Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19151 | Soaring Capital Management, Llc CRD 308942 | Wealth Manager · Boutique (under $100M) | $55.4M | 31 | 36 | 1 | 03/30/2026 | ☆ | |
| 19152 | Scott Anderson Financial, Inc. CRD 134243 | Wealth Manager · Boutique (under $100M) | $55.4M | 49 | 49 | 1 | 05/06/2026 | ☆ | |
| 19153 | Walls Investment Management Company CRD 123440 | Bluffton, SC | Wealth Manager · Boutique (under $100M) | $55.3M | 111 | 111 | 4 | 03/30/2026 | ☆ |
| 19154 | Fident Financial, Llc CRD 286510 | Wealth Manager · Boutique (under $100M) | $55.3M | 86 | 288 | 1 | 06/11/2026 | ☆ | |
| 19155 | Signalbridge Wealth, Llc CRD 130887 | Wealth Manager · Boutique (under $100M) | $55.3M | 36 | 36 | 2 | 03/24/2026 | ☆ | |
| 19156 | Five Rivers Financial Advisors, Llc CRD 120249 | North East, MD | Wealth Manager · Boutique (under $100M) | $55.3M | 105 | 195 | 2 | 03/30/2026 | ☆ |
| 19157 | Olympus Capital, Llc CRD 310659 | Richardson, TX | Insurance-Affiliated · Boutique (under $100M) | $55.3M | 80 | 224 | 3 | 03/11/2026 | ☆ |
| 19158 | Trinity Capital Management, Llc CRD 140946 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $55.3M | 67 | 86 | 2 | 03/27/2026 | ☆ |
| 19159 | Taylor Financial, Llc CRD 147829 | Wilmington, NC | Wealth Manager · Boutique (under $100M) | $55.3M | 46 | 169 | 1 | 03/09/2026 | ☆ |
| 19160 | Depaolo & May Strategic Wealth Llc CRD 327564 | Irvine, CA | Wealth Manager · Boutique (under $100M) | $55.2M | 54 | 140 | 2 | 04/30/2026 | ☆ |
| 19161 | Dolan Partners Llc CRD 152317 | Danville, CA | Wealth Manager · Boutique (under $100M) | $55.2M | 46 | 96 | 1 | 03/06/2026 | ☆ |
| 19162 | Barrington Asset Management, Inc. CRD 113740 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $55.2M | 44 | 44 | 5 | 03/03/2026 | ☆ |
| 19163 | The Linkous Group, Ltd. CRD 122557 | Fountain Hills, AZ | Wealth Manager · Boutique (under $100M) | $55.2M | 88 | 88 | 1 | 08/24/2026 | ☆ |
| 19164 | Strubel Investment Management, Llc CRD 151455 | Lancaster, PA | Wealth Manager · Boutique (under $100M) | $55.2M | 75 | 224 | 1 | 09/28/2026 | ☆ |
| 19165 | Coachwise Financial Solutions, Inc. CRD 133271 | Tulsa, OK | Wealth Manager · Boutique (under $100M) | $55.2M | 217 | 395 | 2 | 03/17/2026 | ☆ |
| 19166 | Altere Financial, Llc CRD 332723 | Houston, TX | Wealth Manager · Boutique (under $100M) | $55.2M | 37 | 66 | 3 | 01/13/2026 | ☆ |
| 19167 | Berger Wealth Management, Llc CRD 329239 | Naples, FL | Wealth Manager · Boutique (under $100M) | $55.1M | 237 | 494 | 1 | 01/19/2026 | ☆ |
| 19168 | Muhr, Jeffrey, Louis CRD 127104 | Clayton, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $55.1M | 185 | 142 | 1 | 03/12/2026 | ☆ |
| 19169 | Cubic Advisors, Llc CRD 165008 | Wealth Manager · Boutique (under $100M) | $55.1M | 52 | 152 | 2 | 03/31/2026 | ☆ | |
| 19170 | Weinberg Advisory Group, L.L.C. CRD 133954 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $55.1M | 56 | 56 | 3 | 03/31/2026 | ☆ |
| 19171 | Seaport Financial Planning, Llc CRD 149874 | Insurance-Affiliated · Boutique (under $100M) | $55.1M | 65 | 155 | 1 | 02/24/2026 | ☆ | |
| 19172 | Sidus Investment Management, Llc CRD 160406 | New York, NY | Private Fund Manager · Boutique (under $100M) | $55.1M | 4 | 4 | 4 | 03/27/2026 | ☆ |
| 19173 | Trinity Asset Management, Inc. CRD 109152 | Wealth Manager · Boutique (under $100M) | $55.1M | 37 | 110 | 1 | 02/20/2026 | ☆ | |
| 19174 | Fortitude Wealth Management L.L.C. CRD 297013 | San Ramon, CA | Wealth Manager · Boutique (under $100M) | $55.1M | 68 | 146 | 1 | 03/17/2026 | ☆ |
| 19175 | Heritage Wealth, Llc CRD 315288 | Naperville, IL | Wealth Manager · Boutique (under $100M) | $55.1M | 70 | 158 | 1 | 03/19/2026 | ☆ |
