Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19201 | Magnifina, Llc CRD 306005 | Bedford Hills, NY | Wealth Manager · Boutique (under $100M) | $53.9M | 13 | 52 | 3 | 03/20/2026 | ☆ |
| 19202 | Amida Wealth Advisors, Llc CRD 319227 | Miami, FL | Insurance-Affiliated · Boutique (under $100M) | $53.9M | 70 | 158 | 3 | 03/30/2026 | ☆ |
| 19203 | International Discount Investors Inc CRD 110167 | Wealth Manager · Boutique (under $100M) | $53.9M | 67 | 139 | 1 | 03/27/2026 | ☆ | |
| 19204 | Southshore Financial Planning Llc CRD 311328 | Tampa, FL | Wealth Manager · Boutique (under $100M) | $53.8M | 35 | 146 | 1 | 06/25/2026 | ☆ |
| 19205 | Long Bridge Capital Management, Llc CRD 305952 | Wealth Manager · Boutique (under $100M) | $53.8M | 106 | 106 | 4 | 03/13/2026 | ☆ | |
| 19206 | Thetford Investment Management, Inc. CRD 113426 | Wealth Manager · Boutique (under $100M) | $53.8M | 34 | 47 | 2 | 04/28/2026 | ☆ | |
| 19207 | Intrepid Wealth Partners, Llc CRD 317153 | Wealth Manager · Boutique (under $100M) | $53.8M | 161 | 356 | 1 | 03/20/2026 | ☆ | |
| 19208 | Cf Financial Llc CRD 311964 | Fort Worth, TX | Wealth Manager · Boutique (under $100M) | $53.8M | 89 | 167 | 1 | 07/13/2026 | ☆ |
| 19209 | A & L Financial Services, Llc CRD 122172 | Wealth Manager · Boutique (under $100M) | $53.7M | 72 | 129 | 3 | 03/26/2026 | ☆ | |
| 19210 | Amherst Financial Group, Llc CRD 317964 | Amherst, NH | Wealth Manager · Boutique (under $100M) | $53.7M | 184 | 351 | 3 | 03/31/2026 | ☆ |
| 19211 | Intellivest Wealth Management Corporation CRD 307398 | Boiling Springs, SC | Wealth Manager · Boutique (under $100M) | $53.7M | 351 | 313 | 2 | 03/20/2026 | ☆ |
| 19212 | Gen Y Planning Llc CRD 167656 | Wealth Manager · Boutique (under $100M) | $53.7M | 90 | 291 | 2 | 03/16/2026 | ☆ | |
| 19213 | Wealth Solutions, Inc. CRD 35331 | The Woodlands, TX | Wealth Manager · Boutique (under $100M) | $53.7M | 431 | 996 | 3 | 06/10/2026 | ☆ |
| 19214 | Thome Financial Management, Llc CRD 129190 | Bellevue, WA | Insurance-Affiliated · Boutique (under $100M) | $53.7M | 26 | 104 | 1 | 03/03/2026 | ☆ |
| 19215 | Planful Finance Llc CRD 322439 | Lake Oswego, OR | Wealth Manager · Boutique (under $100M) | $53.7M | 60 | 60 | 2 | 02/05/2026 | ☆ |
| 19216 | 3 Peaks Financial Advisors, Llc CRD 296817 | Ammon, ID | Wealth Manager · Boutique (under $100M) | $53.6M | 281 | 252 | 3 | 02/18/2026 | ☆ |
| 19217 | World Class Unlimited, Inc. CRD 164706 | Overland Park, KS | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 143 | 419 | 1 | 03/05/2026 | ☆ |
| 19218 | Genesis Wealth Management Group, Llc CRD 159240 | East Alton, IL | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 347 | 476 | 4 | 03/26/2026 | ☆ |
| 19219 | Rx Investment Solutions Llc CRD 147848 | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 61 | 61 | 1 | 03/31/2026 | ☆ | |
| 19220 | Impact Investment Strategies, Inc CRD 316694 | Insurance-Affiliated · Boutique (under $100M) | $53.6M | 113 | 156 | 1 | 03/23/2026 | ☆ | |
| 19221 | Duckett Wealth Management Llc CRD 321880 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $53.6M | 100 | 112 | 2 | 03/23/2026 | ☆ |
| 19222 | Dwyer Financial, Llc CRD 288470 | Flagstaff, AZ | Wealth Manager · Boutique (under $100M) | $53.6M | 124 | 230 | 2 | 03/12/2026 | ☆ |
| 19223 | Beacon Hill Private Wealth Llc CRD 285329 | Summit, NJ | Wealth Manager · Boutique (under $100M) | $53.5M | 29 | 114 | 1 | 03/03/2026 | ☆ |
| 19224 | Saliba Asset Management L.L.C. CRD 123646 | Huntsville, AL | Wealth Manager · Boutique (under $100M) | $53.5M | 52 | 52 | 2 | 03/25/2026 | ☆ |
| 19225 | Infinity Credit Advisory, Llc CRD 331652 | Atlanta, GA | Private Fund Manager · Boutique (under $100M) | $53.5M | 1 | 1 | 1 | 03/04/2026 | ☆ |
