Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19701 | Capital Investment Partners Llc CRD 309469 | Gainesville, GA | Wealth Manager · Boutique (under $100M) | $49.4M | 85 | 155 | 2 | 01/27/2026 | ☆ |
| 19702 | Bancreek Capital Management, Lp CRD 312900 | Santa Monica, CA | Private Fund Manager · Boutique (under $100M) | $49.3M | 1 | 2 | 3 | 03/24/2026 | ☆ |
| 19703 | Investment Answers Capital, Llc CRD 168119 | Louisville, KY | Wealth Manager · Boutique (under $100M) | $49.3M | 251 | 275 | 2 | 03/26/2026 | ☆ |
| 19704 | Jadwin Asset Management Llc CRD 307728 | Greenwich, CT | Wealth Manager · Boutique (under $100M) | $49.3M | 23 | 23 | 1 | 09/29/2023 | ☆ |
| 19705 | Solaris, Llc CRD 140180 | Austin, TX | Wealth Manager · Boutique (under $100M) | $49.3M | 73 | 202 | 1 | 04/07/2026 | ☆ |
| 19706 | Sage Wealth Advisors Llc CRD 128997 | Wealth Manager · Boutique (under $100M) | $49.3M | 79 | 153 | 1 | 03/27/2026 | ☆ | |
| 19707 | Gianotti Wealth Advisory Llc CRD 335264 | Kankakee, IL | Insurance-Affiliated · Boutique (under $100M) | $49.3M | 84 | 236 | 1 | 03/31/2026 | ☆ |
| 19708 | Castle Rock Financial Planning, Inc. CRD 174507 | Mendota Heights, MN | Wealth Manager · Boutique (under $100M) | $49.3M | 89 | 197 | 2 | 09/29/2026 | ☆ |
| 19709 | Balanced Investment Advisors, Llc CRD 304976 | Cedar Rapids,, IA | Wealth Manager · Boutique (under $100M) | $49.3M | 60 | 158 | 2 | 03/30/2026 | ☆ |
| 19710 | Irl Financial, Llc CRD 306575 | Wealth Manager · Boutique (under $100M) | $49.3M | 30 | 103 | 1 | 03/30/2026 | ☆ | |
| 19711 | Rockrose Capital Management, Llc CRD 141405 | San Francisco, CA | Private Fund Manager · Boutique (under $100M) | $49.3M | 1 | 1 | 1 | 03/18/2026 | ☆ |
| 19712 | T&S Investments, Llc CRD 164425 | Fargo, ND | Trust Company · Boutique (under $100M) | $49.3M | 31 | 31 | 2 | 03/30/2026 | ☆ |
| 19713 | Capstonewealth, Llc CRD 328380 | Oxford, FL | Wealth Manager · Boutique (under $100M) | $49.2M | 68 | 196 | 2 | 03/20/2026 | ☆ |
| 19714 | Cpa Investment Solutions, Inc. CRD 144888 | Sarasota, FL | Wealth Manager · Boutique (under $100M) | $49.2M | 40 | 155 | 1 | 03/16/2026 | ☆ |
| 19715 | Hdq Wealth Llc CRD 313427 | Kansas City, MO | Insurance-Affiliated · Boutique (under $100M) | $49.2M | 180 | 180 | 3 | 08/18/2026 | ☆ |
| 19716 | Delta Advisors CRD 111852 | Sonoma, CA | Insurance-Affiliated · Boutique (under $100M) | $49.2M | 29 | 29 | 2 | 12/24/2025 | ☆ |
| 19717 | Joslin, Jeffrey Alex CRD 37711 | Huntington Beach, CA | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $49.2M | 96 | 96 | 3 | 05/11/2026 | ☆ |
| 19718 | Isler Wealth Management, Llc CRD 285831 | Eugene, OR | Wealth Manager · Boutique (under $100M) | $49.1M | 44 | 98 | 2 | 09/30/2026 | ☆ |
| 19719 | Bridge The Gap Retirement Planners Llc CRD 316508 | Simi Valley, CA | Wealth Manager · Boutique (under $100M) | $49.1M | 32 | 125 | 2 | 07/06/2026 | ☆ |
| 19720 | Tree City Investments, Inc. CRD 141279 | Lake Forest, IL | Wealth Manager · Boutique (under $100M) | $49.1M | 39 | 61 | 2 | 03/20/2026 | ☆ |
| 19721 | Integrity Asset Management, Llc CRD 281834 | Wealth Manager · Boutique (under $100M) | $49.1M | 66 | 174 | 1 | 03/13/2026 | ☆ | |
| 19722 | Renaissance Wealth Management, Llc CRD 174693 | Bethlehem, PA | Insurance-Affiliated · Boutique (under $100M) | $49.1M | 143 | 250 | 3 | 09/08/2026 | ☆ |
| 19723 | Opulent Wealth, Llc CRD 332007 | Wealth Manager · Boutique (under $100M) | $49.1M | 8 | 43 | 1 | 01/30/2026 | ☆ | |
| 19724 | Primeaumayer Advisors Llc CRD 306259 | Manassas, VA | Wealth Manager · Boutique (under $100M) | $49.1M | 96 | 96 | 2 | 09/30/2026 | ☆ |
| 19725 | Solid Rock Wealth Management, Inc. CRD 170264 | Bozeman, MT | Wealth Manager · Boutique (under $100M) | $49.1M | 47 | 148 | 1 | 02/04/2026 | ☆ |
