Investment advisers
45,066 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 16701 | Prosperity Wealth Strategies Llc CRD 301923 | Bloomfield Hills, MI | Wealth Manager · Boutique (under $100M) | $95.2M | 55 | 181 | 2 | 08/17/2026 | ☆ |
| 16702 | Burke Wealth Management, Llc CRD 305840 | Houston, TX | Wealth Manager · Boutique (under $100M) | $95.2M | 74 | 128 | 3 | 08/19/2026 | ☆ |
| 16703 | Vickery Creek Capital Management, Llc CRD 149844 | Roswell, GA | Insurance-Affiliated · Boutique (under $100M) | $95.2M | 92 | 266 | 2 | 03/12/2026 | ☆ |
| 16704 | Zimmerman Capital Management, Llc CRD 120619 | Salem, OH | Wealth Manager · Boutique (under $100M) | $95.2M | 64 | 171 | 1 | 03/24/2026 | ☆ |
| 16705 | P Square Investments Llc CRD 125794 | Wealth Manager · Boutique (under $100M) | $95.2M | 50 | 50 | 1 | 06/01/2026 | ☆ | |
| 16706 | Lottsa Financial Services, Inc. CRD 118995 | Minneapolis, MN | Wealth Manager · Boutique (under $100M) | $95.2M | 117 | 519 | 4 | 02/20/2026 | ☆ |
| 16707 | Steward Capital Management, Inc. CRD 104936 | Bloomfield Hills, MI | Private Fund Manager · Boutique (under $100M) | $95.1M | 66 | 116 | 5 | 03/26/2026 | ☆ |
| 16708 | Djg Financial Services, Inc. CRD 146437 | East Weymouth, MA | Wealth Manager · Boutique (under $100M) | $95.1M | 216 | 313 | 3 | 03/24/2026 | ☆ |
| 16709 | Fortaleza Capital Partners, Llc CRD 234792 | Multi-Family Office · Boutique (under $100M) | $95.1M | 6 | 6 | 2 | 03/26/2026 | ☆ | |
| 16710 | The Taylor Advisory Group Llc CRD 288437 | Insurance-Affiliated · Boutique (under $100M) | $95.1M | 60 | 60 | 2 | 07/30/2026 | ☆ | |
| 16711 | S. Muoio & Co. Llc CRD 155549 | New York, NY | Private Fund Manager · Boutique (under $100M) | $95.1M | 6 | 7 | 2 | 03/27/2026 | ☆ |
| 16712 | Helios Wealth Advisors, Llc CRD 134444 | Pearland, TX | Wealth Manager · Boutique (under $100M) | $95.1M | 56 | 146 | 1 | 05/22/2026 | ☆ |
| 16713 | Interlake Capital Management, Llc CRD 142577 | Carmel, CA | Institutional / Pension Advisor · Boutique (under $100M) | $95.0M | 39 | 86 | 1 | 03/31/2026 | ☆ |
| 16714 | Ellis Financial Group Llc CRD 281862 | Salem, VA | Wealth Manager · Boutique (under $100M) | $95.0M | 96 | 250 | 3 | 07/29/2026 | ☆ |
| 16715 | Portfolio Management & Planning, Inc. CRD 117264 | Wealth Manager · Boutique (under $100M) | $95.0M | 28 | 108 | 2 | 03/03/2026 | ☆ | |
| 16716 | Benning Financial Group, Llc CRD 136256 | Benicia, CA | Wealth Manager · Boutique (under $100M) | $95.0M | 93 | 204 | 1 | 03/24/2026 | ☆ |
| 16717 | Belloadvisers, Llc CRD 167919 | Wealth Manager · Boutique (under $100M) | $95.0M | 157 | 155 | 2 | 03/18/2026 | ☆ | |
| 16718 | Braintrust Capital, Llc CRD 319510 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $95.0M | 65 | 107 | 1 | 03/19/2026 | ☆ |
| 16719 | Nosuris, Inc. CRD 160979 | Lynbrook, NY | Insurance-Affiliated · Boutique (under $100M) | $95.0M | 200 | 450 | 2 | 06/02/2026 | ☆ |
| 16720 | Suarum Investment Management, Llc CRD 334206 | Wealth Manager · Boutique (under $100M) | $95.0M | 21 | 26 | 2 | 03/30/2026 | ☆ | |
| 16721 | Trend Management, Inc. CRD 113847 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $95.0M | 150 | 170 | 3 | 09/22/2026 | ☆ |
| 16722 | Wealth 360, Llc CRD 141663 | Buford, GA | Wealth Manager · Boutique (under $100M) | $95.0M | 149 | 393 | 2 | 03/20/2026 | ☆ |
| 16723 | Mon Capital Management Llc CRD 333785 | New York, NY | Investment Adviser · Boutique (under $100M) | $95.0M | 4 | 4 | 2 | 04/15/2026 | ☆ |
| 16724 | Arthurs Wealth Management Llc CRD 305342 | Ponte Vedra Beach, FL | Wealth Manager · Boutique (under $100M) | $94.9M | 129 | 129 | 1 | 01/27/2026 | ☆ |
| 16725 | Wise Money Israel Ltd. CRD 304753 | Binyamina | Wealth Manager · Boutique (under $100M) | $94.9M | 175 | 193 | 4 | 07/16/2026 | ☆ |
