Schultze Asset Management, Lp
- Regulatory AUM
- $71.6M
- Discretionary
- $71.6M
- Clients
- 16
- Avg AUM / client
- $4.5M
- Accounts
- 16
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $164K | 0.23% |
| High net worth individuals | 3 | $9.7M | 13.6% |
| Pooled investment vehicles (non-investment companies) | 3 | $48.1M | 67.2% |
| Pension and profit sharing plans | 1 | $106K | 0.15% |
| Charitable organizations | 3 | $11.6M | 16.2% |
| Corporations and other businesses | 1 | $1.9M | 2.69% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $42.1M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Schultze Master Fund, Ltd. master | Hedge Fund | Cayman Islands | $42.1M | 87 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Colorado Permanente Medical Group, P.C. 401(k) Plan Colorado Permanente Medical Group, P.C. | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schultze, George, Joachim Sebastian | Managing Member Of Schultze Asset Management Gp, Llc | Feb 1998 (29y) | 75% or more | |
| Du, Wenmin, Nmn | General Counsel, Chief Compliance Officer | Nov 2011 (15y) | Less than 5% | |
| Schultze, Kristen, Jo | Limited Partner | Jun 2015 (11y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schultze Asset Management Gp, Llc | General Partner | Jun 2015 | A | Less than 5% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $42.1M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Schultze Master Fund, Ltd. | Hedge Fund | $42.1M | $500K | 87 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Colorado Permanente Medical Group, P.C. 401(k) Plan | Colorado Permanente Medical Group, P.C. | 1,259 | $1.0B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Continental Stock Transfer & Trust Company $170M (76% of AUM) Jun 2023
- Jefferies Llc $18.6M (21% of AUM) May 2019
- J.P. Morgan $9.0M (13% of AUM) Mar 2026
- Charles Schwab & Co. $8.9M (12% of AUM) Mar 2026
- UBS $4.8M (8% of AUM) Jun 2024
- Vanguard Marketing Corporation $1.3M (1% of AUM) May 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