Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18101 | Fit Advisors Llc CRD 175023 | Wealth Manager · Boutique (under $100M) | $68.7M | 45 | 430 | 2 | 03/12/2026 | ☆ | |
| 18102 | Tuyyo Planning Group, Llc CRD 298052 | Insurance-Affiliated · Boutique (under $100M) | $68.7M | 84 | 354 | 2 | 04/01/2026 | ☆ | |
| 18103 | Pierce Wealth Partners, Inc. CRD 315147 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $68.7M | 51 | 51 | 5 | 03/30/2026 | ☆ |
| 18104 | Geo Capital Gestora De Recursos Ltda CRD 322902 | Sao Paulo/Sp | Private Fund Manager · Boutique (under $100M) | $68.7M | 9 | 9 | 12 | 03/30/2026 | ☆ |
| 18105 | Mc Financial Services Inc. CRD 146331 | Insurance-Affiliated · Boutique (under $100M) | $68.6M | 67 | 190 | 5 | 03/30/2026 | ☆ | |
| 18106 | Ritter Bruce Charles CRD 107474 | San Rafael, CA | Wealth Manager · Boutique (under $100M) | $68.6M | 19 | 19 | 1 | 03/23/2026 | ☆ |
| 18107 | Keturi Investment Management, Llc CRD 315951 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $68.6M | 13 | 33 | 5 | 01/20/2026 | ☆ |
| 18108 | Gurniak Financial Advisors, Inc. CRD 119905 | Allentown, PA | Wealth Manager · Boutique (under $100M) | $68.6M | 70 | 168 | 3 | 03/05/2026 | ☆ |
| 18109 | Saunders Financial Llc CRD 167114 | Livonia, MI | Insurance-Affiliated · Boutique (under $100M) | $68.6M | 66 | 66 | 1 | 08/03/2026 | ☆ |
| 18110 | Mlig Management Group Inc CRD 286170 | Hillsboro, OR | Wealth Manager · Boutique (under $100M) | $68.5M | 23 | 144 | 1 | 01/19/2026 | ☆ |
| 18111 | Castle Pines Investment Management Llc CRD 113052 | Wealth Manager · Boutique (under $100M) | $68.5M | 17 | 66 | 2 | 01/14/2026 | ☆ | |
| 18112 | D.S. Brown Wealth Advisors, Llc CRD 307362 | Atlanta, GA | Insurance-Affiliated · Boutique (under $100M) | $68.5M | 97 | 305 | 1 | 03/27/2026 | ☆ |
| 18113 | Cox Financial Group, Ltd. CRD 123955 | Schaumburg, IL | Wealth Manager · Boutique (under $100M) | $68.5M | 42 | 72 | 0 | 09/23/2025 | ☆ |
| 18114 | Whitewater Wealth, Llc CRD 169233 | Wealth Manager · Boutique (under $100M) | $68.5M | 37 | 90 | 1 | 06/30/2026 | ☆ | |
| 18115 | Alphanext, Llc CRD 297504 | Los Angeles, CA | Wealth Manager · Boutique (under $100M) | $68.5M | 28 | 28 | 2 | 03/23/2026 | ☆ |
| 18116 | Mark Vogel Wealth Management, Llc CRD 128011 | Wealth Manager · Boutique (under $100M) | $68.5M | 8 | 10 | 2 | 03/17/2026 | ☆ | |
| 18117 | Kaizen Wealth Management, Llc CRD 131466 | Charleston, SC | Wealth Manager · Boutique (under $100M) | $68.5M | 27 | 120 | 1 | 03/18/2026 | ☆ |
| 18118 | Granite Wealth Management Llc CRD 309868 | Plymouth, MA | Wealth Manager · Boutique (under $100M) | $68.5M | 168 | 325 | 2 | 03/23/2026 | ☆ |
| 18119 | Capital Formation Advisers Llc CRD 111815 | Wealth Manager · Boutique (under $100M) | $68.4M | 7 | 6 | 1 | 03/05/2026 | ☆ | |
| 18120 | Anderson Pewitt & Associates, Inc. CRD 155516 | Birmingham, AL | Wealth Manager · Boutique (under $100M) | $68.4M | 66 | 169 | 1 | 03/17/2026 | ☆ |
| 18121 | Shield Wealth Advisors, Llc. CRD 309538 | Williamsville, NY | Insurance-Affiliated · Boutique (under $100M) | $68.4M | 109 | 307 | 3 | 01/30/2026 | ☆ |
| 18122 | Caruso And Company, P.A., Certified Public Accountants CRD 142685 | Deerfield Beach, FL | Wealth Manager · Boutique (under $100M) | $68.4M | 119 | 119 | 4 | 03/28/2026 | ☆ |
| 18123 | Retirement Lifestyles Advisors, Llc CRD 154642 | Redding, CA | Insurance-Affiliated · Boutique (under $100M) | $68.3M | 149 | 302 | 1 | 03/12/2026 | ☆ |
| 18124 | Twin Peaks Capital Llc CRD 168526 | Wealth Manager · Boutique (under $100M) | $68.3M | 26 | 26 | 1 | 03/31/2026 | ☆ | |
