Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19601 | Pensinger Financial, Inc. CRD 169718 | Wealth Manager · Boutique (under $100M) | $50.3M | 106 | 106 | 1 | 01/23/2026 | ☆ | |
| 19602 | Defining Wealth Partners Llc CRD 328930 | Wealth Manager · Boutique (under $100M) | $50.3M | 182 | 584 | 6 | 09/04/2026 | ☆ | |
| 19603 | Satori Financial Llc CRD 115592 | Wealth Manager · Boutique (under $100M) | $50.3M | 24 | 72 | 1 | 03/27/2026 | ☆ | |
| 19604 | Zorea Capital Lp CRD 331448 | Englewood, NJ | Wealth Manager · Boutique (under $100M) | $50.3M | 9 | 15 | 2 | 02/04/2026 | ☆ |
| 19605 | Carriage Hill Investment Associates Llc CRD 304487 | Lancaster, PA | Wealth Manager · Boutique (under $100M) | $50.2M | 208 | 326 | 1 | 04/01/2026 | ☆ |
| 19606 | 21 St Century Equity Advisors Corporation CRD 120336 | Worthington, OH | Wealth Manager · Boutique (under $100M) | $50.2M | 53 | 53 | 1 | 01/22/2026 | ☆ |
| 19607 | Portfolio Strategies Inc CRD 104685 | Tacoma, WA | Wealth Manager · Boutique (under $100M) | $50.2M | 289 | 297 | 4 | 09/25/2026 | ☆ |
| 19608 | Merlin Capital Inc. CRD 284790 | Newport, RI | Wealth Manager · Boutique (under $100M) | $50.2M | 26 | 68 | 1 | 03/02/2026 | ☆ |
| 19609 | Ubequity Wealth Management, Llc CRD 311577 | Wealth Manager · Boutique (under $100M) | $50.2M | 46 | 156 | 2 | 03/20/2026 | ☆ | |
| 19610 | Raider Dennis Agency CRD 314415 | Farmington, MI | Insurance-Affiliated · Boutique (under $100M) | $50.2M | 158 | 315 | 3 | 08/18/2026 | ☆ |
| 19611 | Spp Credit Advisors Ii Llc CRD 323725 | Private Fund Manager · Boutique (under $100M) | $50.2M | 2 | 2 | 7 | 08/28/2026 | ☆ | |
| 19612 | Meritage Wealth Management Llc CRD 311884 | Wealth Manager · Boutique (under $100M) | $50.2M | 49 | 129 | 1 | 09/14/2026 | ☆ | |
| 19613 | Lexington Wealth Management, Inc. CRD 322651 | Wealth Manager · Boutique (under $100M) | $50.1M | 84 | 223 | 1 | 03/31/2026 | ☆ | |
| 19614 | Monadnock Capital Partners, Llc CRD 144176 | Wealth Manager · Boutique (under $100M) | $50.1M | 21 | 21 | 4 | 03/30/2026 | ☆ | |
| 19615 | True North Financial Advisors, Llc CRD 287463 | Hilliard, OH | Wealth Manager · Boutique (under $100M) | $50.1M | 37 | 154 | 2 | 01/30/2026 | ☆ |
| 19616 | Beltramo Financial Services, Inc. CRD 154791 | Irvine, CA | Insurance-Affiliated · Boutique (under $100M) | $50.1M | 48 | 118 | 1 | 01/29/2026 | ☆ |
| 19617 | Silver Capital Management, Llc CRD 111888 | Wealth Manager · Boutique (under $100M) | $50.1M | 42 | 42 | 2 | 03/25/2026 | ☆ | |
| 19618 | Vm Jones Financial Consulting, L.L.C. CRD 110678 | Gilbert, AZ | Wealth Manager · Boutique (under $100M) | $50.1M | 37 | 37 | 1 | 03/28/2026 | ☆ |
| 19619 | Rsg Financial Group Inc CRD 136849 | Stockton, CA | Insurance-Affiliated · Boutique (under $100M) | $50.1M | 105 | 105 | 2 | 03/26/2026 | ☆ |
| 19620 | Eagles Coast Wealth Management, Llc CRD 297423 | Daniel Island, SC | Wealth Manager · Boutique (under $100M) | $50.1M | 129 | 243 | 2 | 03/31/2026 | ☆ |
| 19621 | Divergent Capital Asset Management Llc CRD 324549 | Palm Beach Gardens, FL | Wealth Manager · Boutique (under $100M) | $50.1M | 21 | 69 | 4 | 06/25/2026 | ☆ |
| 19622 | Sound View Financial Advisors CRD 154732 | Walpole, MA | Wealth Manager · Boutique (under $100M) | $50.1M | 107 | 191 | 4 | 03/09/2026 | ☆ |
| 19623 | Datapath Investment Advisors, Inc. CRD 156437 | Little Rock, AR | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 1 | 1 | 1 | 03/30/2026 | ☆ |
| 19624 | Arrowhead Investment Advisors, Llc CRD 167964 | Wealth Manager · Boutique (under $100M) | $50.0M | 33 | 65 | 1 | 04/24/2026 | ☆ | |
| 19625 | D.A. Flowers & Company, Llc CRD 149154 | Berkeley, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 38 | 136 | 1 | 03/23/2026 | ☆ |
