Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18101 | Actis Wealth Management L.C. CRD 306794 | Waukee, IA | Wealth Manager · Boutique (under $100M) | $70.0M | 64 | 252 | 1 | 03/16/2026 | ☆ |
| 18102 | Efs Asset Management Llc CRD 106184 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $70.0M | 32 | 54 | 1 | 08/04/2026 | ☆ |
| 18103 | Wealth Alliance, Llc CRD 140630 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $70.0M | 172 | 286 | 2 | 05/05/2026 | ☆ |
| 18104 | Arena Consulting, Llc CRD 151276 | Wealth Manager · Boutique (under $100M) | $70.0M | 25 | 25 | 0 | 01/08/2019 | ☆ | |
| 18105 | Asset Advisory Group, Inc. CRD 141612 | Wealth Manager · Boutique (under $100M) | $70.0M | 67 | 208 | 1 | 06/29/2026 | ☆ | |
| 18106 | Bell Strategic Investments, Inc. CRD 139954 | Wealth Manager · Boutique (under $100M) | $70.0M | 113 | 125 | 1 | 03/24/2026 | ☆ | |
| 18107 | Blackburn Financial, Llc CRD 159312 | Cashmere, WA | Wealth Manager · Boutique (under $100M) | $70.0M | 593 | 595 | 2 | 03/30/2026 | ☆ |
| 18108 | Goalbridge Wealth Management, Llc CRD 285623 | Appleton, WI | Wealth Manager · Boutique (under $100M) | $70.0M | 119 | 269 | 2 | 03/24/2026 | ☆ |
| 18109 | Icebridge Financial Group, Llc CRD 323346 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $70.0M | 18 | 58 | 1 | 05/28/2026 | ☆ |
| 18110 | Kondracki Advisory, Llc CRD 165649 | Hingham, MA | Wealth Manager · Boutique (under $100M) | $70.0M | 187 | 186 | 1 | 01/08/2026 | ☆ |
| 18111 | Marathon Capital Management, Llc CRD 132645 | Wealth Manager · Boutique (under $100M) | $70.0M | 60 | 125 | 2 | 02/09/2026 | ☆ | |
| 18112 | Mindstate Capital Llc CRD 318068 | Wealth Manager · Boutique (under $100M) | $70.0M | 16 | 27 | 2 | 03/12/2026 | ☆ | |
| 18113 | Mulberry Capital Management Llc CRD 314693 | Wealth Manager · Boutique (under $100M) | $70.0M | 37 | 40 | 2 | 01/22/2026 | ☆ | |
| 18114 | Raimond Wealth Management Llc CRD 126302 | Wealth Manager · Boutique (under $100M) | $70.0M | 10 | 10 | 1 | 01/18/2026 | ☆ | |
| 18115 | Renaissance Advisory Group CRD 129512 | Bryn Mawr, PA | Wealth Manager · Boutique (under $100M) | $70.0M | 65 | 65 | 2 | 01/31/2026 | ☆ |
| 18116 | U.S. Advisors, Inc. CRD 117401 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $70.0M | 81 | 81 | 1 | 02/27/2026 | ☆ |
| 18117 | William Edward Durnan CRD 128916 | Far Hills, NJ | Multi-Family Office · Boutique (under $100M) | $70.0M | 6 | 6 | 1 | 09/25/2023 | ☆ |
| 18118 | Windfall Advisors, Llc CRD 309261 | Newport Beach, CA | Wealth Manager · Boutique (under $100M) | $70.0M | 42 | 42 | 2 | 09/02/2026 | ☆ |
| 18119 | Evans & Hurlburt Cpas , Pa CRD 152173 | Lakeland, FL | Wealth Manager · Boutique (under $100M) | $70.0M | 162 | 439 | 7 | 08/14/2026 | ☆ |
| 18120 | Legacy Folios Llc CRD 323319 | Wealth Manager · Boutique (under $100M) | $70.0M | 60 | 123 | 3 | 04/30/2026 | ☆ | |
| 18121 | Schorpp Capital Management, Pc CRD 131893 | East Brunswick, NJ | Insurance-Affiliated · Boutique (under $100M) | $69.9M | 182 | 285 | 3 | 03/05/2025 | ☆ |
| 18122 | Willamette Valley Wealth Management, Llc CRD 311390 | Salem, OR | Wealth Manager · Boutique (under $100M) | $69.9M | 111 | 111 | 1 | 02/05/2026 | ☆ |
| 18123 | Dickinson Barnum Investment Management, Llc CRD 156672 | Paragould, AR | Wealth Manager · Boutique (under $100M) | $69.9M | 323 | 622 | 2 | 05/29/2026 | ☆ |
| 18124 | Guide Financial Planning, Llc CRD 170734 | Shoreview, MN | Wealth Manager · Boutique (under $100M) | $69.9M | 132 | 489 | 6 | 02/17/2026 | ☆ |
| 18125 | Papadopoulos, George CRD 121985 | Wealth Manager · Boutique (under $100M) | $69.8M | 17 | 17 | 1 | 03/19/2026 | ☆ | |
