Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 17901 | Radix Wealth Llc CRD 328329 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $73.4M | 86 | 260 | 2 | 07/27/2026 | ☆ |
| 17902 | Gilder Partners For Growth, Llc CRD 306620 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $73.4M | 0 | 8 | 5 | 02/17/2026 | ☆ |
| 17903 | Northeastern Financial Consultants, Inc. CRD 120737 | South Abington Township, PA | Wealth Manager · Boutique (under $100M) | $73.4M | 95 | 262 | 2 | 09/25/2026 | ☆ |
| 17904 | Miles Brown Asset Management, Llc CRD 283960 | Santa Rosa, CA | Wealth Manager · Boutique (under $100M) | $73.4M | 101 | 211 | 1 | 05/20/2026 | ☆ |
| 17905 | Ken Gross Financial, Inc. CRD 127924 | Thousand Oaks, CA | Wealth Manager · Boutique (under $100M) | $73.4M | 41 | 141 | 1 | 03/29/2026 | ☆ |
| 17906 | Keener, Harry Alan CRD 117141 | Wealth Manager · Boutique (under $100M) | $73.4M | 15 | 15 | 1 | 01/22/2026 | ☆ | |
| 17907 | Schenley Capital, Inc CRD 133415 | Sewickley, PA | Wealth Manager · Boutique (under $100M) | $73.3M | 363 | 364 | 3 | 06/18/2026 | ☆ |
| 17908 | N CRD 119487 | Wealth Manager · Boutique (under $100M) | $73.3M | 51 | 135 | 1 | 03/10/2025 | ☆ | |
| 17909 | Sage Hill Advisory And Management Llc CRD 149365 | Saratoga Springs, NY | Insurance-Affiliated · Boutique (under $100M) | $73.3M | 20 | 79 | 3 | 03/20/2026 | ☆ |
| 17910 | Vector Money Management Inc CRD 108192 | Ridgeland, MS | Wealth Manager · Boutique (under $100M) | $73.3M | 55 | 55 | 2 | 06/17/2026 | ☆ |
| 17911 | Helm Financial Advisors, Llc CRD 128071 | Wealth Manager · Boutique (under $100M) | $73.3M | 42 | 194 | 1 | 03/25/2026 | ☆ | |
| 17912 | Longview Investment Management, Llc CRD 300694 | Wealth Manager · Boutique (under $100M) | $73.3M | 35 | 35 | 1 | 05/20/2026 | ☆ | |
| 17913 | Mike Bonacorsi Llc CRD 152568 | Amherst, NH | Wealth Manager · Boutique (under $100M) | $73.3M | 199 | 187 | 2 | 03/09/2026 | ☆ |
| 17914 | World Market Advisors, Llc CRD 306933 | Wealth Manager · Boutique (under $100M) | $73.2M | 67 | 218 | 3 | 07/14/2026 | ☆ | |
| 17915 | Countryside Financial Llc CRD 337489 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $73.2M | 248 | 537 | 3 | 08/26/2026 | ☆ |
| 17916 | Leslie Gale Advisors, Llc CRD 168550 | Wealth Manager · Boutique (under $100M) | $73.2M | 35 | 106 | 1 | 02/12/2026 | ☆ | |
| 17917 | Stewardship Partners Investment Counsel, Inc. CRD 115340 | Wealth Manager · Boutique (under $100M) | $73.2M | 142 | 325 | 4 | 12/16/2025 | ☆ | |
| 17918 | Truevine Family Wealth, Llc CRD 331649 | Wealth Manager · Boutique (under $100M) | $73.2M | 96 | 96 | 1 | 03/31/2026 | ☆ | |
| 17919 | Dyer & Company, L.L.C. CRD 298855 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $73.2M | 30 | 113 | 2 | 02/04/2026 | ☆ |
| 17920 | Retirement Income Strategies Inc. CRD 320737 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $73.2M | 127 | 189 | 1 | 01/05/2026 | ☆ |
| 17921 | Waterrock Global Asset Management CRD 151309 | Bellevue, WA | Insurance-Affiliated · Boutique (under $100M) | $73.1M | 146 | 391 | 3 | 03/23/2026 | ☆ |
| 17922 | Great Northern Asset Management, Inc. CRD 166788 | Winter Park, FL | Wealth Manager · Boutique (under $100M) | $73.1M | 35 | 61 | 5 | 03/25/2026 | ☆ |
| 17923 | Lanes Wealth Management Llc CRD 291381 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $73.0M | 33 | 132 | 2 | 03/06/2026 | ☆ |
| 17924 | N CRD 323293 | Private Fund Manager · Boutique (under $100M) | $73.0M | 3 | 3 | 5 | 06/17/2026 | ☆ | |
| 17925 | J Beaver Investment Advisors Inc CRD 309157 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $73.0M | 240 | 279 | 1 | 03/03/2026 | ☆ |