| 19626 | Barber & Associates Financial Group, Llc CRD 154678 | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 226 | 228 | 1 | 03/31/2026 | ☆ | |
| 19627 | Alban Investment Management, Llc CRD 121151 | Wealth Manager · Boutique (under $100M) | $50.0M | 82 | 236 | 0 | 04/20/2026 | ☆ | |
| 19628 | Avondale Conquest, Llc CRD 122821 | Sausalito, CA | Private Fund Manager · Boutique (under $100M) | $50.0M | 2 | 2 | 2 | 03/13/2026 | ☆ |
| 19629 | Capital Wealth Strategies, Llc CRD 282818 | Santa Barbara, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 117 | 117 | 1 | 04/01/2026 | ☆ |
| 19630 | Crown Financial Group, Inc. CRD 123467 | Arlington Heights, IL | Wealth Manager · Boutique (under $100M) | $50.0M | 75 | 75 | 1 | 02/20/2025 | ☆ |
| 19631 | Dv Capital Management, Llc CRD 147013 | Wealth Manager · Boutique (under $100M) | $50.0M | 22 | 22 | 1 | 02/01/2026 | ☆ | |
| 19632 | Foxpath Capital Partners Lp CRD 331708 | New York, NY | Private Fund Manager · Boutique (under $100M) | $50.0M | 3 | 3 | 5 | 03/25/2026 | ☆ |
| 19633 | Gratus Wealth Strategies Llc CRD 330842 | Austin, TX | Wealth Manager · Boutique (under $100M) | $50.0M | 40 | 90 | 1 | 02/20/2026 | ☆ |
| 19634 | Manetta Wealth Management Inc. CRD 328836 | Danville, CA | Wealth Manager · Boutique (under $100M) | $50.0M | 45 | 45 | 1 | 03/27/2026 | ☆ |
| 19635 | Om Pacific Capital Llc CRD 269970 | Private Fund Manager · Boutique (under $100M) | $50.0M | 22 | 23 | 3 | 03/30/2026 | ☆ | |
| 19636 | One68 Global Capital, Llc CRD 284585 | New York, NY | Investment Adviser · Boutique (under $100M) | $50.0M | 1 | 2 | 4 | 03/16/2026 | ☆ |
| 19637 | Open Space Capital Llc CRD 333078 | Investment Adviser · Boutique (under $100M) | $50.0M | 1 | 1 | 03/31/2026 | ☆ | ||
| 19638 | Pamalican Asset Management Limited CRD 331819 | Hong Kong | Private Fund Manager · Boutique (under $100M) | $50.0M | 1 | 1 | 6 | 07/27/2026 | ☆ |
| 19639 | Premiere Wealth Advisors, Llc CRD 294893 | Tucson, AZ | Insurance-Affiliated · Boutique (under $100M) | $50.0M | 350 | 360 | 3 | 02/23/2026 | ☆ |
| 19640 | Prime Capital Equities Llc CRD 157411 | Wealth Manager · Boutique (under $100M) | $50.0M | 47 | 130 | 2 | 01/28/2026 | ☆ | |
| 19641 | Private Portfolio, Inc. CRD 36644 | La Jolla, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $50.0M | 37 | 37 | 19 | 09/30/2026 | ☆ |
| 19642 | Prosperiant Wealth Management, Llc CRD 326731 | Wealth Manager · Boutique (under $100M) | $50.0M | 47 | 109 | 2 | 01/08/2025 | ☆ | |
| 19643 | Rpmfp, L.L.C. CRD 302078 | Salt Lake City, UT | Wealth Manager · Boutique (under $100M) | $50.0M | 162 | 1 | 01/13/2026 | ☆ | |
| 19644 | Toccata Capital Llc CRD 168265 | Investment Adviser · Boutique (under $100M) | $50.0M | 2 | 1 | 01/06/2026 | ☆ | ||
| 19645 | Twin Peaks Wealth Management Llc CRD 165044 | Cottonwood Heights, UT | Wealth Manager · Boutique (under $100M) | $50.0M | 49 | 86 | 1 | 03/23/2026 | ☆ |
| 19646 | Vendome Capital Management Llc CRD 307514 | Multi-Family Office · Boutique (under $100M) | $50.0M | 1 | 1 | 1 | 01/15/2026 | ☆ | |
| 19647 | Williams, Paul Rudy CRD 111780 | Wealth Manager · Boutique (under $100M) | $50.0M | 25 | 25 | 1 | 01/27/2026 | ☆ | |
| 19648 | Lever Wealth Management, Llc CRD 332364 | Wealth Manager · Boutique (under $100M) | $50.0M | 36 | 98 | 3 | 04/07/2026 | ☆ | |
| 19649 | Continuum Financial, Llc CRD 151881 | Wealth Manager · Boutique (under $100M) | $49.9M | 26 | 26 | 1 | 02/03/2026 | ☆ | |
| 19650 | Greenbridge Investment Management, Llc CRD 283473 | Lake Oswego, OR | Endowment & Foundation Advisor · Boutique (under $100M) | $49.9M | 21 | 21 | 2 | 05/27/2026 | ☆ |