Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19551 | Summer Creek Wealth Management, Llc CRD 165258 | Wealth Manager · Boutique (under $100M) | $50.8M | 51 | 51 | 1 | 03/31/2026 | ☆ | |
| 19552 | Carosa Stanton Asset Management, Llc CRD 104588 | Mendon, NY | Wealth Manager · Boutique (under $100M) | $50.7M | 27 | 27 | 3 | 03/27/2026 | ☆ |
| 19553 | Wilson Wealth Management Group, L.L.C. CRD 132912 | Insurance-Affiliated · Boutique (under $100M) | $50.7M | 487 | 732 | 5 | 09/15/2026 | ☆ | |
| 19554 | Daniels D'amelio Investment Management Group, Llc CRD 301456 | Jupiter, FL | Wealth Manager · Boutique (under $100M) | $50.7M | 67 | 143 | 1 | 03/17/2026 | ☆ |
| 19555 | O'connor Portfolio Management Llc CRD 168679 | Wealth Manager · Boutique (under $100M) | $50.7M | 123 | 209 | 2 | 06/10/2026 | ☆ | |
| 19556 | Patap Financial Services, Inc. CRD 111965 | Insurance-Affiliated · Boutique (under $100M) | $50.7M | 135 | 135 | 0 | 02/10/2026 | ☆ | |
| 19557 | Barbara J. Bouchey Asset Management, Inc. CRD 120034 | Wealth Manager · Boutique (under $100M) | $50.7M | 73 | 152 | 1 | 01/05/2026 | ☆ | |
| 19558 | Cjb Financial Llc CRD 153187 | Wealth Manager · Boutique (under $100M) | $50.7M | 106 | 219 | 2 | 03/27/2026 | ☆ | |
| 19559 | Welcome Home Wealth Advisors Llc CRD 326027 | North Chesterfield, VA | Wealth Manager · Boutique (under $100M) | $50.7M | 259 | 311 | 3 | 09/24/2026 | ☆ |
| 19560 | Julius Wealth Advisors, Llc CRD 316741 | Englewood Cliffs, NJ | Wealth Manager · Boutique (under $100M) | $50.7M | 62 | 195 | 1 | 02/12/2026 | ☆ |
| 19561 | Daniel Goldstein, Cfp CRD 130943 | Wealth Manager · Boutique (under $100M) | $50.7M | 72 | 77 | 1 | 03/19/2026 | ☆ | |
| 19562 | Panarella Wealth Management Llc CRD 164181 | Hartford, CT | Insurance-Affiliated · Boutique (under $100M) | $50.7M | 55 | 161 | 1 | 03/25/2026 | ☆ |
| 19563 | E2 E Financial, Llc CRD 338290 | Atlanta, GA | Wealth Manager · Boutique (under $100M) | $50.7M | 59 | 111 | 3 | 05/21/2026 | ☆ |
| 19564 | Sabbia Faro Wealth Management Llc CRD 306358 | Wealth Manager · Boutique (under $100M) | $50.6M | 18 | 57 | 1 | 02/20/2026 | ☆ | |
| 19565 | Saeculum Llc CRD 327966 | Wealth Manager · Boutique (under $100M) | $50.6M | 25 | 68 | 2 | 04/23/2026 | ☆ | |
| 19566 | Blue Tower Asset Management, Llc CRD 173342 | Austin, TX | Wealth Manager · Boutique (under $100M) | $50.6M | 49 | 49 | 1 | 03/25/2026 | ☆ |
| 19567 | Forte Advisory Services,Llc CRD 317854 | Victor, NY | Investment Adviser · Boutique (under $100M) | $50.6M | 49 | 96 | 1 | 03/23/2026 | ☆ |
| 19568 | Successful Wealth Strategies, Llc CRD 286563 | Wealth Manager · Boutique (under $100M) | $50.6M | 187 | 187 | 2 | 03/26/2026 | ☆ | |
| 19569 | Ataraxia Advisory Services, Llc CRD 174214 | Insurance-Affiliated · Boutique (under $100M) | $50.6M | 48 | 173 | 1 | 03/30/2026 | ☆ | |
| 19570 | Personal Asset Strategies, Inc. CRD 128627 | Westbury, NY | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $50.6M | 41 | 107 | 3 | 06/15/2026 | ☆ |
| 19571 | Long & Associates Llc CRD 123517 | Wealth Manager · Boutique (under $100M) | $50.6M | 77 | 186 | 1 | 03/23/2026 | ☆ | |
| 19572 | Rnc Ria Llc CRD 336740 | Braintree, MA | Wealth Manager · Boutique (under $100M) | $50.6M | 408 | 408 | 14 | 08/14/2026 | ☆ |
| 19573 | Seslia Virgin Islands Securities, Llc CRD 30624 | St. Thomas, VI | Insurance-Affiliated · Boutique (under $100M) | $50.5M | 140 | 145 | 2 | 03/18/2026 | ☆ |
| 19574 | Golden Eagle Strategies, Llc CRD 169362 | Delray Beach, FL | Private Fund Manager · Boutique (under $100M) | $50.5M | 4 | 4 | 7 | 03/24/2026 | ☆ |
| 19575 | Zak Investment Management Company, Llc CRD 143889 | Norfolk, VA | Wealth Manager · Boutique (under $100M) | $50.5M | 20 | 47 | 2 | 03/12/2026 | ☆ |