| 18125 | Bleecker Street Capital Management, Llc CRD 332519 | Brooklyn, NY | Private Fund Manager · Boutique (under $100M) | $68.3M | 2 | 2 | 6 | 03/27/2026 | ☆ |
| 18126 | Financial Life Management Llc CRD 292927 | Wealth Manager · Boutique (under $100M) | $68.3M | 93 | 302 | 1 | 05/05/2026 | ☆ | |
| 18127 | Sheller Wealth Management, Inc. CRD 289794 | Troy, MO | Wealth Manager · Boutique (under $100M) | $68.2M | 174 | 282 | 3 | 03/02/2026 | ☆ |
| 18128 | Parlin Advisors Llc CRD 300774 | Hague, NY | Wealth Manager · Boutique (under $100M) | $68.2M | 54 | 125 | 1 | 03/23/2026 | ☆ |
| 18129 | Iconoclastic Capital Management Llc CRD 310132 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $68.2M | 141 | 506 | 5 | 03/30/2026 | ☆ |
| 18130 | Structure Wealth Partners Llc CRD 338538 | Orlando, FL | Insurance-Affiliated · Boutique (under $100M) | $68.2M | 42 | 131 | 1 | 07/30/2026 | ☆ |
| 18131 | Walters Strategic Advisors, Llc CRD 310582 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $68.1M | 46 | 123 | 2 | 06/10/2026 | ☆ |
| 18132 | Chladek Wealth Management, Llc CRD 152435 | Wealth Manager · Boutique (under $100M) | $68.1M | 63 | 238 | 1 | 06/12/2026 | ☆ | |
| 18133 | Pennfield Capital Corp CRD 111464 | South Bend, IN | Wealth Manager · Boutique (under $100M) | $68.1M | 154 | 154 | 2 | 03/12/2026 | ☆ |
| 18134 | Peak Altitude Partners, Lp CRD 338110 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $68.1M | 2 | 2 | 4 | 05/01/2026 | ☆ |
| 18135 | Signature Fa, Llc CRD 283964 | Houston, TX | Insurance-Affiliated · Boutique (under $100M) | $68.1M | 209 | 175 | 4 | 03/24/2026 | ☆ |
| 18136 | Gallatin Wealth Management Llc CRD 165344 | Wilson, WY | Wealth Manager · Boutique (under $100M) | $68.1M | 26 | 26 | 1 | 03/11/2026 | ☆ |
| 18137 | Jmr Financial Group, Inc. CRD 114149 | Superior, WI | Wealth Manager · Boutique (under $100M) | $68.1M | 835 | 835 | 4 | 03/20/2026 | ☆ |
| 18138 | Clearpoint Wealth Management, Llc CRD 337649 | Colleyville, TX | Wealth Manager · Boutique (under $100M) | $68.0M | 42 | 136 | 4 | 02/12/2026 | ☆ |
| 18139 | Conscious Capital, Llc CRD 283947 | Wealth Manager · Boutique (under $100M) | $68.0M | 153 | 426 | 4 | 02/12/2026 | ☆ | |
| 18140 | The Financial Planning And Implementation Inc. CRD 135634 | Tustin, CA | Wealth Manager · Boutique (under $100M) | $68.0M | 44 | 44 | 2 | 03/30/2026 | ☆ |
| 18141 | Fifr, Inc. CRD 328620 | Wealth Manager · Boutique (under $100M) | $68.0M | 214 | 1,335 | 1 | 03/30/2026 | ☆ | |
| 18142 | Pacific Wealth Care Inc. CRD 130856 | Wealth Manager · Boutique (under $100M) | $68.0M | 19 | 42 | 1 | 02/02/2026 | ☆ | |
| 18143 | Sac Investment Management Llc CRD 322784 | Wealth Manager · Boutique (under $100M) | $68.0M | 51 | 160 | 1 | 01/15/2026 | ☆ | |
| 18144 | Doug Mottet Enterprises, Inc. CRD 116044 | Wealth Manager · Boutique (under $100M) | $68.0M | 130 | 257 | 1 | 03/26/2026 | ☆ | |
| 18145 | Delta Wealth Management, Llc CRD 281691 | Wealth Manager · Boutique (under $100M) | $68.0M | 46 | 46 | 2 | 04/16/2026 | ☆ | |
| 18146 | Penn Street Capital Management Llc CRD 290278 | Wealth Manager · Boutique (under $100M) | $68.0M | 11 | 16 | 1 | 03/09/2026 | ☆ | |
| 18147 | Buckeye Wealth Partners, Llc CRD 126428 | Centerville, OH | Wealth Manager · Boutique (under $100M) | $68.0M | 252 | 252 | 2 | 03/05/2026 | ☆ |
| 18148 | Kay Investments, Inc. CRD 124267 | Wealth Manager · Boutique (under $100M) | $67.9M | 66 | 178 | 1 | 03/27/2026 | ☆ | |
| 18149 | Tri Star Advisors Inc. CRD 149760 | Houston, TX | Wealth Manager · Boutique (under $100M) | $67.9M | 73 | 121 | 4 | 02/26/2026 | ☆ |
| 18150 | Normandy Capital Management, Llc CRD 142315 | Lakewood, CO | Wealth Manager · Boutique (under $100M) | $67.9M | 182 | 183 | 5 | 02/27/2026 | ☆ |