Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18001 | Montoya Wealth Management Group Llc CRD 285039 | Prescott, AZ | Wealth Manager · Boutique (under $100M) | $71.7M | 86 | 262 | 2 | 02/17/2026 | ☆ |
| 18002 | Worch Capital Llc CRD 155220 | Rockville, MD | Private Fund Manager · Boutique (under $100M) | $71.7M | 19 | 47 | 1 | 03/31/2026 | ☆ |
| 18003 | Targeted Wealth Solutions Llc CRD 282131 | Colorado Springs, CO | Wealth Manager · Boutique (under $100M) | $71.7M | 105 | 280 | 5 | 03/31/2026 | ☆ |
| 18004 | Obra Fund Management, Llc CRD 328207 | New York, NY | Mutual Fund / Asset Manager · Boutique (under $100M) | $71.6M | 3 | 3 | 47 | 09/23/2026 | ☆ |
| 18005 | Chamberlain Financial Advisors, Inc. CRD 292233 | Wealth Manager · Boutique (under $100M) | $71.6M | 100 | 510 | 1 | 03/11/2026 | ☆ | |
| 18006 | Schultze Asset Management, Lp CRD 110927 | Rye Brook, NY | Private Fund Manager · Boutique (under $100M) | $71.6M | 16 | 16 | 7 | 03/31/2026 | ☆ |
| 18007 | Rise Consulting, Llc CRD 299026 | Lee's Summit, MO | Institutional / Pension Advisor · Boutique (under $100M) | $71.6M | 164 | 346 | 2 | 07/08/2026 | ☆ |
| 18008 | Pursuit Fund Advisers Llc CRD 333442 | Mutual Fund / Asset Manager · Boutique (under $100M) | $71.6M | 1 | 1 | 7 | 05/11/2026 | ☆ | |
| 18009 | Hendrickson Financial Services, Llc CRD 285986 | Dickinson, ND | Insurance-Affiliated · Boutique (under $100M) | $71.6M | 148 | 235 | 2 | 03/16/2026 | ☆ |
| 18010 | Clockwise Capital Llc CRD 175233 | Miami, FL | Investment Adviser · Boutique (under $100M) | $71.5M | 151 | 151 | 3 | 09/30/2026 | ☆ |
| 18011 | Momentum Private Wealth Management Llc CRD 305502 | Cedar Park, TX | Wealth Manager · Boutique (under $100M) | $71.5M | 78 | 211 | 1 | 03/31/2026 | ☆ |
| 18012 | Hv Capital Management, Llc CRD 339467 | Montgomery, NY | Wealth Manager · Boutique (under $100M) | $71.5M | 60 | 114 | 4 | 05/14/2026 | ☆ |
| 18013 | Bankshop, Llc CRD 306387 | Miami, FL | Wealth Manager · Boutique (under $100M) | $71.5M | 393 | 240 | 3 | 09/14/2026 | ☆ |
| 18014 | Brock Asset Management, Llc CRD 116791 | Wealth Manager · Boutique (under $100M) | $71.5M | 222 | 364 | 2 | 09/04/2026 | ☆ | |
| 18015 | Contour Financial, Inc. CRD 111100 | Orland Park, IL | Wealth Manager · Boutique (under $100M) | $71.5M | 74 | 201 | 3 | 01/12/2026 | ☆ |
| 18016 | Andrews Capital Management Inc CRD 108013 | Coronado, CA | Wealth Manager · Boutique (under $100M) | $71.4M | 26 | 60 | 1 | 02/12/2026 | ☆ |
| 18017 | Phingers And Toze Investments, Llc CRD 131185 | Multi-Family Office · Boutique (under $100M) | $71.4M | 6 | 6 | 1 | 03/18/2026 | ☆ | |
| 18018 | Madison Global Advisors Llc CRD 288894 | Hauppauge, NY | Insurance-Affiliated · Boutique (under $100M) | $71.4M | 233 | 233 | 8 | 04/21/2026 | ☆ |
| 18019 | Pelican Wealth Advisors, Llc CRD 153972 | Bonita Springs, FL | Wealth Manager · Boutique (under $100M) | $71.4M | 221 | 193 | 4 | 03/12/2026 | ☆ |
| 18020 | Richard Andrew Vandersande CRD 136468 | Insurance-Affiliated · Boutique (under $100M) | $71.4M | 57 | 143 | 1 | 03/26/2026 | ☆ | |
| 18021 | Wickford Wealth Management, Llc CRD 164675 | North Kingstown, RI | Wealth Manager · Boutique (under $100M) | $71.4M | 69 | 209 | 1 | 03/04/2026 | ☆ |
| 18022 | Oxford Park Management, Llc CRD 324383 | Greenwich, CT | Mutual Fund / Asset Manager · Boutique (under $100M) | $71.4M | 1 | 1 | 23 | 03/27/2026 | ☆ |
| 18023 | Csj Wealth Management, Llc CRD 169437 | Wealth Manager · Boutique (under $100M) | $71.4M | 22 | 57 | 1 | 05/22/2026 | ☆ | |
| 18024 | Natalie Taylor Consulting Services, Llc CRD 306567 | Wealth Manager · Boutique (under $100M) | $71.3M | 110 | 350 | 4 | 04/28/2026 | ☆ | |
