Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18051 | Lagrande Global Llc CRD 170479 | Dallas, TX | Multi-Family Office · Boutique (under $100M) | $69.6M | 1 | 6 | 1 | 03/05/2026 | ☆ |
| 18052 | Cp Advisors, Inc. CRD 111701 | Clinton, NC | Insurance-Affiliated · Boutique (under $100M) | $69.6M | 178 | 313 | 7 | 03/11/2026 | ☆ |
| 18053 | Huybrechts, Dirk Joseph CRD 131174 | Wealth Manager · Boutique (under $100M) | $69.6M | 63 | 163 | 1 | 03/06/2026 | ☆ | |
| 18054 | Rochester Investments Inc CRD 306782 | Rochester, NY | Wealth Manager · Boutique (under $100M) | $69.5M | 147 | 300 | 1 | 03/13/2026 | ☆ |
| 18055 | Dogpatch Capital Llc CRD 171464 | San Francisco, CA | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 157 | 274 | 2 | 03/26/2026 | ☆ |
| 18056 | Client Focused Financial, Llc CRD 289929 | Saint Petersburg, FL | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 262 | 263 | 1 | 01/23/2026 | ☆ |
| 18057 | Mobile Bay Wealth Management, Llc CRD 324371 | Mobile, AL | Insurance-Affiliated · Boutique (under $100M) | $69.5M | 310 | 618 | 4 | 02/16/2026 | ☆ |
| 18058 | Vision Capital Investment Management Inc CRD 136806 | San Francisco, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 61 | 102 | 2 | 03/31/2026 | ☆ |
| 18059 | Platinum Wealth Management, Inc. CRD 309839 | La Mesa, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 136 | 335 | 3 | 01/05/2026 | ☆ |
| 18060 | Worcester Jr, David A CRD 129828 | Lodi, CA | Wealth Manager · Boutique (under $100M) | $69.5M | 80 | 80 | 1 | 03/31/2026 | ☆ |
| 18061 | Advanced Investment Management Llc CRD 289070 | Naples, FL | Wealth Manager · Boutique (under $100M) | $69.5M | 65 | 192 | 1 | 02/12/2026 | ☆ |
| 18062 | Everlong Financial, Llc CRD 172634 | Austin, TX | Wealth Manager · Boutique (under $100M) | $69.5M | 34 | 168 | 1 | 03/31/2026 | ☆ |
| 18063 | Guideway Financial, Llc CRD 168317 | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 46 | 198 | 2 | 03/13/2026 | ☆ | |
| 18064 | Prosperitus Wealth Advisors, Llc CRD 306630 | Coral Springs, FL | Insurance-Affiliated · Boutique (under $100M) | $69.4M | 236 | 446 | 6 | 04/03/2026 | ☆ |
| 18065 | Tanaka Capital Management Inc CRD 109888 | Greenwich, CT | Mutual Fund / Asset Manager · Boutique (under $100M) | $69.4M | 18 | 21 | 3 | 07/17/2026 | ☆ |
| 18066 | Wellspring Financial, Llc CRD 288023 | Wealth Manager · Boutique (under $100M) | $69.4M | 112 | 293 | 3 | 01/12/2026 | ☆ | |
| 18067 | Park Hill Financial Planning & Investment Management, Llc CRD 326639 | Wealth Manager · Boutique (under $100M) | $69.3M | 23 | 105 | 1 | 01/07/2026 | ☆ | |
| 18068 | Locke Advisory Services Llc CRD 286132 | Wealth Manager · Boutique (under $100M) | $69.3M | 49 | 191 | 3 | 03/16/2026 | ☆ | |
| 18069 | Victory Wealth Management, Llc CRD 152221 | Reedley, CA | Wealth Manager · Boutique (under $100M) | $69.3M | 79 | 161 | 2 | 01/23/2026 | ☆ |
| 18070 | Abry Partners, Llc CRD 161153 | Boston, MA | Private Fund Manager · Boutique (under $100M) | $69.3M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 18071 | Tremont Street Advisors, Llc CRD 172984 | League City, TX | Wealth Manager · Boutique (under $100M) | $69.2M | 87 | 170 | 3 | 02/23/2026 | ☆ |
| 18072 | Koenig Steven Mark CRD 105824 | Wealth Manager · Boutique (under $100M) | $69.2M | 12 | 36 | 1 | 03/24/2026 | ☆ | |
| 18073 | Steben & Company, Llc CRD 117808 | Excelsior, MN | Private Fund Manager · Boutique (under $100M) | $69.2M | 1 | 1 | 8 | 02/17/2026 | ☆ |
| 18074 | Fierce Wealth Management Group Llc CRD 329282 | Indianapolis, IN | Wealth Manager · Boutique (under $100M) | $69.2M | 125 | 236 | 1 | 04/28/2026 | ☆ |
| 18075 | Lancaster County Financial Group, Llc CRD 149693 | Lancaster, PA | Insurance-Affiliated · Boutique (under $100M) | $69.2M | 198 | 437 | 3 | 04/30/2026 | ☆ |
