Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 18701 | Opportunity Investment Group, Llc CRD 332696 | Wealth Manager · Boutique (under $100M) | $61.6M | 60 | 101 | 1 | 03/26/2026 | ☆ | |
| 18702 | Bisonwood Investments, Inc. CRD 137846 | Austin, TX | Wealth Manager · Boutique (under $100M) | $61.6M | 28 | 81 | 3 | 09/22/2026 | ☆ |
| 18703 | Refresh Investments Llc CRD 297146 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $61.5M | 26 | 26 | 2 | 03/12/2026 | ☆ |
| 18704 | Sagevest Financial Advisors, Llc CRD 164047 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $61.5M | 44 | 135 | 1 | 02/13/2026 | ☆ |
| 18705 | R Tech Advisors, Inc. CRD 146541 | Woodland Hills, CA | Insurance-Affiliated · Boutique (under $100M) | $61.5M | 89 | 81 | 7 | 03/27/2026 | ☆ |
| 18706 | Your Capital Financial, Llc CRD 307377 | Winston Salem, NC | Wealth Manager · Boutique (under $100M) | $61.5M | 339 | 339 | 2 | 02/10/2026 | ☆ |
| 18707 | Fcl Llc CRD 166271 | Wealth Manager · Boutique (under $100M) | $61.5M | 74 | 193 | 1 | 01/15/2026 | ☆ | |
| 18708 | Blackfield Capital Management Llc CRD 331774 | Rockville, MD | Wealth Manager · Boutique (under $100M) | $61.5M | 26 | 108 | 2 | 08/26/2026 | ☆ |
| 18709 | Continuum Global Asset Management, Llc CRD 135248 | Wealth Manager · Boutique (under $100M) | $61.5M | 54 | 54 | 1 | 04/24/2026 | ☆ | |
| 18710 | Sovereign Wealth Partners, Llc CRD 342625 | New Rockford, ND | Institutional / Pension Advisor · Boutique (under $100M) | $61.5M | 14 | 14 | 2 | 07/03/2026 | ☆ |
| 18711 | Drumond Wealth Management Llc CRD 329502 | Wealth Manager · Boutique (under $100M) | $61.5M | 132 | 323 | 4 | 02/23/2026 | ☆ | |
| 18712 | Gruenstein Investments Llc CRD 298739 | Wealth Manager · Boutique (under $100M) | $61.5M | 5 | 6 | 1 | 04/30/2026 | ☆ | |
| 18713 | Meadowpark Capital, Llc CRD 173814 | Dallas, TX | Investment Adviser · Boutique (under $100M) | $61.5M | 3 | 1 | 04/21/2026 | ☆ | |
| 18714 | Miller Gary Edgar CRD 137253 | Wealth Manager · Boutique (under $100M) | $61.4M | 46 | 110 | 1 | 03/19/2026 | ☆ | |
| 18715 | Dornick Wealth Management Llc CRD 335053 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $61.4M | 26 | 63 | 3 | 08/31/2026 | ☆ |
| 18716 | Dixon And Company Wealth Management, Llc CRD 169862 | Winston Salem, NC | Wealth Manager · Boutique (under $100M) | $61.4M | 283 | 489 | 4 | 08/26/2026 | ☆ |
| 18717 | Great Plains Advisory Services Llc CRD 331168 | Fargo, ND | Wealth Manager · Boutique (under $100M) | $61.4M | 174 | 319 | 2 | 02/25/2026 | ☆ |
| 18718 | Vault Wealth Strategies, Llc CRD 288541 | Oklahoma City, OK | Insurance-Affiliated · Boutique (under $100M) | $61.4M | 282 | 282 | 6 | 01/26/2026 | ☆ |
| 18719 | Heritage Capital Management, Inc. CRD 117498 | Monroe, LA | Wealth Manager · Boutique (under $100M) | $61.4M | 285 | 285 | 3 | 02/12/2026 | ☆ |
| 18720 | Mfc Portfolios, Inc CRD 150711 | Wealth Manager · Boutique (under $100M) | $61.4M | 37 | 37 | 2 | 03/30/2026 | ☆ | |
| 18721 | Harwood Capital Llp CRD 161632 | London | Investment Adviser · Boutique (under $100M) | $61.4M | 28 | 28 | 14 | 07/01/2026 | ☆ |
| 18722 | Thakkar, Amit, Hasmukh CRD 157054 | Rochester, NY | Endowment & Foundation Advisor · Boutique (under $100M) | $61.4M | 44 | 47 | 1 | 03/31/2026 | ☆ |
| 18723 | Hawks Point Capital Partners Llc CRD 307006 | Rye Brook, NY | Investment Adviser · Boutique (under $100M) | $61.4M | 2 | 2 | 3 | 03/25/2026 | ☆ |
| 18724 | Dorn & Co., Inc. CRD 2950 | Minnetonka, MN | Insurance-Affiliated · Boutique (under $100M) | $61.4M | 63 | 116 | 2 | 06/18/2026 | ☆ |
| 18725 | Hamilton Bates Investment Research, Inc. CRD 114127 | Wealth Manager · Boutique (under $100M) | $61.4M | 254 | 349 | 5 | 02/15/2026 | ☆ | |
