Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 19751 | Holistic Asset Management, Llc CRD 156789 | Miami, FL | Investment Adviser · Boutique (under $100M) | $48.8M | 8 | 8 | 6 | 03/31/2026 | ☆ |
| 19752 | Belle River Capital Management Llc CRD 325386 | Wealth Manager · Boutique (under $100M) | $48.8M | 65 | 124 | 1 | 02/27/2026 | ☆ | |
| 19753 | Veracity Wealth Management Llc CRD 290625 | Oakbrook Terrace, IL | Wealth Manager · Boutique (under $100M) | $48.8M | 19 | 96 | 1 | 03/30/2026 | ☆ |
| 19754 | Advanced Planning, Inc. CRD 158753 | Greenville, SC | Insurance-Affiliated · Boutique (under $100M) | $48.8M | 164 | 380 | 4 | 03/11/2026 | ☆ |
| 19755 | Greenrock Advisory Llc CRD 157645 | Wealth Manager · Boutique (under $100M) | $48.8M | 48 | 150 | 1 | 02/03/2026 | ☆ | |
| 19756 | To Wealth, Llc CRD 291594 | Wealth Manager · Boutique (under $100M) | $48.8M | 28 | 141 | 1 | 03/24/2026 | ☆ | |
| 19757 | Hudson Valley Wealth Management, Inc CRD 146338 | Pearl River, NY | Wealth Manager · Boutique (under $100M) | $48.8M | 172 | 234 | 1 | 03/31/2026 | ☆ |
| 19758 | Montana Investment Advisors Inc CRD 106377 | Wealth Manager · Boutique (under $100M) | $48.7M | 41 | 82 | 1 | 03/30/2026 | ☆ | |
| 19759 | Julie A. Wurst, Cfp, Llc CRD 288196 | Wealth Manager · Boutique (under $100M) | $48.7M | 17 | 66 | 1 | 03/11/2026 | ☆ | |
| 19760 | Saratoga Investment Solutions Inc. CRD 124949 | Saratoga Springs, NY | Wealth Manager · Boutique (under $100M) | $48.7M | 38 | 200 | 1 | 06/29/2026 | ☆ |
| 19761 | Kpc Terrapin Group Llc CRD 285526 | New York, NY | Wealth Manager · Boutique (under $100M) | $48.7M | 23 | 23 | 1 | 03/31/2026 | ☆ |
| 19762 | Peters Management Group Llc CRD 316813 | Westerville, OH | Insurance-Affiliated · Boutique (under $100M) | $48.7M | 215 | 426 | 2 | 03/24/2026 | ☆ |
| 19763 | First Western Securities, Inc. CRD 19537 | Hurst, TX | Insurance-Affiliated · Boutique (under $100M) | $48.6M | 32 | 35 | 7 | 09/17/2026 | ☆ |
| 19764 | Key Wealth Management, Inc. CRD 313173 | Wexford, PA | Insurance-Affiliated · Boutique (under $100M) | $48.6M | 168 | 262 | 1 | 03/27/2026 | ☆ |
| 19765 | Cds James Investments, Llc CRD 299741 | New Orleans, LA | Wealth Manager · Boutique (under $100M) | $48.6M | 75 | 148 | 1 | 03/11/2026 | ☆ |
| 19766 | Gardiner Investment Group, Inc. CRD 112512 | Wealth Manager · Boutique (under $100M) | $48.6M | 16 | 45 | 1 | 03/03/2026 | ☆ | |
| 19767 | Rise Investment Management, Llc CRD 333576 | Chicago, IL | Wealth Manager · Boutique (under $100M) | $48.6M | 47 | 146 | 2 | 08/13/2026 | ☆ |
| 19768 | Lodestar Financial Management, Llc CRD 155689 | Wealth Manager · Boutique (under $100M) | $48.6M | 21 | 132 | 1 | 04/01/2026 | ☆ | |
| 19769 | Hfg Advisors Inc. CRD 125129 | Kalamazoo, MI | Wealth Manager · Boutique (under $100M) | $48.6M | 25 | 55 | 5 | 03/30/2026 | ☆ |
| 19770 | Swarthmore Asset Management Ltd CRD 108507 | New York, NY | Wealth Manager · Boutique (under $100M) | $48.6M | 25 | 42 | 2 | 02/25/2026 | ☆ |
| 19771 | Satva Advisors Llc CRD 334053 | Mutual Fund / Asset Manager · Boutique (under $100M) | $48.6M | 7 | 18 | 2 | 03/27/2026 | ☆ | |
| 19772 | Apogee Financial Services Group, Inc. CRD 129527 | Moorestown, NJ | Wealth Manager · Boutique (under $100M) | $48.5M | 124 | 124 | 3 | 07/10/2024 | ☆ |
| 19773 | 8020 Capital Llc CRD 317717 | Wealth Manager · Boutique (under $100M) | $48.5M | 19 | 41 | 1 | 02/23/2026 | ☆ | |
| 19774 | Global Wealth Management, Inc. CRD 115806 | Wealth Manager · Boutique (under $100M) | $48.5M | 121 | 368 | 2 | 04/22/2026 | ☆ | |
| 19775 | Hamilton Advisors Inc CRD 105342 | Wealth Manager · Boutique (under $100M) | $48.5M | 6 | 5 | 2 | 03/30/2026 | ☆ | |