| 18076 | Sapient Investments Llc CRD 292098 | Wealth Manager · Boutique (under $100M) | $69.2M | 36 | 98 | 2 | 02/17/2026 | ☆ | |
| 18077 | Baroldi Wood Mance Financial Advisors, Llc CRD 317002 | Foothill Ranch, CA | Wealth Manager · Boutique (under $100M) | $69.2M | 272 | 272 | 2 | 02/10/2026 | ☆ |
| 18078 | Galligan Financial Advisors, Ltd. CRD 115334 | Eagan, MN | Wealth Manager · Boutique (under $100M) | $69.1M | 250 | 250 | 1 | 11/05/2024 | ☆ |
| 18079 | Cornerstone Asset Advisors Inc. CRD 281865 | Wealth Manager · Boutique (under $100M) | $69.1M | 31 | 101 | 1 | 02/02/2026 | ☆ | |
| 18080 | Durkin Investment Group, Llc. CRD 167370 | Wealth Manager · Boutique (under $100M) | $69.1M | 64 | 137 | 1 | 03/06/2026 | ☆ | |
| 18081 | Fra Services Inc. CRD 292588 | San Juan, PR | Private Fund Manager · Boutique (under $100M) | $69.0M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 18082 | Maze Financial Planning, Llc CRD 140934 | Chapel Hill, NC | Wealth Manager · Boutique (under $100M) | $69.0M | 33 | 107 | 1 | 03/31/2026 | ☆ |
| 18083 | Edwards Financial Services Inc. CRD 150517 | Winter Park, FL | Insurance-Affiliated · Boutique (under $100M) | $69.0M | 430 | 504 | 8 | 08/06/2026 | ☆ |
| 18084 | Hanley Capital Management, Llc CRD 150355 | Wealth Manager · Boutique (under $100M) | $69.0M | 19 | 19 | 1 | 07/13/2026 | ☆ | |
| 18085 | Johnson Lynda Ann CRD 104835 | Wealth Manager · Boutique (under $100M) | $69.0M | 36 | 36 | 2 | 01/24/2026 | ☆ | |
| 18086 | Crossroads Asset Management Llc CRD 145951 | Investment Adviser · Boutique (under $100M) | $69.0M | 24 | 63 | 1 | 03/16/2026 | ☆ | |
| 18087 | Freedom Found Financial Llc CRD 306009 | Towaco, NJ | Wealth Manager · Boutique (under $100M) | $69.0M | 38 | 181 | 1 | 02/19/2026 | ☆ |
| 18088 | Financial Security Solutions, Corp. CRD 124085 | Valencia, CA | Wealth Manager · Boutique (under $100M) | $69.0M | 87 | 167 | 4 | 12/09/2025 | ☆ |
| 18089 | Piecapital Wealth Management Llc CRD 328743 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $69.0M | 22 | 88 | 2 | 07/13/2026 | ☆ |
| 18090 | Wexford Wealth Advisors Llc CRD 288407 | Wexford, PA | Wealth Manager · Boutique (under $100M) | $68.9M | 130 | 325 | 1 | 03/26/2026 | ☆ |
| 18091 | Jones Wealth Advisors, Llc CRD 337281 | Pasadena, CA | Wealth Manager · Boutique (under $100M) | $68.9M | 17 | 40 | 1 | 03/20/2026 | ☆ |
| 18092 | Blakely Harbor Advisors, Llc CRD 152249 | New Haven, CT | Endowment & Foundation Advisor · Boutique (under $100M) | $68.9M | 6 | 11 | 1 | 06/09/2026 | ☆ |
| 18093 | Van Grouw Advisors, Llc CRD 311173 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $68.8M | 80 | 116 | 3 | 02/17/2026 | ☆ |
| 18094 | Bangerter Financial Services, Inc. CRD 171939 | Roseville, CA | Wealth Manager · Boutique (under $100M) | $68.8M | 320 | 320 | 2 | 06/23/2026 | ☆ |
| 18095 | Martin & Associates Investment Advisory Services, Llc CRD 110644 | Mandeville, LA | Insurance-Affiliated · Boutique (under $100M) | $68.8M | 230 | 224 | 2 | 03/16/2026 | ☆ |
| 18096 | Handy & Company Financial Advisors, Inc. CRD 154417 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $68.7M | 114 | 215 | 2 | 02/02/2026 | ☆ |
| 18097 | Anacapa Financial, Llc CRD 305365 | Ventura, CA | Insurance-Affiliated · Boutique (under $100M) | $68.7M | 182 | 525 | 5 | 02/24/2026 | ☆ |
| 18098 | Capital Management Associates Inc CRD 104783 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $68.7M | 1 | 1 | 8 | 03/31/2026 | ☆ |
| 18099 | Roland Financial Wealth Management Llc CRD 315175 | Erie, PA | Wealth Manager · Boutique (under $100M) | $68.7M | 346 | 540 | 4 | 08/04/2026 | ☆ |
| 18100 | Advize Wealth Management Pllc CRD 297380 | Rochester, MI | Wealth Manager · Boutique (under $100M) | $68.7M | 116 | 299 | 2 | 07/29/2026 | ☆ |