| 19576 | Ten Talents Financial Planning Llc CRD 297195 | Parker, CO | Wealth Manager · Boutique (under $100M) | $50.5M | 33 | 126 | 1 | 01/15/2026 | ☆ |
| 19577 | Fortress Estate Solutions, Pllc CRD 142809 | Frisco, TX | Wealth Manager · Boutique (under $100M) | $50.5M | 135 | 121 | 3 | 01/03/2023 | ☆ |
| 19578 | Plettenberg Capital Management, Llc CRD 342946 | New York, NY | Private Fund Manager · Boutique (under $100M) | $50.5M | 8 | 8 | 2 | 09/02/2026 | ☆ |
| 19579 | One Brick Capital, Llc CRD 300365 | Columbus, OH | Wealth Manager · Boutique (under $100M) | $50.5M | 68 | 237 | 1 | 03/31/2026 | ☆ |
| 19580 | Genfi Llc CRD 156464 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $50.5M | 75 | 299 | 1 | 08/21/2026 | ☆ |
| 19581 | Picket Fence Financial, Llc CRD 139262 | Forest Hill, MD | Wealth Manager · Boutique (under $100M) | $50.5M | 96 | 241 | 2 | 03/13/2025 | ☆ |
| 19582 | Gensphere Private Wealth, Llc CRD 340872 | Wealth Manager · Boutique (under $100M) | $50.5M | 6 | 35 | 5 | 06/25/2026 | ☆ | |
| 19583 | Fata Patricia CRD 135765 | Tiburon, CA | Wealth Manager · Boutique (under $100M) | $50.5M | 44 | 44 | 1 | 03/21/2026 | ☆ |
| 19584 | Katapult Financial Planning Llc CRD 322757 | Wealth Manager · Boutique (under $100M) | $50.5M | 30 | 138 | 1 | 03/16/2026 | ☆ | |
| 19585 | Schwantes Financial, Llc CRD 332143 | Overland Park, KS | Wealth Manager · Boutique (under $100M) | $50.5M | 84 | 225 | 2 | 08/14/2026 | ☆ |
| 19586 | Future U Financial Inc. CRD 309468 | Investment Adviser · Boutique (under $100M) | $50.5M | 13 | 52 | 1 | 04/01/2026 | ☆ | |
| 19587 | Pasco Investment Advisors Inc CRD 106133 | Westfield, NJ | Wealth Manager · Boutique (under $100M) | $50.4M | 29 | 56 | 2 | 01/12/2026 | ☆ |
| 19588 | Hayes Hart Cpa's Wealth Management, Inc CRD 300030 | Coronado, CA | Wealth Manager · Boutique (under $100M) | $50.4M | 35 | 35 | 3 | 03/23/2026 | ☆ |
| 19589 | Koch Capital Management Llc CRD 148575 | Alamo, CA | Wealth Manager · Boutique (under $100M) | $50.4M | 19 | 123 | 1 | 03/21/2026 | ☆ |
| 19590 | Oasis Wealth Advisors, Llc CRD 309601 | San Antonio, TX | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 142 | 358 | 1 | 03/23/2026 | ☆ |
| 19591 | Crescendo Financial Planners Inc. CRD 153801 | Wealth Manager · Boutique (under $100M) | $50.4M | 26 | 27 | 2 | 03/30/2026 | ☆ | |
| 19592 | Finco Investment Services, Inc. CRD 163491 | Wealth Manager · Boutique (under $100M) | $50.4M | 83 | 172 | 2 | 03/19/2026 | ☆ | |
| 19593 | De Rosa Asset Management, Llc CRD 332191 | Wealth Manager · Boutique (under $100M) | $50.4M | 27 | 53 | 1 | 09/28/2026 | ☆ | |
| 19594 | Parallel Equity Advisors Ltd. CRD 153265 | Dublin, OH | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 387 | 387 | 5 | 05/13/2026 | ☆ |
| 19595 | Capital Wealth Planning Services Llc CRD 282475 | Brunswick, ME | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 62 | 62 | 1 | 07/20/2026 | ☆ |
| 19596 | Entrepreneurshares Llc CRD 153615 | Boston, MA | Mutual Fund / Asset Manager · Boutique (under $100M) | $50.4M | 1 | 3 | 5 | 03/31/2026 | ☆ |
| 19597 | Blueprint Financial Planning, Llc CRD 158306 | Wealth Manager · Boutique (under $100M) | $50.4M | 19 | 70 | 1 | 07/06/2026 | ☆ | |
| 19598 | Iwr Advisors Llc CRD 327321 | Wealth Manager · Boutique (under $100M) | $50.4M | 39 | 39 | 2 | 08/26/2026 | ☆ | |
| 19599 | Vie Invest, Llc CRD 282226 | Insurance-Affiliated · Boutique (under $100M) | $50.4M | 41 | 82 | 2 | 03/04/2026 | ☆ | |
| 19600 | Townsend Financial, Llc CRD 291000 | Wealth Manager · Boutique (under $100M) | $50.3M | 49 | 248 | 1 | 03/31/2026 | ☆ |