| 19176 | Wood Creek Capital Advisors, Llc CRD 309461 | Lynchburg, VA | Wealth Manager · Boutique (under $100M) | $55.1M | 261 | 400 | 2 | 02/23/2026 | ☆ |
| 19177 | Halo Capital Management, Llc CRD 154898 | Fairfax, VA | Wealth Manager · Boutique (under $100M) | $55.0M | 54 | 134 | 1 | 07/16/2026 | ☆ |
| 19178 | Agg Asset Management, Llc CRD 154846 | Westlake Village, CA | Wealth Manager · Boutique (under $100M) | $55.0M | 65 | 165 | 3 | 03/10/2026 | ☆ |
| 19179 | Atalaya Llc CRD 322574 | Wealth Manager · Boutique (under $100M) | $55.0M | 7 | 17 | 1 | 03/23/2026 | ☆ | |
| 19180 | Axis Point Capital, Llc CRD 311159 | Wealth Manager · Boutique (under $100M) | $55.0M | 12 | 12 | 1 | 06/15/2026 | ☆ | |
| 19181 | Diversified Global Investment Strategies, Llc CRD 292000 | Birmingham, AL | Insurance-Affiliated · Boutique (under $100M) | $55.0M | 55 | 182 | 2 | 01/28/2025 | ☆ |
| 19182 | Firehorse Strategic Investing, Llc CRD 315040 | Wealth Manager · Boutique (under $100M) | $55.0M | 63 | 104 | 1 | 03/19/2026 | ☆ | |
| 19183 | Keith Kelvin Anderson CRD 114956 | Wealth Manager · Boutique (under $100M) | $55.0M | 29 | 29 | 1 | 02/10/2025 | ☆ | |
| 19184 | Locke Financial Services, Inc. CRD 117611 | Palatine, IL | Wealth Manager · Boutique (under $100M) | $55.0M | 120 | 120 | 1 | 03/31/2026 | ☆ |
| 19185 | Mrb Capital Group, Llc CRD 330259 | Wealth Manager · Boutique (under $100M) | $55.0M | 91 | 91 | 4 | 09/30/2026 | ☆ | |
| 19186 | Northpoint Financial Planning Llc CRD 146980 | Milford, OH | Wealth Manager · Boutique (under $100M) | $55.0M | 170 | 268 | 2 | 06/25/2026 | ☆ |
| 19187 | Parah Capital Management, Llc CRD 148353 | Fremont, CA | Wealth Manager · Boutique (under $100M) | $55.0M | 29 | 94 | 1 | 01/26/2026 | ☆ |
| 19188 | Ras Capital Services, Inc. CRD 149993 | Wealth Manager · Boutique (under $100M) | $55.0M | 17 | 70 | 1 | 02/10/2026 | ☆ | |
| 19189 | Veda Financial CRD 173448 | Newport Beach, CA | Insurance-Affiliated · Boutique (under $100M) | $55.0M | 55 | 86 | 1 | 01/06/2026 | ☆ |
| 19190 | Waterhill Capital, Llc CRD 117090 | Wealth Manager · Boutique (under $100M) | $55.0M | 16 | 44 | 1 | 06/05/2026 | ☆ | |
| 19191 | Life Wise Planning Group Llc CRD 327236 | Scottsdale, AZ | Wealth Manager · Boutique (under $100M) | $55.0M | 139 | 310 | 2 | 03/25/2026 | ☆ |
| 19192 | Palmetto Coast Advisors, Inc. CRD 270012 | Mt. Pleasant, SC | Wealth Manager · Boutique (under $100M) | $54.9M | 66 | 171 | 2 | 09/28/2026 | ☆ |
| 19193 | Harvester Wealth, Llc CRD 317746 | Dallas, TX | Wealth Manager · Boutique (under $100M) | $54.9M | 43 | 43 | 3 | 05/13/2026 | ☆ |
| 19194 | Bond Financial Group, Inc. CRD 289214 | East Longmeadow, MA | Insurance-Affiliated · Boutique (under $100M) | $54.9M | 191 | 341 | 5 | 09/29/2026 | ☆ |
| 19195 | Performance Advisors, Llc CRD 153030 | Houston, TX | Wealth Manager · Boutique (under $100M) | $54.9M | 26 | 94 | 1 | 03/31/2026 | ☆ |
| 19196 | Tennessee Wealth Management, Llc CRD 148273 | Wealth Manager · Boutique (under $100M) | $54.9M | 44 | 44 | 1 | 08/03/2026 | ☆ | |
| 19197 | All Pro Advisors Llc CRD 310064 | Wealth Manager · Boutique (under $100M) | $54.9M | 116 | 443 | 2 | 01/21/2026 | ☆ | |
| 19198 | Kmi Wealth Llc CRD 313218 | Reno, NV | Wealth Manager · Boutique (under $100M) | $54.9M | 191 | 179 | 1 | 04/09/2026 | ☆ |
| 19199 | Twin Lights Capital Management Llc CRD 330830 | Beverly, MA | Wealth Manager · Boutique (under $100M) | $54.9M | 9 | 41 | 1 | 09/04/2026 | ☆ |
| 19200 | Poplar Global Wealth Management Llc CRD 165532 | Daly City, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $54.8M | 48 | 199 | 1 | 03/30/2026 | ☆ |