Investment advisers
44,603 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19601 | Holmes Investment Management, Inc. CRD 123920 | Brockton, MA | Wealth Manager · Boutique (under $100M) | $49.5M | 129 | 129 | 3 | 03/30/2026 | ☆ |
| 19602 | Hafnia Financial, Inc. CRD 315096 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $49.5M | 141 | 266 | 2 | 08/13/2026 | ☆ |
| 19603 | Gsi Funds Llc CRD 147845 | Hunt Valley, MD | Private Fund Manager · Boutique (under $100M) | $49.5M | 1 | 1 | 2 | 03/04/2026 | ☆ |
| 19604 | Aventail Wealth Management, Llc CRD 282467 | Winter Haven, FL | Wealth Manager · Boutique (under $100M) | $49.4M | 113 | 226 | 2 | 03/23/2026 | ☆ |
| 19605 | O'brien And Associates, Inc. CRD 115159 | Wealth Manager · Boutique (under $100M) | $49.4M | 83 | 253 | 2 | 01/12/2026 | ☆ | |
| 19606 | Twin Harbors Wealth Management Llc CRD 310260 | Aberdeen, WA | Wealth Manager · Boutique (under $100M) | $49.4M | 66 | 132 | 1 | 01/22/2026 | ☆ |
| 19607 | Sentry Financial Planning, Llc CRD 146687 | Wealth Manager · Boutique (under $100M) | $49.4M | 15 | 145 | 2 | 01/29/2026 | ☆ | |
| 19608 | George Michael Mcwhorter CRD 114479 | Wealth Manager · Boutique (under $100M) | $49.4M | 117 | 117 | 1 | 07/23/2026 | ☆ | |
| 19609 | Ul Wealth Llc CRD 309277 | Valdosta, GA | Wealth Manager · Boutique (under $100M) | $49.4M | 126 | 230 | 4 | 03/18/2026 | ☆ |
| 19610 | Stonebridge Capital Management Nw, Llc CRD 147392 | Wealth Manager · Boutique (under $100M) | $49.4M | 36 | 114 | 2 | 01/26/2026 | ☆ | |
| 19611 | Capital Investment Partners Llc CRD 309469 | Gainesville, GA | Wealth Manager · Boutique (under $100M) | $49.4M | 85 | 155 | 2 | 01/27/2026 | ☆ |
| 19612 | Bancreek Capital Management, Lp CRD 312900 | Santa Monica, CA | Private Fund Manager · Boutique (under $100M) | $49.3M | 1 | 2 | 3 | 03/24/2026 | ☆ |
| 19613 | Investment Answers Capital, Llc CRD 168119 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $49.3M | 251 | 275 | 2 | 03/26/2026 | ☆ |
| 19614 | Jadwin Asset Management Llc CRD 307728 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $49.3M | 23 | 23 | 1 | 09/29/2023 | ☆ |
| 19615 | Solaris, Llc CRD 140180 | Austin, TX | Wealth Manager · Boutique (under $100M) | $49.3M | 73 | 202 | 1 | 04/07/2026 | ☆ |
| 19616 | Sage Wealth Advisors Llc CRD 128997 | Wealth Manager · Boutique (under $100M) | $49.3M | 79 | 153 | 1 | 03/27/2026 | ☆ | |
| 19617 | Gianotti Wealth Advisory Llc CRD 335264 | Kankakee, IL | Insurance-Affiliated · Boutique (under $100M) | $49.3M | 84 | 236 | 1 | 03/31/2026 | ☆ |
| 19618 | Castle Rock Financial Planning, Inc. CRD 174507 | Mendota Heights, MN | Wealth Manager · Boutique (under $100M) | $49.3M | 89 | 197 | 2 | 03/27/2026 | ☆ |
| 19619 | Balanced Investment Advisors, Llc CRD 304976 | Cedar Rapids,, IA | Wealth Manager · Boutique (under $100M) | $49.3M | 60 | 158 | 2 | 03/30/2026 | ☆ |
| 19620 | Irl Financial, Llc CRD 306575 | Wealth Manager · Boutique (under $100M) | $49.3M | 30 | 103 | 1 | 03/30/2026 | ☆ | |
| 19621 | Rockrose Capital Management, Llc CRD 141405 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $49.3M | 1 | 1 | 1 | 03/18/2026 | ☆ |
| 19622 | T&S Investments, Llc CRD 164425 | Fargo, ND | Trust Company · Boutique (under $100M) | $49.3M | 31 | 31 | 2 | 03/30/2026 | ☆ |
| 19623 | Capstonewealth, Llc CRD 328380 | Oxford, FL | Wealth Manager · Boutique (under $100M) | $49.2M | 68 | 196 | 2 | 03/20/2026 | ☆ |
| 19624 | Cpa Investment Solutions, Inc. CRD 144888 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $49.2M | 40 | 155 | 1 | 03/16/2026 | ☆ |
| 19625 | Hdq Wealth Llc CRD 313427 | Kansas City, MO | Insurance-Affiliated · Boutique (under $100M) | $49.2M | 180 | 180 | 4 | 06/02/2026 | ☆ |