| 17926 | Soard Financial Management, Llc CRD 156392 | Edmond, OK | Wealth Manager · Boutique (under $100M) | $73.0M | 249 | 397 | 2 | 04/28/2026 | ☆ |
| 17927 | New Heights Planning, Llc CRD 314959 | Houston, TX | Wealth Manager · Boutique (under $100M) | $73.0M | 32 | 256 | 1 | 02/24/2026 | ☆ |
| 17928 | Tactical Rotation Management, Llc CRD 333968 | Forest Hills, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $73.0M | 3 | 3 | 1 | 03/24/2026 | ☆ |
| 17929 | Carter, David Henry CRD 123069 | Wealth Manager · Boutique (under $100M) | $73.0M | 36 | 119 | 1 | 09/21/2026 | ☆ | |
| 17930 | Aquilino Michael Domenic CRD 125868 | Boston, MA | Wealth Manager · Boutique (under $100M) | $72.9M | 55 | 55 | 2 | 03/31/2026 | ☆ |
| 17931 | Bbwyatt Llc CRD 309482 | Arlington, WA | Wealth Manager · Boutique (under $100M) | $72.9M | 118 | 118 | 1 | 02/20/2026 | ☆ |
| 17932 | Financial Advisors Consortium, Inc. CRD 141081 | Pittsburgh, PA | Wealth Manager · Boutique (under $100M) | $72.9M | 134 | 327 | 3 | 03/30/2026 | ☆ |
| 17933 | Pac Capital, Llc CRD 305303 | Wealth Manager · Boutique (under $100M) | $72.9M | 43 | 171 | 2 | 03/29/2026 | ☆ | |
| 17934 | Kraus Capital Management, Llc CRD 282797 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $72.9M | 180 | 180 | 2 | 03/17/2026 | ☆ |
| 17935 | Oakvale Investments Inc. CRD 113450 | Wealth Manager · Boutique (under $100M) | $72.9M | 29 | 60 | 1 | 03/30/2026 | ☆ | |
| 17936 | Schayot Financial Llc CRD 337315 | Metairie, LA | Wealth Manager · Boutique (under $100M) | $72.8M | 114 | 323 | 1 | 03/23/2026 | ☆ |
| 17937 | Roche Financial Partners Llc CRD 133604 | Wealth Manager · Boutique (under $100M) | $72.8M | 46 | 136 | 1 | 01/14/2026 | ☆ | |
| 17938 | The Naarden Financial Group, Llc CRD 115588 | Pocatello, ID | Wealth Manager · Boutique (under $100M) | $72.7M | 425 | 644 | 4 | 03/26/2026 | ☆ |
| 17939 | Horizons Financial Planning Llc CRD 308216 | Midland, TX | Wealth Manager · Boutique (under $100M) | $72.7M | 72 | 230 | 1 | 04/01/2026 | ☆ |
| 17940 | Meridian Financial Services, Inc. CRD 175393 | Insurance-Affiliated · Boutique (under $100M) | $72.7M | 60 | 105 | 5 | 02/11/2026 | ☆ | |
| 17941 | Jcb Financial, Inc. CRD 140902 | Wealth Manager · Boutique (under $100M) | $72.7M | 67 | 183 | 1 | 03/19/2025 | ☆ | |
| 17942 | Farnsley Wealth Management, Llc CRD 125538 | Port St. Joe, FL | Insurance-Affiliated · Boutique (under $100M) | $72.7M | 127 | 113 | 3 | 03/18/2026 | ☆ |
| 17943 | Bycoff Group Llc CRD 334192 | Wealth Manager · Boutique (under $100M) | $72.6M | 62 | 71 | 2 | 03/31/2026 | ☆ | |
| 17944 | Investus Financial Planning, Inc. CRD 140153 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $72.6M | 70 | 70 | 1 | 01/23/2026 | ☆ |
| 17945 | Periphas Capital, Lp CRD 291980 | New York, NY | Private Fund Manager · Boutique (under $100M) | $72.6M | 5 | 5 | 4 | 03/27/2026 | ☆ |
| 17946 | Lifecraft, Llc CRD 329797 | Sunrise, FL | Wealth Manager · Boutique (under $100M) | $72.6M | 124 | 323 | 3 | 06/09/2026 | ☆ |
| 17947 | Volkman Wealth Management, Llc CRD 309438 | Wealth Manager · Boutique (under $100M) | $72.6M | 60 | 124 | 1 | 01/09/2026 | ☆ | |
| 17948 | Plectrum Advisers Llc CRD 283181 | Wealth Manager · Boutique (under $100M) | $72.5M | 76 | 209 | 2 | 03/17/2026 | ☆ | |
| 17949 | Stone Securities Inc. CRD 162909 | Clarks Green, PA | Wealth Manager · Boutique (under $100M) | $72.5M | 103 | 103 | 4 | 07/09/2026 | ☆ |
| 17950 | Mdrn Wealth Llc CRD 323177 | Venice, CA | Wealth Manager · Boutique (under $100M) | $72.5M | 87 | 454 | 2 | 08/25/2026 | ☆ |