Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18651 | B Side Partners, Llc CRD 330652 | Southport, CT | Wealth Manager · Boutique (under $100M) | $62.3M | 25 | 55 | 3 | 04/30/2026 | ☆ |
| 18652 | Amm Accounting Services Inc CRD 113906 | Northbrook, IL | Insurance-Affiliated · Boutique (under $100M) | $62.3M | 113 | 188 | 1 | 03/12/2026 | ☆ |
| 18653 | Pottle Financial Services, Inc CRD 140181 | Pinehurst, NC | Wealth Manager · Boutique (under $100M) | $62.3M | 45 | 124 | 1 | 03/09/2026 | ☆ |
| 18654 | Ogard Capital Markets Research Llc CRD 337959 | Henderson, NV | Mutual Fund / Asset Manager · Boutique (under $100M) | $62.3M | 1 | 1 | 3 | 02/26/2026 | ☆ |
| 18655 | N CRD 131234 | Wealth Manager · Boutique (under $100M) | $62.2M | 60 | 121 | 1 | 02/13/2026 | ☆ | |
| 18656 | Capital Appreciation, Inc. CRD 164544 | Sunrise, FL | Insurance-Affiliated · Boutique (under $100M) | $62.2M | 187 | 333 | 5 | 03/17/2026 | ☆ |
| 18657 | Alchemy Wealth Management Llc CRD 311022 | Wealth Manager · Boutique (under $100M) | $62.2M | 198 | 198 | 1 | 08/17/2026 | ☆ | |
| 18658 | Mal 1 Financial, Llc CRD 311430 | Lakeway, TX | Insurance-Affiliated · Boutique (under $100M) | $62.2M | 99 | 307 | 1 | 03/24/2026 | ☆ |
| 18659 | Usa Mutuals Advisors, Inc. CRD 131750 | Concord, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $62.2M | 2 | 2 | 2 | 09/24/2026 | ☆ |
| 18660 | Birch Wealth, Inc. CRD 304727 | Rome, NY | Wealth Manager · Boutique (under $100M) | $62.1M | 176 | 422 | 3 | 05/14/2026 | ☆ |
| 18661 | Harwood Investment Strategies, L.L.C. CRD 135383 | Monroe, MI | Wealth Manager · Boutique (under $100M) | $62.1M | 130 | 212 | 2 | 03/26/2026 | ☆ |
| 18662 | Melonakis, Lefteri (Nmn) CRD 111930 | Wealth Manager · Boutique (under $100M) | $62.1M | 91 | 91 | 1 | 05/28/2026 | ☆ | |
| 18663 | Sherow Management, Llc CRD 169199 | Private Fund Manager · Boutique (under $100M) | $62.1M | 2 | 2 | 1 | 03/24/2026 | ☆ | |
| 18664 | Ga Pincus Funds, Llc CRD 281844 | Wealth Manager · Boutique (under $100M) | $62.1M | 150 | 266 | 1 | 03/18/2026 | ☆ | |
| 18665 | Torma Capital Llp CRD 334848 | London | Endowment & Foundation Advisor · Boutique (under $100M) | $62.1M | 3 | 3 | 5 | 05/20/2026 | ☆ |
| 18666 | Castle Wealth Group Investments Llc CRD 318990 | Brighton, MI | Insurance-Affiliated · Boutique (under $100M) | $62.1M | 96 | 229 | 1 | 01/30/2026 | ☆ |
| 18667 | Blackhawk Wealth Advisors CRD 132251 | Danville, CA | Wealth Manager · Boutique (under $100M) | $62.1M | 59 | 63 | 1 | 05/13/2026 | ☆ |
| 18668 | Statera Financial, Llc CRD 304957 | Walpole, MA | Wealth Manager · Boutique (under $100M) | $62.1M | 301 | 304 | 3 | 02/11/2026 | ☆ |
| 18669 | Reinking Consulting Inc CRD 128457 | Wealth Manager · Boutique (under $100M) | $62.1M | 83 | 163 | 2 | 04/29/2024 | ☆ | |
| 18670 | Everest Financial Advisors, Llc CRD 152866 | Cooper City, FL | Wealth Manager · Boutique (under $100M) | $62.1M | 226 | 479 | 2 | 01/22/2026 | ☆ |
| 18671 | Beacon Financial Planning, Llc CRD 121462 | Logan, UT | Wealth Manager · Boutique (under $100M) | $62.1M | 126 | 397 | 6 | 06/12/2025 | ☆ |
| 18672 | Kendall Wealth Llc CRD 113901 | Cambridge, MA | Wealth Manager · Boutique (under $100M) | $62.0M | 32 | 94 | 3 | 03/03/2026 | ☆ |
| 18673 | Martula, David T. CRD 128824 | Wealth Manager · Boutique (under $100M) | $62.0M | 21 | 33 | 1 | 03/24/2026 | ☆ | |
| 18674 | Martin Financial Management, Llc CRD 123097 | Wealth Manager · Boutique (under $100M) | $62.0M | 32 | 194 | 1 | 01/06/2026 | ☆ | |
| 18675 | Castinado Wealth Strategies, Llc CRD 316112 | Omaha, NE | Wealth Manager · Boutique (under $100M) | $62.0M | 133 | 221 | 2 | 01/26/2026 | ☆ |