| 18126 | Canterbury Investment Management, Llc CRD 125680 | Zionsville, IN | Wealth Manager · Boutique (under $100M) | $69.8M | 48 | 101 | 2 | 03/06/2026 | ☆ |
| 18127 | Winslow Drake, Inc. CRD 286638 | Wealth Manager · Boutique (under $100M) | $69.8M | 92 | 99 | 1 | 09/30/2026 | ☆ | |
| 18128 | Ibn Advisory Services, Inc. CRD 293288 | Liverpool, NY | Insurance-Affiliated · Boutique (under $100M) | $69.8M | 197 | 210 | 8 | 08/27/2026 | ☆ |
| 18129 | Stewardright Llc CRD 287644 | Wichita, KS | Insurance-Affiliated · Boutique (under $100M) | $69.7M | 363 | 557 | 3 | 07/09/2026 | ☆ |
| 18130 | Seidman Daniel Jay CRD 106894 | Vineyard Haven, MA | Insurance-Affiliated · Boutique (under $100M) | $69.7M | 62 | 62 | 1 | 03/20/2026 | ☆ |
| 18131 | Atlas Financial Advisors, Llc CRD 285580 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $69.7M | 74 | 122 | 5 | 03/31/2026 | ☆ |
| 18132 | Clear Harbor Wealth Management Llc CRD 311114 | Destin, FL | Wealth Manager · Boutique (under $100M) | $69.7M | 94 | 238 | 3 | 09/20/2026 | ☆ |
| 18133 | Sheldon, Kirk Roy CRD 130841 | San Diego, CA | Insurance-Affiliated · Boutique (under $100M) | $69.7M | 114 | 333 | 4 | 03/30/2026 | ☆ |
| 18134 | Money Managers, Inc. CRD 151602 | Las Vegas, NV | Insurance-Affiliated · Boutique (under $100M) | $69.7M | 188 | 255 | 4 | 03/18/2026 | ☆ |
| 18135 | Key Capital Advisors, Inc. CRD 113541 | Miami, FL | Wealth Manager · Boutique (under $100M) | $69.6M | 91 | 97 | 7 | 03/03/2026 | ☆ |
| 18136 | Brightpath Wealth Advisors Llc CRD 164209 | Crofton, MD | Wealth Manager · Boutique (under $100M) | $69.6M | 182 | 302 | 4 | 03/23/2026 | ☆ |
| 18137 | Lagrande Global Llc CRD 170479 | Dallas, TX | Multi-Family Office · Boutique (under $100M) | $69.6M | 1 | 6 | 1 | 03/05/2026 | ☆ |
| 18138 | Cp Advisors, Inc. CRD 111701 | Clinton, NC | Insurance-Affiliated · Boutique (under $100M) | $69.6M | 178 | 313 | 7 | 03/11/2026 | ☆ |
| 18139 | Huybrechts, Dirk Joseph CRD 131174 | Wealth Manager · Boutique (under $100M) | $69.6M | 63 | 163 | 1 | 03/06/2026 | ☆ | |
| 18140 | Rochester Investments Inc CRD 306782 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $69.5M | 147 | 300 | 1 | 03/13/2026 | ☆ |
| 18141 | Dogpatch Capital Llc CRD 171464 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 157 | 274 | 2 | 03/26/2026 | ☆ |
| 18142 | Client Focused Financial, Llc CRD 289929 | Saint Petersburg, FL | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 262 | 263 | 1 | 08/27/2026 | ☆ |
| 18143 | Mobile Bay Wealth Management, Llc CRD 324371 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 310 | 618 | 4 | 02/16/2026 | ☆ |
| 18144 | Vision Capital Investment Management Inc CRD 136806 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 61 | 102 | 2 | 08/17/2026 | ☆ |
| 18145 | Platinum Wealth Management, Inc. CRD 309839 | La Mesa, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 136 | 335 | 3 | 01/05/2026 | ☆ |
| 18146 | Worcester Jr, David A CRD 129828 | Lodi, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 80 | 80 | 1 | 03/31/2026 | ☆ |
| 18147 | Advanced Investment Management Llc CRD 289070 | Naples, FL | Wealth Manager · Boutique (under $100M) | $69.5M | 65 | 192 | 1 | 02/12/2026 | ☆ |
| 18148 | Everlong Financial, Llc CRD 172634 | Austin, TX | Wealth Manager · Boutique (under $100M) | $69.5M | 34 | 168 | 1 | 03/31/2026 | ☆ |
| 18149 | Guideway Financial, Llc CRD 168317 | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 46 | 198 | 2 | 03/13/2026 | ☆ | |
| 18150 | Prosperitus Wealth Advisors, Llc CRD 306630 | Coral Springs, FL | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 236 | 446 | 6 | 04/03/2026 | ☆ |