| 19726 | Arène Capital Management Lp CRD 337916 | New York, NY | Private Fund Manager · Boutique (under $100M) | $49.1M | 4 | 4 | 6 | 08/20/2026 | ☆ |
| 19727 | Providence Wealth Advisors, Llc CRD 292109 | Wealth Manager · Boutique (under $100M) | $49.0M | 33 | 87 | 1 | 03/26/2026 | ☆ | |
| 19728 | Flatirons Wealth Management, Llc CRD 297720 | Wealth Manager · Boutique (under $100M) | $49.0M | 116 | 266 | 1 | 07/29/2026 | ☆ | |
| 19729 | New River Investments Inc. CRD 157173 | Wealth Manager · Boutique (under $100M) | $49.0M | 56 | 78 | 3 | 07/15/2026 | ☆ | |
| 19730 | Arm Financial Llc CRD 144340 | Wealth Manager · Boutique (under $100M) | $49.0M | 60 | 60 | 1 | 01/16/2026 | ☆ | |
| 19731 | Bibler Financial Group, Inc CRD 117520 | Wealth Manager · Boutique (under $100M) | $49.0M | 110 | 110 | 1 | 04/14/2026 | ☆ | |
| 19732 | Integrated Advisors, Llc CRD 283592 | Boise, ID | Insurance-Affiliated · Boutique (under $100M) | $49.0M | 82 | 196 | 1 | 01/06/2026 | ☆ |
| 19733 | Retirement Resources Wealth Management, Lp CRD 142428 | El Paso, TX | Wealth Manager · Boutique (under $100M) | $49.0M | 105 | 105 | 1 | 03/31/2026 | ☆ |
| 19734 | Mayfair Financial, Llc CRD 321824 | Wealth Manager · Boutique (under $100M) | $49.0M | 19 | 98 | 1 | 06/18/2026 | ☆ | |
| 19735 | Egp Wealth Management, Llc CRD 298338 | North Little Rock, AR | Wealth Manager · Boutique (under $100M) | $49.0M | 99 | 176 | 5 | 08/24/2026 | ☆ |
| 19736 | Mjm Financial Advisors, Llc CRD 135197 | Gillette, NJ | Wealth Manager · Boutique (under $100M) | $48.9M | 26 | 94 | 2 | 02/23/2026 | ☆ |
| 19737 | Net Worth Solutions Llc CRD 129704 | Surprise, AZ | Wealth Manager · Boutique (under $100M) | $48.9M | 59 | 189 | 1 | 01/13/2026 | ☆ |
| 19738 | Richard Allen Hutchinson CRD 111618 | Insurance-Affiliated · Boutique (under $100M) | $48.9M | 24 | 79 | 2 | 01/28/2026 | ☆ | |
| 19739 | Southern Incomes, Llc CRD 125278 | Insurance-Affiliated · Boutique (under $100M) | $48.9M | 58 | 148 | 1 | 03/12/2026 | ☆ | |
| 19740 | Caribbean & Latin American Securities, Llc CRD 148710 | Weston, FL | Wealth Manager · Boutique (under $100M) | $48.9M | 235 | 272 | 16 | 03/03/2026 | ☆ |
| 19741 | Latin Securities Inc CRD 164117 | Miami, FL | Broker-Dealer (Dually Registered) · Boutique (under $100M) | $48.9M | 37 | 37 | 6 | 03/31/2026 | ☆ |
| 19742 | August Group, Inc. CRD 149542 | Wealth Manager · Boutique (under $100M) | $48.9M | 61 | 210 | 2 | 02/23/2026 | ☆ | |
| 19743 | Eagle Rock Financial Advisers, Ltd. CRD 125749 | Lancaster, PA | Wealth Manager · Boutique (under $100M) | $48.9M | 85 | 188 | 2 | 06/09/2026 | ☆ |
| 19744 | G. Scott Capital Partners, Llc CRD 166358 | Darien, CT | Private Fund Manager · Boutique (under $100M) | $48.9M | 3 | 3 | 3 | 03/23/2026 | ☆ |
| 19745 | Kessler Planning Group, Llc CRD 327913 | Bolivar, TN | Wealth Manager · Boutique (under $100M) | $48.9M | 67 | 128 | 1 | 07/22/2026 | ☆ |
| 19746 | Douglas Bagwell & Co., Llc CRD 134485 | Springfield, MO | Wealth Manager · Boutique (under $100M) | $48.9M | 134 | 367 | 4 | 03/17/2026 | ☆ |
| 19747 | Webull Advisors Llc CRD 304881 | St Petersburg, FL | Wealth Manager · Boutique (under $100M) | $48.9M | 28,867 | 28,867 | 16 | 04/29/2026 | ☆ |
| 19748 | Alexander Beard (Usa), Inc. CRD 134642 | Ellesmere Port, Cheshire | Wealth Manager · Boutique (under $100M) | $48.9M | 75 | 90 | 3 | 05/22/2026 | ☆ |
| 19749 | Balanced Plan Financial Investment Advisors, Inc. CRD 310708 | Wealth Manager · Boutique (under $100M) | $48.8M | 149 | 149 | 3 | 02/23/2026 | ☆ | |
| 19750 | Cleveland Retirement Planning Llc CRD 308911 | Westlake, OH | Wealth Manager · Boutique (under $100M) | $48.8M | 66 | 128 | 1 | 03/25/2026 | ☆ |