| 16726 | Dreggors, Rigsby & Teal, Pa CRD 141950 | Deland, FL | Wealth Manager · Boutique (under $100M) | $94.9M | 153 | 153 | 2 | 03/12/2026 | ☆ |
| 16727 | Marsden Capital Management, Llc. CRD 111692 | Erie, PA | Wealth Manager · Boutique (under $100M) | $94.9M | 376 | 376 | 1 | 03/16/2026 | ☆ |
| 16728 | Abraham Trading, Lp CRD 315318 | Canadian, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $94.9M | 1 | 1 | 7 | 03/12/2026 | ☆ |
| 16729 | Lyon Capital Management, Llc CRD 111311 | Pittsford, NY | Wealth Manager · Boutique (under $100M) | $94.8M | 92 | 162 | 3 | 08/14/2026 | ☆ |
| 16730 | Traditions Wealth Advisors, Llc. CRD 128135 | College Station, TX | Wealth Manager · Boutique (under $100M) | $94.8M | 77 | 247 | 11 | 03/30/2026 | ☆ |
| 16731 | Lion Capital Advisors Llc CRD 305440 | Miami, FL | Investment Adviser · Boutique (under $100M) | $94.8M | 29 | 31 | 3 | 03/31/2026 | ☆ |
| 16732 | Timberline Investment Management, Llc CRD 144525 | Wealth Manager · Boutique (under $100M) | $94.8M | 39 | 123 | 1 | 03/16/2026 | ☆ | |
| 16733 | Gsb Capital, Llc CRD 311571 | Private Fund Manager · Boutique (under $100M) | $94.8M | 2 | 2 | 1 | 04/02/2026 | ☆ | |
| 16734 | Rogers Consulting Associates, Inc. CRD 169931 | St. Louis, MO | Insurance-Affiliated · Boutique (under $100M) | $94.8M | 42 | 63 | 3 | 01/12/2026 | ☆ |
| 16735 | Pwr Financial Services, Llc CRD 112299 | Federal Way, WA | Wealth Manager · Boutique (under $100M) | $94.7M | 8 | 2 | 03/27/2026 | ☆ | |
| 16736 | Finwell, Inc. CRD 310850 | Wealth Manager · Boutique (under $100M) | $94.7M | 136 | 109 | 5 | 08/18/2026 | ☆ | |
| 16737 | Cwm Financial Group, Inc. CRD 117255 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $94.7M | 57 | 155 | 1 | 02/09/2026 | ☆ |
| 16738 | Blueprint Private Wealth Management Llc CRD 319507 | Alpharetta, GA | Wealth Manager · Boutique (under $100M) | $94.7M | 60 | 207 | 1 | 05/28/2026 | ☆ |
| 16739 | Ejl Asset Management, Llc CRD 157504 | Wealth Manager · Boutique (under $100M) | $94.7M | 19 | 49 | 1 | 02/12/2026 | ☆ | |
| 16740 | Dew Wealth Strategies, Llc CRD 118996 | Clayton, MO | Wealth Manager · Boutique (under $100M) | $94.7M | 47 | 132 | 2 | 06/25/2026 | ☆ |
| 16741 | Stark Financial Advisers, Inc. CRD 121213 | Okeechobee, FL | Wealth Manager · Boutique (under $100M) | $94.7M | 186 | 164 | 7 | 08/20/2026 | ☆ |
| 16742 | American Harbour Wealth Management, Llc CRD 322018 | Orlando, FL | Wealth Manager · Boutique (under $100M) | $94.7M | 200 | 200 | 3 | 04/17/2026 | ☆ |
| 16743 | Sunsage Capital, Llc CRD 140332 | Grapevine, TX | Investment Adviser · Boutique (under $100M) | $94.6M | 78 | 78 | 1 | 01/27/2026 | ☆ |
| 16744 | Saxon Securities Llc CRD 155168 | San Francisco, CA | Investment Adviser · Boutique (under $100M) | $94.6M | 25 | 25 | 2 | 03/27/2026 | ☆ |
| 16745 | Wingspan Capital, Llc CRD 307759 | New York, NY | Private Fund Manager · Boutique (under $100M) | $94.5M | 27 | 27 | 1 | 03/27/2026 | ☆ |
| 16746 | N CRD 309902 | Private Fund Manager · Boutique (under $100M) | $94.5M | 2 | 2 | 2 | 03/27/2025 | ☆ | |
| 16747 | Cardinal Capital Management, Llc CRD 135677 | Muncie, IN | Wealth Manager · Boutique (under $100M) | $94.5M | 140 | 433 | 2 | 01/16/2026 | ☆ |
| 16748 | Guardian Financial, Inc. CRD 158153 | Bentonville, AR | Insurance-Affiliated · Boutique (under $100M) | $94.5M | 285 | 450 | 3 | 07/31/2026 | ☆ |
| 16749 | Eastwind Capital, Llc CRD 146957 | Westerville, OH | Wealth Manager · Boutique (under $100M) | $94.5M | 324 | 548 | 3 | 02/03/2026 | ☆ |
| 16750 | Massey, Joshua Alan CRD 132336 | Wealth Manager · Boutique (under $100M) | $94.5M | 79 | 124 | 3 | 02/26/2026 | ☆ |