Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19651 | Legacy Wealth Advisors, Inc. CRD 114868 | Waxahachie, TX | Wealth Manager · Boutique (under $100M) | $49.9M | 185 | 301 | 2 | 01/26/2026 | ☆ |
| 19652 | Smarter Bear Llc CRD 325148 | Wealth Manager · Boutique (under $100M) | $49.9M | 41 | 41 | 2 | 05/29/2026 | ☆ | |
| 19653 | Gordon Financial, Llc CRD 174196 | Wealth Manager · Boutique (under $100M) | $49.9M | 30 | 111 | 1 | 02/10/2026 | ☆ | |
| 19654 | Meridian Financial Group, Inc. CRD 116436 | Wealth Manager · Boutique (under $100M) | $49.9M | 64 | 64 | 2 | 08/28/2026 | ☆ | |
| 19655 | Stronghold Capital Partners Llc CRD 315763 | Wealth Manager · Boutique (under $100M) | $49.8M | 334 | 334 | 10 | 08/26/2026 | ☆ | |
| 19656 | Wilson Financial Group, Llc CRD 152097 | Suwanee, GA | Wealth Manager · Boutique (under $100M) | $49.8M | 42 | 97 | 2 | 03/27/2026 | ☆ |
| 19657 | Iron Horse Financial Services Llc CRD 327802 | Wealth Manager · Boutique (under $100M) | $49.8M | 140 | 140 | 4 | 08/03/2026 | ☆ | |
| 19658 | Nord Associates Llc CRD 325126 | Chanhassen, MN | Private Fund Manager · Boutique (under $100M) | $49.8M | 5 | 5 | 1 | 08/27/2026 | ☆ |
| 19659 | Altai Capital Management, L.P. CRD 151638 | Multi-Family Office · Boutique (under $100M) | $49.8M | 1 | 4 | 4 | 03/31/2026 | ☆ | |
| 19660 | First Light Wealth, Llc CRD 325471 | Hershey, PA | Wealth Manager · Boutique (under $100M) | $49.8M | 52 | 52 | 1 | 03/06/2026 | ☆ |
| 19661 | Defiant Capital Group Llc CRD 309626 | Warrendale, PA | Wealth Manager · Boutique (under $100M) | $49.8M | 46 | 127 | 3 | 08/19/2026 | ☆ |
| 19662 | Buie Investment Advisors, Llc CRD 129981 | Charlotte, NC | Wealth Manager · Boutique (under $100M) | $49.8M | 46 | 109 | 2 | 01/14/2026 | ☆ |
| 19663 | Boundary Creek Advisors Lp CRD 300768 | Private Fund Manager · Boutique (under $100M) | $49.8M | 6 | 6 | 4 | 03/27/2026 | ☆ | |
| 19664 | Dalton Financial Llc CRD 167878 | Wealth Manager · Boutique (under $100M) | $49.8M | 67 | 115 | 1 | 01/06/2026 | ☆ | |
| 19665 | Jason Janes Wealth Management, Inc. CRD 313041 | Princeton, MN | Insurance-Affiliated · Boutique (under $100M) | $49.8M | 377 | 377 | 2 | 02/17/2026 | ☆ |
| 19666 | Launch Financial Planning, Llc CRD 307327 | Andover, MA | Wealth Manager · Boutique (under $100M) | $49.8M | 59 | 234 | 2 | 02/18/2026 | ☆ |
| 19667 | Boulevard Investment Management Llc CRD 314665 | Santa Monica, CA | Wealth Manager · Boutique (under $100M) | $49.8M | 5 | 18 | 1 | 03/06/2026 | ☆ |
| 19668 | A To Z Financial Planning Llc CRD 146960 | Oak Creek, WI | Wealth Manager · Boutique (under $100M) | $49.8M | 183 | 371 | 2 | 01/16/2026 | ☆ |
| 19669 | Bwm Advisory Llc CRD 173131 | Scottsdale, AZ | Insurance-Affiliated · Boutique (under $100M) | $49.8M | 224 | 224 | 6 | 03/04/2024 | ☆ |
| 19670 | Wealthwise Financial Solutions, Llc CRD 141813 | Wealth Manager · Boutique (under $100M) | $49.8M | 44 | 136 | 1 | 03/31/2026 | ☆ | |
| 19671 | Albright Capital Management Lp CRD 133613 | Arlington, VA | Private Fund Manager · Boutique (under $100M) | $49.8M | 2 | 2 | 7 | 03/26/2026 | ☆ |
| 19672 | Time Value Of Money, L.P. CRD 134151 | Austin, TX | Private Fund Manager · Boutique (under $100M) | $49.7M | 1 | 1 | 1 | 01/08/2026 | ☆ |
| 19673 | Vista Way Advisors, Llc CRD 309652 | Wealth Manager · Boutique (under $100M) | $49.7M | 50 | 125 | 3 | 07/20/2026 | ☆ | |
| 19674 | Halcyon Investment Advisor Llc CRD 327727 | Wealth Manager · Boutique (under $100M) | $49.7M | 73 | 73 | 3 | 07/01/2026 | ☆ | |
| 19675 | Mac Adams Wealth Advisors, Llc CRD 148409 | Insurance-Affiliated · Boutique (under $100M) | $49.7M | 71 | 92 | 1 | 03/31/2026 | ☆ | |
