · Large ($10B–$100B) | $10.0B | 653 | 4,009 | 34 | 03/30/2026 | ☆ |
| 1411 | Hantz Financial Services, Inc. CRD 46047 | Southfield, MI | Insurance-Affiliated · Large ($10B–$100B) | $10.0B | 24,070 | 121,451 | 435 | 09/08/2026 | ☆ |
| 1412 | Bain Capital Real Estate, Lp CRD 291809 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $10.0B | 24 | 24 | 125 | 06/09/2026 | ☆ |
| 1413 | Meketa Investment Group Inc CRD 110601 | Westwood, MA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $10.0B | 316 | 27 | 248 | 08/10/2026 | ☆ |
| 1414 | Bmo Family Office, Llc CRD 110264 | Chicago, IL | Multi-Family Office · Mid-sized ($1B–$10B) | $10.0B | 73 | 5,101 | 130 | 01/28/2026 | ☆ |
| 1415 | Axonic Capital Llc CRD 159518 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $10.0B | 31 | 31 | 74 | 03/30/2026 | ☆ |
| 1416 | Agincourt Capital Management, Llc CRD 112096 | Richmond, VA | Investment Adviser · Mid-sized ($1B–$10B) | $10.0B | 193 | 414 | 18 | 03/31/2026 | ☆ |
| 1417 | Intellicents Investment Solutions Inc CRD 107498 | Albert Lea, MN | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $9.9B | 8,280 | 8,280 | 80 | 06/01/2026 | ☆ |
| 1418 | Welch & Forbes Llc CRD 115119 | Boston, MA | Multi-Family Office · Mid-sized ($1B–$10B) | $9.9B | 699 | 3,734 | 55 | 05/19/2026 | ☆ |
| 1419 | Ares Systematic Credit Limited CRD 307090 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $9.9B | 9 | 9 | 62 | 08/26/2026 | ☆ |
| 1420 | Clearbridge Investment Management Limited CRD 139012 | Edinburgh | Private Fund Manager · Mid-sized ($1B–$10B) | $9.9B | 5,183 | 5,185 | 44 | 09/16/2026 | ☆ |
| 1421 | Coronation Global Fund Managers (Ireland) Limited CRD 156599 | Dublin | Private Fund Manager · Mid-sized ($1B–$10B) | $9.9B | 4 | 4 | 6 | 05/11/2026 | ☆ |
| 1422 | Glacier Peak Capital Management, Llc CRD 164409 | Chatham, NJ | Investment Adviser · Mid-sized ($1B–$10B) | $9.9B | 5 | 5 | 5 | 02/23/2026 | ☆ |
| 1423 | River Road Asset Management, Llc CRD 134918 | Louisville, KY | Investment Adviser · Mid-sized ($1B–$10B) | $9.9B | 112 | 93 | 46 | 03/31/2026 | ☆ |
| 1424 | The Cynosure Group CRD 281399 | Salt Lake City, UT | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 148 | 726 | 71 | 07/13/2026 | ☆ |
| 1425 | Brown Advisory Investment Solutions Group Llc CRD 124612 | Baltimore, MD | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 393 | 510 | 24 | 04/21/2026 | ☆ |
| 1426 | Bain Capital Ventures, Lp CRD 145652 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 20 | 20 | 97 | 03/31/2026 | ☆ |
| 1427 | Spiderrock Advisors, Llc CRD 171992 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $9.8B | 4,480 | 4,480 | 61 | 03/31/2026 | ☆ |
| 1428 | Consulting Group Advisory Services Llc CRD 137463 | Purchase, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $9.8B | 12 | 12 | 17 | 03/24/2026 | ☆ |
| 1429 | Eminence Capital, Lp CRD 160611 | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 16 | 17 | 51 | 07/10/2026 | ☆ | |
| 1430 | Iht Wealth Management Llc CRD 171481 | Chicago, IL | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.8B | 25,536 | 25,536 | 179 | 03/31/2026 | ☆ |
| 1431 | Vr Advisory Services Ltd. CRD 137158 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 7 | 7 | 42 | 03/31/2026 | ☆ |
| 1432 | Walton Street Capital, L.L.C. CRD 147210 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $9.8B | 55 | 55 | 92 | 03/31/2026 | ☆ |
| 1433 | Altair Advisers, Llc CRD 120642 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $9.8B | 1,016 | 1,016 | 75 | 03/31/2026 | ☆ |
| 1434 | Centaurus Financial, Inc. CRD 30833 | Anaheim, CA | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $9.7B | 45,336 | 45,336 | 571 | 07/30/2026 | ☆ |
| 1435 | Arsenal Capital Management Lp CRD 156896 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.7B | 27 | 27 | 91 | 03/31/2026 | ☆ |
| 1436 | F L Putnam Investment Management Co. CRD 106223 | Lynnfield, MA | Wealth Manager · Mid-sized ($1B–$10B) | $9.7B | 3,054 | 7,901 | 160 | 08/19/2026 | ☆ |
| 1437 | One Rock Capital Partners, Llc CRD 160972 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.7B | 18 | 18 | 74 | 03/31/2026 | ☆ |
| 1438 | Samlyn Capital, Llc CRD 158296 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.7B | 10 | 11 | 33 | 03/31/2026 | ☆ |
| 1439 | Mjx Asset Management Llc CRD 148976 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.7B | 31 | 30 | 39 | 03/23/2026 | ☆ |
| 1440 | Kindred Spirits Investment Management, Llc CRD 171615 | Cincinnati, OH | Investment Adviser · Mid-sized ($1B–$10B) | $9.7B | 373 | 538 | 9 | 02/24/2026 | ☆ |
| 1441 | Signaturefd, Llc CRD 112758 | Atlanta, GA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.7B | 1,913 | 11,102 | 130 | 03/30/2026 | ☆ |
| 1442 | The Ameriflex Group, Inc. CRD 305585 | Las Vegas, NV | Wealth Manager · Mid-sized ($1B–$10B) | $9.7B | 16,203 | 30,843 | 201 | 09/11/2026 | ☆ |
| 1443 | Msa Advisors, Llc CRD 305170 | Santa Monica, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $9.6B | 74 | 125 | 34 | 03/27/2026 | ☆ |
| 1444 | Dockside Llc CRD 330606 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 11 | 11 | 10 | 09/10/2026 | ☆ |
| 1445 | Orix Advisers, Llc CRD 307580 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.6B | 15 | 21 | 372 | 08/05/2026 | ☆ |
| 1446 | Basalt Infrastructure Partners Llc CRD 162276 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $9.6B | 33 | 33 | 16 | 03/31/2026 | ☆ |
| 1447 | Basalt Infrastructure Partners Llp CRD 161881 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $9.6B | 33 | 33 | 26 | 03/31/2026 | ☆ |
| 1448 | Horizon Kinetics Asset Management Llc CRD 106096 | New York, NY | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 2,223 | 2,223 | 80 | 07/07/2026 | ☆ |
| 1449 | Seven Post Investment Office Lp CRD 157435 | San Francisco, CA | Investment Adviser · Mid-sized ($1B–$10B) | $9.6B | 53 | 249 | 22 | 03/31/2026 | ☆ |
| 1450 | Harbour Investments, Inc. CRD 19258 | Madison, WI | Insurance-Affiliated · Mid-sized ($1B–$10B) | $9.6B | 30,309 | 44,629 | 232 | 09/21/2026 | ☆ |