| 18726 | Winged Wealth Management And Financial Planning Llc CRD 310668 | Wealth Manager · Boutique (under $100M) | $61.3M | 59 | 418 | 1 | 09/19/2026 | ☆ | |
| 18727 | Breidenbach Capital Consulting, Llc CRD 125405 | Institutional / Pension Advisor · Boutique (under $100M) | $61.3M | 57 | 102 | 1 | 02/06/2026 | ☆ | |
| 18728 | Sbauer Funds, Llc CRD 144782 | Carmel, IN | Mutual Fund / Asset Manager · Boutique (under $100M) | $61.3M | 1 | 1 | 7 | 02/25/2026 | ☆ |
| 18729 | Lloyds Intrepid Llc CRD 307839 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $61.3M | 38 | 134 | 4 | 03/17/2026 | ☆ |
| 18730 | Asset Strategies Group, Llc CRD 152060 | Highlands Ranch, CO | Wealth Manager · Boutique (under $100M) | $61.3M | 81 | 284 | 3 | 06/26/2026 | ☆ |
| 18731 | Clear Capital Management Lp CRD 172209 | Doylestown, PA | Wealth Manager · Boutique (under $100M) | $61.3M | 112 | 250 | 5 | 06/10/2026 | ☆ |
| 18732 | Dipsea Capital, Llc CRD 257787 | Mill Valley, CA | Private Fund Manager · Boutique (under $100M) | $61.3M | 3 | 4 | 4 | 07/28/2026 | ☆ |
| 18733 | Patriot Asset Advisors, Llc CRD 293632 | Pataskala, OH | Wealth Manager · Boutique (under $100M) | $61.3M | 269 | 470 | 2 | 02/24/2026 | ☆ |
| 18734 | Waypoint Financial Planning Llc CRD 159051 | Wealth Manager · Boutique (under $100M) | $61.3M | 37 | 133 | 1 | 03/06/2026 | ☆ | |
| 18735 | Actify Investor Retirements, Llc CRD 284506 | Peachtree Corners, GA | Institutional / Pension Advisor · Boutique (under $100M) | $61.3M | 421 | 421 | 2 | 03/17/2026 | ☆ |
| 18736 | Fleckenstein Capital, Inc. CRD 116810 | Private Fund Manager · Boutique (under $100M) | $61.3M | 1 | 1 | 2 | 06/08/2026 | ☆ | |
| 18737 | Hamilton Financial Planning, Llc CRD 168483 | Lakeway, TX | Wealth Manager · Boutique (under $100M) | $61.2M | 73 | 229 | 1 | 07/30/2026 | ☆ |
| 18738 | Performance Tracking Inc. CRD 116575 | Wealth Manager · Boutique (under $100M) | $61.2M | 92 | 131 | 1 | 01/15/2026 | ☆ | |
| 18739 | Baynes Investment Counsel Llc CRD 322909 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $61.2M | 245 | 389 | 4 | 03/25/2026 | ☆ |
| 18740 | Philadelphia Partners Capital Management, Llc CRD 294016 | Bala Cynwyd, PA | Insurance-Affiliated · Boutique (under $100M) | $61.2M | 89 | 143 | 2 | 03/31/2026 | ☆ |
| 18741 | Invest Track Financial, Llc CRD 323211 | Wealth Manager · Boutique (under $100M) | $61.2M | 29 | 73 | 2 | 03/02/2026 | ☆ | |
| 18742 | Beacon Capital, Llc CRD 127583 | Darien, CT | Wealth Manager · Boutique (under $100M) | $61.2M | 90 | 149 | 1 | 08/03/2026 | ☆ |
| 18743 | Cadena, Daniel, Owen CRD 135892 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $61.2M | 88 | 184 | 1 | 01/05/2026 | ☆ |
| 18744 | Itero Capital, Llc CRD 289422 | Wealth Manager · Boutique (under $100M) | $61.2M | 7 | 14 | 1 | 02/06/2026 | ☆ | |
| 18745 | Colwyn Investments Lc CRD 171858 | South Jordan, UT | Insurance-Affiliated · Boutique (under $100M) | $61.2M | 210 | 393 | 1 | 01/06/2026 | ☆ |
| 18746 | Bluegrass Financial Planning, Llc CRD 169515 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $61.2M | 77 | 149 | 1 | 03/30/2026 | ☆ |
| 18747 | Envision Financial Services & Asset Management, Llc CRD 298244 | Wealth Manager · Boutique (under $100M) | $61.2M | 36 | 155 | 1 | 04/17/2026 | ☆ | |
| 18748 | Integrated Financial Management, Llc CRD 304071 | Boise, ID | Wealth Manager · Boutique (under $100M) | $61.2M | 154 | 283 | 1 | 08/27/2026 | ☆ |
| 18749 | Mcauley, Thomas Edward CRD 127412 | Wealth Manager · Boutique (under $100M) | $61.2M | 54 | 54 | 1 | 01/21/2026 | ☆ | |
| 18750 | Timpe & Timpe Financial Advisory Services, L.L.C. CRD 132274 | Zionsville, IN | Wealth Manager · Boutique (under $100M) | $61.2M | 133 | 337 | 2 | 04/07/2026 | ☆ |