| 19676 | Gt Financial, Ltd., L.L.C. CRD 117096 | Mandeville, LA | Wealth Manager · Boutique (under $100M) | $49.7M | 24 | 35 | 1 | 02/09/2026 | ☆ |
| 19677 | Buff Capital Management, Llc CRD 110197 | Wealth Manager · Boutique (under $100M) | $49.7M | 20 | 92 | 0 | 03/29/2026 | ☆ | |
| 19678 | Bridgewater Advisory Group Llc CRD 327259 | Crystal City, MO | Wealth Manager · Boutique (under $100M) | $49.7M | 70 | 188 | 4 | 03/30/2026 | ☆ |
| 19679 | Newell Wealth Management, Llc CRD 317576 | Winter Garden, FL | Wealth Manager · Boutique (under $100M) | $49.7M | 74 | 244 | 1 | 05/20/2026 | ☆ |
| 19680 | Revolution Capital, Inc CRD 132041 | Wealth Manager · Boutique (under $100M) | $49.7M | 56 | 131 | 2 | 03/12/2026 | ☆ | |
| 19681 | Laflam And Haggerty Investment Advisers Corp. CRD 129389 | Wealth Manager · Boutique (under $100M) | $49.7M | 67 | 129 | 2 | 02/04/2026 | ☆ | |
| 19682 | Brennan Financial Group, Llc CRD 117644 | Princeton, NJ | Wealth Manager · Boutique (under $100M) | $49.7M | 33 | 60 | 1 | 01/13/2026 | ☆ |
| 19683 | Morgan Investments Inc CRD 105977 | Greenville, SC | Wealth Manager · Boutique (under $100M) | $49.6M | 54 | 68 | 2 | 02/26/2026 | ☆ |
| 19684 | Marc Joel Shapiro CRD 146104 | Wealth Manager · Boutique (under $100M) | $49.6M | 31 | 31 | 0 | 03/13/2026 | ☆ | |
| 19685 | Desert Wealth Management Llc CRD 295558 | Wealth Manager · Boutique (under $100M) | $49.6M | 29 | 29 | 2 | 01/14/2026 | ☆ | |
| 19686 | Monarch Wealth Management, Llc CRD 148648 | Leawood, KS | Wealth Manager · Boutique (under $100M) | $49.6M | 22 | 82 | 1 | 02/18/2026 | ☆ |
| 19687 | Gilliland Investment Management, Inc. CRD 124490 | Canyon, TX | Wealth Manager · Boutique (under $100M) | $49.6M | 86 | 190 | 1 | 03/23/2026 | ☆ |
| 19688 | M Capital Wealth Management, Llc CRD 155303 | Cheraw, SC | Wealth Manager · Boutique (under $100M) | $49.6M | 72 | 187 | 2 | 03/03/2026 | ☆ |
| 19689 | Wright Asset Management Inc CRD 105599 | Manasquan, NJ | Wealth Manager · Boutique (under $100M) | $49.5M | 40 | 40 | 2 | 03/30/2026 | ☆ |
| 19690 | Holmes Investment Management, Inc. CRD 123920 | Brockton, MA | Wealth Manager · Boutique (under $100M) | $49.5M | 129 | 129 | 3 | 03/30/2026 | ☆ |
| 19691 | Hafnia Financial, Inc. CRD 315096 | San Diego, CA | Wealth Manager · Boutique (under $100M) | $49.5M | 141 | 266 | 2 | 09/25/2026 | ☆ |
| 19692 | Gsi Funds Llc CRD 147845 | Hunt Valley, MD | Private Fund Manager · Boutique (under $100M) | $49.5M | 1 | 1 | 2 | 03/04/2026 | ☆ |
| 19693 | Aventail Wealth Management, Llc CRD 282467 | Winter Haven, FL | Wealth Manager · Boutique (under $100M) | $49.4M | 113 | 226 | 2 | 03/23/2026 | ☆ |
| 19694 | O'brien And Associates, Inc. CRD 115159 | Wealth Manager · Boutique (under $100M) | $49.4M | 83 | 253 | 2 | 01/12/2026 | ☆ | |
| 19695 | Twin Harbors Wealth Management Llc CRD 310260 | Aberdeen, WA | Wealth Manager · Boutique (under $100M) | $49.4M | 66 | 132 | 1 | 01/22/2026 | ☆ |
| 19696 | Sentry Financial Planning, Llc CRD 146687 | Wealth Manager · Boutique (under $100M) | $49.4M | 15 | 145 | 2 | 01/29/2026 | ☆ | |
| 19697 | George Michael Mcwhorter CRD 114479 | Wealth Manager · Boutique (under $100M) | $49.4M | 117 | 117 | 1 | 07/23/2026 | ☆ | |
| 19698 | Ul Wealth Llc CRD 309277 | Valdosta, GA | Wealth Manager · Boutique (under $100M) | $49.4M | 126 | 230 | 4 | 03/18/2026 | ☆ |
| 19699 | Swan Wealth Management Llc CRD 340388 | Insurance-Affiliated · Boutique (under $100M) | $49.4M | 71 | 205 | 3 | 08/19/2026 | ☆ | |
| 19700 | Stonebridge Capital Management Nw, Llc CRD 147392 | Wealth Manager · Boutique (under $100M) | $49.4M | 36 | 114 | 2 | 01/26/2026 | ☆ |