| 19626 | Tower Wealth Advisors, Inc. CRD 154053 | Wheaton, IL | Insurance-Affiliated · Boutique (under $100M) | $49.2M | 218 | 218 | 2 | 08/11/2026 | ☆ |
| 19627 | Delta Advisors CRD 111852 | Sonoma, CA | Insurance-Affiliated · Boutique (under $100M) | $49.2M | 29 | 29 | 2 | 12/24/2025 | ☆ |
| 19628 | Joslin, Jeffrey Alex CRD 37711 | Huntington Beach, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $49.2M | 96 | 96 | 3 | 05/11/2026 | ☆ |
| 19629 | Allegiance Wealth Management, Inc. CRD 121392 | Wealth Manager · Boutique (under $100M) | $49.2M | 30 | 30 | 1 | 12/18/2024 | ☆ | |
| 19630 | Bridge The Gap Retirement Planners Llc CRD 316508 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $49.1M | 32 | 125 | 2 | 07/06/2026 | ☆ |
| 19631 | Tree City Investments, Inc. CRD 141279 | Lake Forest, IL | Wealth Manager · Boutique (under $100M) | $49.1M | 39 | 61 | 2 | 03/20/2026 | ☆ |
| 19632 | Integrity Asset Management, Llc CRD 281834 | Wealth Manager · Boutique (under $100M) | $49.1M | 66 | 174 | 1 | 03/13/2026 | ☆ | |
| 19633 | Renaissance Wealth Management, Llc CRD 174693 | Bethlehem, PA | Insurance-Affiliated · Boutique (under $100M) | $49.1M | 143 | 250 | 3 | 03/27/2026 | ☆ |
| 19634 | Opulent Wealth, Llc CRD 332007 | Wealth Manager · Boutique (under $100M) | $49.1M | 8 | 43 | 1 | 01/30/2026 | ☆ | |
| 19635 | Primeaumayer Advisors Llc CRD 306259 | Manassas, VA | Wealth Manager · Boutique (under $100M) | $49.1M | 96 | 96 | 2 | 03/05/2026 | ☆ |
| 19636 | Solid Rock Wealth Management, Inc. CRD 170264 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $49.1M | 47 | 148 | 1 | 02/04/2026 | ☆ |
| 19637 | Providence Wealth Advisors, Llc CRD 292109 | Wealth Manager · Boutique (under $100M) | $49.0M | 33 | 87 | 1 | 03/26/2026 | ☆ | |
| 19638 | Flatirons Wealth Management, Llc CRD 297720 | Wealth Manager · Boutique (under $100M) | $49.0M | 116 | 266 | 1 | 07/29/2026 | ☆ | |
| 19639 | New River Investments Inc. CRD 157173 | Wealth Manager · Boutique (under $100M) | $49.0M | 56 | 78 | 3 | 07/15/2026 | ☆ | |
| 19640 | Arm Financial Llc CRD 144340 | Wealth Manager · Boutique (under $100M) | $49.0M | 60 | 60 | 1 | 01/16/2026 | ☆ | |
| 19641 | Bibler Financial Group, Inc CRD 117520 | Wealth Manager · Boutique (under $100M) | $49.0M | 110 | 110 | 1 | 04/14/2026 | ☆ | |
| 19642 | Integrated Advisors, Llc CRD 283592 | Boise, ID | Insurance-Affiliated · Boutique (under $100M) | $49.0M | 82 | 196 | 1 | 01/06/2026 | ☆ |
| 19643 | Retirement Resources Wealth Management, Lp CRD 142428 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $49.0M | 105 | 105 | 1 | 03/31/2026 | ☆ |
| 19644 | Mayfair Financial, Llc CRD 321824 | Wealth Manager · Boutique (under $100M) | $49.0M | 19 | 98 | 1 | 06/18/2026 | ☆ | |
| 19645 | Egp Wealth Management, Llc CRD 298338 | North Little Rock, AR | Wealth Manager · Boutique (under $100M) | $49.0M | 99 | 176 | 5 | 04/21/2026 | ☆ |
| 19646 | Mjm Financial Advisors, Llc CRD 135197 | Gillette, NJ | Wealth Manager · Boutique (under $100M) | $48.9M | 26 | 94 | 2 | 02/23/2026 | ☆ |
| 19647 | Net Worth Solutions Llc CRD 129704 | Surprise, AZ | Wealth Manager · Boutique (under $100M) | $48.9M | 59 | 189 | 1 | 01/13/2026 | ☆ |
| 19648 | Richard Allen Hutchinson CRD 111618 | Insurance-Affiliated · Boutique (under $100M) | $48.9M | 24 | 79 | 2 | 01/28/2026 | ☆ | |
| 19649 | Southern Incomes, Llc CRD 125278 | Insurance-Affiliated · Boutique (under $100M) | $48.9M | 58 | 148 | 1 | 03/12/2026 | ☆ | |
| 19650 | Caribbean & Latin American Securities, Llc CRD 148710 | Weston, FL | Wealth Manager · Boutique (under $100M) | $48.9M | 235 | 272 | 16 | 03/03/2026 | ☆ |