| 18676 | Hyams Investments, Inc. CRD 121932 | Wealth Manager · Boutique (under $100M) | $62.0M | 22 | 48 | 1 | 03/26/2026 | ☆ | |
| 18677 | Exhale Wealth Management, Llc CRD 319219 | Wealth Manager · Boutique (under $100M) | $62.0M | 63 | 199 | 2 | 09/10/2026 | ☆ | |
| 18678 | Focus Youniversity, Llc CRD 155690 | Redwood City, CA | Wealth Manager · Boutique (under $100M) | $61.9M | 74 | 212 | 1 | 04/08/2026 | ☆ |
| 18679 | Safe Harbor Financial Planning & Investment Advisory, Llc CRD 151810 | Statesboro, GA | Wealth Manager · Boutique (under $100M) | $61.9M | 79 | 190 | 1 | 02/24/2026 | ☆ |
| 18680 | D. Mattersdorff Llc CRD 134150 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $61.9M | 16 | 57 | 1 | 03/27/2026 | ☆ |
| 18681 | West Slope Advisory Services Llc CRD 268825 | Wealth Manager · Boutique (under $100M) | $61.9M | 82 | 285 | 2 | 08/27/2026 | ☆ | |
| 18682 | Eddy Financial, Llc CRD 290208 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $61.9M | 45 | 99 | 2 | 03/16/2026 | ☆ |
| 18683 | Integrity Wealth Management Llc CRD 301088 | Wealth Manager · Boutique (under $100M) | $61.9M | 27 | 126 | 4 | 03/31/2026 | ☆ | |
| 18684 | Apple & Company, Inc. CRD 142298 | Wealth Manager · Boutique (under $100M) | $61.8M | 86 | 194 | 1 | 08/05/2026 | ☆ | |
| 18685 | Deramus Wealth Management, Llc CRD 289771 | Plano, TX | Wealth Manager · Boutique (under $100M) | $61.8M | 68 | 69 | 1 | 06/30/2026 | ☆ |
| 18686 | Salient Advisors, L.P. CRD 122833 | Dallas, TX | Mutual Fund / Asset Manager · Boutique (under $100M) | $61.8M | 1 | 1 | 95 | 03/31/2026 | ☆ |
| 18687 | Retirement Income Planning Llc CRD 330113 | Madison, WI | Insurance-Affiliated · Boutique (under $100M) | $61.8M | 167 | 385 | 6 | 04/27/2026 | ☆ |
| 18688 | Rcm Robinson Capital Management Llc CRD 112814 | Sacramento, CA | Investment Adviser · Boutique (under $100M) | $61.8M | 9 | 9 | 1 | 03/27/2026 | ☆ |
| 18689 | Moreau Investment Management Co CRD 108574 | Wealth Manager · Boutique (under $100M) | $61.8M | 47 | 47 | 2 | 04/22/2026 | ☆ | |
| 18690 | Freewood Private Wealth Management, Llc CRD 286173 | Wealth Manager · Boutique (under $100M) | $61.8M | 131 | 106 | 1 | 03/03/2026 | ☆ | |
| 18691 | Cultivate Financial Group Llc CRD 288980 | Los Gatos, CA | Wealth Manager · Boutique (under $100M) | $61.7M | 30 | 49 | 1 | 03/19/2026 | ☆ |
| 18692 | Nextgen Wealth, Llc CRD 172128 | Wealth Manager · Boutique (under $100M) | $61.7M | 61 | 184 | 1 | 02/10/2026 | ☆ | |
| 18693 | Ridinger Wealth Management, Llc CRD 321166 | Vancouver, WA | Wealth Manager · Boutique (under $100M) | $61.7M | 105 | 306 | 1 | 02/04/2026 | ☆ |
| 18694 | Macro Strategy Advisors Group Llc CRD 314428 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $61.7M | 75 | 75 | 7 | 03/16/2026 | ☆ |
| 18695 | Baffa Jr. Robert Patrick CRD 174967 | Wealth Manager · Boutique (under $100M) | $61.7M | 41 | 134 | 1 | 03/31/2026 | ☆ | |
| 18696 | Forever Young Wealth Management Llc CRD 334437 | Brighton, MI | Wealth Manager · Boutique (under $100M) | $61.7M | 104 | 305 | 2 | 02/13/2026 | ☆ |
| 18697 | Pelion Investment Advisors, Inc. CRD 138400 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $61.6M | 43 | 43 | 3 | 07/29/2026 | ☆ |
| 18698 | Doug Newport Wealth Management CRD 337411 | Wealth Manager · Boutique (under $100M) | $61.6M | 163 | 272 | 1 | 01/13/2026 | ☆ | |
| 18699 | Capsigma Investment Partners Ltda CRD 336478 | Sao Paulo, Sp | Private Fund Manager · Boutique (under $100M) | $61.6M | 3 | 4 | 6 | 03/30/2026 | ☆ |
| 18700 | Steward Financial Services, Llc CRD 153609 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $61.6M | 543 | 829 | 1 | 03/13/2026 | ☆ |