| 19226 | Advowealth Advisors, Llc CRD 140034 | Reno, NV | Institutional / Pension Advisor · Boutique (under $100M) | $53.5M | 174 | 217 | 2 | 03/26/2026 | ☆ |
| 19227 | Essential Wealth Management, Llc CRD 242790 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $53.5M | 92 | 259 | 3 | 06/05/2026 | ☆ |
| 19228 | Arete Investments, Llc CRD 299636 | Houston, TX | Wealth Manager · Boutique (under $100M) | $53.5M | 95 | 167 | 1 | 08/06/2026 | ☆ |
| 19229 | Poehls Associates Llc CRD 285585 | Investment Adviser · Boutique (under $100M) | $53.5M | 11 | 22 | 1 | 03/12/2026 | ☆ | |
| 19230 | N CRD 313916 | Wealth Manager · Boutique (under $100M) | $53.5M | 126 | 277 | 7 | 12/04/2025 | ☆ | |
| 19231 | N CRD 117622 | Wealth Manager · Boutique (under $100M) | $53.5M | 57 | 128 | 2 | 05/22/2025 | ☆ | |
| 19232 | Lt Advisors Llc CRD 318920 | New City, NY | Wealth Manager · Boutique (under $100M) | $53.5M | 18 | 57 | 1 | 02/13/2026 | ☆ |
| 19233 | Buckley Financial Group, Inc. CRD 316925 | Daytona Beach, FL | Wealth Manager · Boutique (under $100M) | $53.5M | 102 | 148 | 1 | 03/31/2026 | ☆ |
| 19234 | Clemmons Wealth Management Llc CRD 164137 | Baytown, TX | Wealth Manager · Boutique (under $100M) | $53.5M | 195 | 195 | 1 | 04/01/2026 | ☆ |
| 19235 | Mcg Capital, Llc CRD 114285 | Terrell Hills, TX | Private Fund Manager · Boutique (under $100M) | $53.5M | 28 | 48 | 3 | 03/31/2026 | ☆ |
| 19236 | Pollux Wealth Management CRD 324455 | Wichita, KS | Wealth Manager · Boutique (under $100M) | $53.5M | 40 | 40 | 2 | 07/30/2026 | ☆ |
| 19237 | Bolt Wealth Management Llc CRD 288717 | Insurance-Affiliated · Boutique (under $100M) | $53.4M | 137 | 348 | 4 | 03/26/2026 | ☆ | |
| 19238 | Schmerge Executive Planning Services, Inc. CRD 120059 | Cincinnati, OH | Wealth Manager · Boutique (under $100M) | $53.4M | 66 | 169 | 1 | 01/26/2026 | ☆ |
| 19239 | Dunvegan Associates Inc CRD 108603 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $53.4M | 13 | 13 | 2 | 04/30/2026 | ☆ |
| 19240 | The Wolter Group, Inc. CRD 296828 | Livonia, MI | Insurance-Affiliated · Boutique (under $100M) | $53.4M | 180 | 285 | 3 | 03/27/2026 | ☆ |
| 19241 | Synergy Investment Group, Llc CRD 46035 | Kannapolis, NC | Wealth Manager · Boutique (under $100M) | $53.3M | 205 | 289 | 5 | 04/16/2026 | ☆ |
| 19242 | Riverland Wealth Management, Llc CRD 328424 | Wealth Manager · Boutique (under $100M) | $53.3M | 319 | 319 | 4 | 05/11/2026 | ☆ | |
| 19243 | Disciplined Money, Llc CRD 173349 | Phoenix, AZ | Wealth Manager · Boutique (under $100M) | $53.3M | 50 | 242 | 1 | 05/26/2025 | ☆ |
| 19244 | Ok401 K, Inc. CRD 286410 | Oklahoma City, OK | Investment Adviser · Boutique (under $100M) | $53.3M | 145 | 145 | 1 | 03/23/2026 | ☆ |
| 19245 | Spectrum Wealth Advisors, Llc CRD 144452 | Columbia, SC | Institutional / Pension Advisor · Boutique (under $100M) | $53.3M | 49 | 66 | 1 | 02/21/2026 | ☆ |
| 19246 | Oakley Financial Llc CRD 328793 | Institutional / Pension Advisor · Boutique (under $100M) | $53.3M | 35 | 35 | 1 | 03/13/2026 | ☆ | |
| 19247 | Double Springs Capital Llc CRD 296927 | Santa Barbara, CA | Multi-Family Office · Boutique (under $100M) | $53.3M | 1 | 2 | 1 | 03/17/2026 | ☆ |
| 19248 | Mountain Vista Wealth Management, Llc CRD 290456 | Wealth Manager · Boutique (under $100M) | $53.3M | 62 | 138 | 2 | 02/10/2026 | ☆ | |
| 19249 | Sedg Financial Services Corp. CRD 155488 | Davie, FL | Wealth Manager · Boutique (under $100M) | $53.3M | 63 | 87 | 2 | 03/14/2026 | ☆ |
| 19250 | Round Table Investment Management, Llc CRD 182514 | West Lebanon, NH | Wealth Manager · Boutique (under $100M) | $53.3M | 12 | 23 | 1 | 03/27/2026 | ☆ |