| 18025 | Baldwin Wealth Management, Llc CRD 154633 | St. Louis, MO | Wealth Manager · Boutique (under $100M) | $71.3M | 29 | 90 | 1 | 02/17/2026 | ☆ |
| 18026 | Azura Partners Us Llc CRD 327986 | New York, NY | Private Fund Manager · Boutique (under $100M) | $71.3M | 2 | 2 | 6 | 07/30/2026 | ☆ |
| 18027 | Palos Wealth Advisors, Llc CRD 154671 | Palos Heights, IL | Wealth Manager · Boutique (under $100M) | $71.3M | 89 | 172 | 2 | 02/24/2026 | ☆ |
| 18028 | Pilot Wealth Management, Inc. CRD 154381 | Wealth Manager · Boutique (under $100M) | $71.3M | 73 | 287 | 2 | 01/27/2026 | ☆ | |
| 18029 | The Alyri Corporation CRD 119884 | Insurance-Affiliated · Boutique (under $100M) | $71.3M | 152 | 249 | 1 | 07/13/2026 | ☆ | |
| 18030 | Kis Financial Planning, Llc CRD 269826 | Orange, CA | Wealth Manager · Boutique (under $100M) | $71.2M | 92 | 279 | 2 | 08/10/2026 | ☆ |
| 18031 | Omega Financial Corporation, Inc. CRD 125381 | Kirkland, WA | Insurance-Affiliated · Boutique (under $100M) | $71.2M | 66 | 242 | 6 | 03/19/2026 | ☆ |
| 18032 | Vital Capital Llc CRD 318147 | Clinton, IA | Wealth Manager · Boutique (under $100M) | $71.2M | 71 | 292 | 5 | 03/31/2026 | ☆ |
| 18033 | L.V.O. Advisory Inc. CRD 125719 | Roswell, GA | Insurance-Affiliated · Boutique (under $100M) | $71.1M | 140 | 235 | 4 | 03/20/2026 | ☆ |
| 18034 | Christensen Capital, Llc CRD 117699 | Private Fund Manager · Boutique (under $100M) | $71.1M | 30 | 29 | 3 | 03/27/2026 | ☆ | |
| 18035 | Main Street Financial Llc CRD 118130 | Purchase, NY | Wealth Manager · Boutique (under $100M) | $71.1M | 98 | 267 | 4 | 02/10/2026 | ☆ |
| 18036 | Exclusive Resource Management Llc CRD 321076 | Latham, NY | Wealth Manager · Boutique (under $100M) | $71.1M | 115 | 285 | 2 | 03/12/2026 | ☆ |
| 18037 | Chisholm Wealth Management Llc CRD 321134 | Burleson, TX | Wealth Manager · Boutique (under $100M) | $71.1M | 110 | 254 | 2 | 02/09/2026 | ☆ |
| 18038 | Axia Asset Management, Llc CRD 173148 | Wealth Manager · Boutique (under $100M) | $71.1M | 9 | 24 | 1 | 03/04/2026 | ☆ | |
| 18039 | Planrock Investment Management, Llc CRD 304803 | Brentwood, TN | Wealth Manager · Boutique (under $100M) | $71.1M | 55 | 146 | 7 | 05/26/2026 | ☆ |
| 18040 | Wisdom Capital Asset Management, Llc CRD 307648 | Wealth Manager · Boutique (under $100M) | $71.0M | 29 | 49 | 2 | 03/31/2026 | ☆ | |
| 18041 | Unity Financial Planning Group Llc CRD 333889 | Kennesaw, GA | Wealth Manager · Boutique (under $100M) | $71.0M | 208 | 433 | 6 | 04/30/2026 | ☆ |
| 18042 | Princeton Asset Management, Llc CRD 148087 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $71.0M | 42 | 102 | 2 | 05/18/2026 | ☆ |
| 18043 | Jasmijn Capital Management, Llc CRD 127066 | Highland, UT | Wealth Manager · Boutique (under $100M) | $71.0M | 249 | 249 | 4 | 03/12/2026 | ☆ |
| 18044 | Annie Werner Llc CRD 310941 | Wealth Manager · Boutique (under $100M) | $71.0M | 60 | 324 | 2 | 01/14/2026 | ☆ | |
| 18045 | Doxa Capital, Llc CRD 174851 | Arlington, VA | Wealth Manager · Boutique (under $100M) | $71.0M | 78 | 200 | 2 | 03/31/2026 | ☆ |
| 18046 | Fern Capital Inc. CRD 230790 | Wealth Manager · Boutique (under $100M) | $71.0M | 45 | 107 | 2 | 09/01/2026 | ☆ | |
| 18047 | Great Lakes Benefits, Inc. CRD 140440 | Sandusky, OH | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 290 | 287 | 3 | 03/31/2026 | ☆ |
| 18048 | Legend Private Wealth, Llc CRD 308639 | Charlotte, NC | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 45 | 198 | 2 | 03/13/2026 | ☆ |
| 18049 | Marketforce, Llc CRD 111233 | Wealth Manager · Boutique (under $100M) | $71.0M | 21 | 21 | 1 | 02/04/2026 | ☆ | |
| 18050 | Waller Wealth Management, Llc CRD 307148 | Magnolia, AR | Insurance-Affiliated · Boutique (under $100M) | $71.0M | 290 | 290 | 1 | 08/21/2026 | ☆ |