| 19776 | Marathon Financial Strategies CRD 166289 | Wealth Manager · Boutique (under $100M) | $48.5M | 60 | 60 | 1 | 02/24/2026 | ☆ | |
| 19777 | Weidner Associates, Llc CRD 129129 | Merchantville, NJ | Wealth Manager · Boutique (under $100M) | $48.5M | 28 | 28 | 2 | 05/06/2025 | ☆ |
| 19778 | Epona Financial Solutions, Llc CRD 155591 | Wealth Manager · Boutique (under $100M) | $48.5M | 28 | 57 | 1 | 03/30/2026 | ☆ | |
| 19779 | Alphaglider Llc CRD 166218 | Wealth Manager · Boutique (under $100M) | $48.5M | 30 | 141 | 1 | 02/02/2026 | ☆ | |
| 19780 | Sutro Advisors Llc CRD 297856 | Wealth Manager · Boutique (under $100M) | $48.5M | 72 | 137 | 1 | 03/10/2026 | ☆ | |
| 19781 | Krane Capital Management, Llc CRD 329110 | New York, NY | Private Fund Manager · Boutique (under $100M) | $48.4M | 3 | 3 | 50 | 07/24/2026 | ☆ |
| 19782 | Caris Investment Partners, Inc. CRD 305511 | Wealth Manager · Boutique (under $100M) | $48.4M | 62 | 133 | 1 | 08/11/2026 | ☆ | |
| 19783 | Aventura Capital Management, Llc CRD 142478 | Boca Raton, FL | Wealth Manager · Boutique (under $100M) | $48.4M | 126 | 252 | 4 | 03/27/2026 | ☆ |
| 19784 | Byron Place Capital Management, Llc CRD 282078 | Metuchen, NJ | Wealth Manager · Boutique (under $100M) | $48.4M | 39 | 39 | 2 | 03/16/2026 | ☆ |
| 19785 | Full Court Strategic Wealth, Llc CRD 309257 | Mount Laurel, NJ | Wealth Manager · Boutique (under $100M) | $48.4M | 10 | 46 | 1 | 03/25/2026 | ☆ |
| 19786 | Brandon Hill Wealth Management, Llc CRD 315778 | Wealth Manager · Boutique (under $100M) | $48.4M | 19 | 35 | 1 | 06/09/2026 | ☆ | |
| 19787 | Najarian Financial Llc CRD 306339 | Braintree, MA | Insurance-Affiliated · Boutique (under $100M) | $48.4M | 105 | 199 | 1 | 05/26/2026 | ☆ |
| 19788 | Lydon Asset Management Inc CRD 108854 | Wealth Manager · Boutique (under $100M) | $48.4M | 26 | 26 | 2 | 01/27/2026 | ☆ | |
| 19789 | Greenstar Advisors, Llc CRD 289373 | Wealth Manager · Boutique (under $100M) | $48.4M | 39 | 72 | 1 | 01/29/2026 | ☆ | |
| 19790 | Glen R. Macneil, Cfa CRD 130246 | Wealth Manager · Boutique (under $100M) | $48.4M | 66 | 104 | 1 | 03/18/2026 | ☆ | |
| 19791 | Southwestern Money Management Llc CRD 304033 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $48.3M | 19 | 19 | 3 | 03/30/2026 | ☆ |
| 19792 | American Wealth Administration Group Llc CRD 282683 | Glen Cove, NY | Wealth Manager · Boutique (under $100M) | $48.3M | 167 | 223 | 3 | 07/08/2026 | ☆ |
| 19793 | Scott S. Duko, Registered Investment Advisor, Ltd. CRD 109595 | Canfield, OH | Wealth Manager · Boutique (under $100M) | $48.3M | 108 | 108 | 1 | 01/19/2026 | ☆ |
| 19794 | Klimax Asset Management, Llc CRD 133710 | Insurance-Affiliated · Boutique (under $100M) | $48.3M | 33 | 33 | 1 | 01/15/2026 | ☆ | |
| 19795 | The Montgomery Financial Group, Inc. CRD 140782 | Orleans, MA | Wealth Manager · Boutique (under $100M) | $48.3M | 247 | 247 | 4 | 03/31/2025 | ☆ |
| 19796 | Mark Muecke Capital Management, Llc CRD 289109 | San Antonio, TX | Wealth Manager · Boutique (under $100M) | $48.3M | 49 | 93 | 1 | 04/22/2026 | ☆ |
| 19797 | Herzog Financial Group, Llc CRD 174141 | Saint Louis, MO | Wealth Manager · Boutique (under $100M) | $48.3M | 87 | 195 | 1 | 02/19/2026 | ☆ |
| 19798 | Jme Wealth Management Llc CRD 319491 | Raleigh, NC | Wealth Manager · Boutique (under $100M) | $48.3M | 34 | 120 | 1 | 05/21/2026 | ☆ |
| 19799 | Valkyrie Wealth Llc CRD 325524 | Wealth Manager · Boutique (under $100M) | $48.3M | 19 | 66 | 1 | 04/22/2026 | ☆ | |
| 19800 | Torchlight Advisors, Llc CRD 156559 | Edina, MN | Wealth Manager · Boutique (under $100M) | $48.2M | 53 | 203 | 1 | 10/01/2026 | ☆ |