Continental Stock Transfer & Trust Company
$256M reported client assets across 4 advisory firms in FY2020 annual amendments
Reported client assets over time
$35.2M
$178M
2019
2020
Same-firm comparison: 1 firms that reported Continental Stock Transfer & Trust Company in both FY2019 and FY2020 annual amendments (ADV Item 5.K.(3)). Fiscal years come directly from the SEC filing-type table; filing dates are not used as a year-end proxy.
| Advisory firm | RAUM at custodian | Firm total AUM | Share | As of |
|---|---|---|---|---|
| Hunting Hill Global Capital, Llc | $178M | $1.3B | 13.4% | 03/25/2021 |
| Inherent Group, Lp | $71.7M | $893M | 8.0% | 03/31/2021 |
| Cmt Asset Management Llc | $4.7M | $144M | 3.3% | 03/31/2021 |
| Schultze Asset Management, Lp | $1.8M | $69.1M | 2.6% | 03/31/2021 |
From Form ADV Schedule D 5.K.(3): custodians named at the 10%-of-SMA-assets threshold, with reported dollar amounts. "Share" is reported amount as a share of the firm's total regulatory AUM.